Empresa Haitong Securities Co., Ltd.

HFT Investment Management Co., Ltd. (HFT) is an independent asset management firm which was founded in 2003 as a joint venture between Fortis Investments Asia (now BNP Paribas Investment Partners) and Haitong Securities, following a strategic alliance agreement signed in 2001. The firm was formerly known as Fortis Haitong Investment Management Co., Ltd. and changed their name to HFT Investment Management Co., Ltd. in 2010. Headquartered in Shanghai, HFT manages mutual and institutional funds for retail and institutional investors in China including corporate pension schemes. They also service foreign investors such as European pension funds through the firm's Qualified Foreign Institutional Investor portfolios.

Haitong Futures Co., Ltd. provides investment banking and brokerage services. It also engages in risk management, futures business, private equity workshop, investment consultation, and asset management. The company was founded on March 18, 1993 and is headquartered in Shanghai, China.

Haitong International Asset Management Ltd. (HIAM) is an asset management firm headquartered in Hong Kong. They are a subsidiary of Haitong International Securities Group Ltd., which is owned by Haitong Securities Co., Ltd. (SSE: 600837) in China. HIAM provides asset management services to retail, institutional and high net-worth clients.

Part of Haitong Securities Co., Ltd., Haitong Investment Ireland Plc provides security brokerage services. The company is based in Dublin, Ireland.

Unican Ltd. provides mortgage banking services. The company is headquartered in Road Town, British Virgin Islands.

Part of Haitong Securities Co., Ltd., Haitong UT Capital Group Co., Ltd. operates as an investment holding Chinese company with interest in equipment financial leasing services. The company is based in Hong Kong, Hong Kong. Haitong UT Capital Group Co. was acquired by Haitong International Holdings Ltd. from Tarrant Capital IP LLC on January 16, 2014 for $715 million.

Haitong International Asset Management (HK) Ltd. (Haitong HK) is an asset management firm headquartered in Hong Kong. The firm was founded in 2007 and is a subsidiary of Haitong International (BVI) Ltd., ultimately held by Haitong Securities Co., Ltd. (SHA: 600837) in China. Haitong HK acts as an investment manager on a range of different mandates and asset portfolios for global and local institutional and corporate clients as well as individual investors.

HFT Investment Management (HK) Ltd. (HFT HK) is an investment manager headquartered in Hong Kong. The firm is a wholly owned subsidiary of HFT Investment Management Co., Ltd. (HFT) in China. HFT HK acts as the international arm of HFT and provides investment solutions to both institutional and private clients, in Hong Kong as well as internationally.

Haitong International Investment Managers Ltd. (HTIIM) is the wholly owned fund management subsidiary of Haitong International Securities Group Ltd., itself a subsidiary of Haitong Securities Co., Ltd. (SHA: 600837) in China. Headquartered in Hong Kong, HTIIM was founded in 2004 to provide a range of investment services which includes unit trusts, Mandatory Provident Fund products, private equity funds and discretionary portfolio management services for corporate and private clients.

Part of Haitong Securities Co., Ltd., Haitong International Securities (USA), Inc. provides financial research services. The company is based in New York, NY. Haitong International Securities (USA was acquired by IND-X Enzard KK from Haitong International Holdings (UK) Ltd. on October 06, 2009.