Christopher Compton

Numis Securities Ltd. is an institutional brokerage firm headquartered in London, UK. The firm was founded in 1988 and is a subsidiary of Numis Corp. Plc in (LON: NUM). Numis Securities serves as a corporate broker to several clients across all their sectors, ranging from FTSE 100 to FTSE small-cap companies and AIM-listed companies.

Part of Oberon Investments Group Plc, Oberon Investments Ltd. (GB) delivers services to private individuals to maximize returns and take advantage of diverse investment opportunities. The company is based in London, UK. Oberon Group is a financial boutique comprising three divisions: Investment Management, Wealth Planning, and Corporate Advisory & Broking. The British company offers a proactive and tailored approach to each client, with complementary services in Investment Management, where they identify great opportunities and offer bespoke client portfolios. Oberon Investments has over 30 years of experience investing for their clients, retaining an entrepreneurial approach to fund management. The company was founded in 1988 by Michael David Barnard, and the CEO is Simon Philip McGivern. Oberon Investments Ltd. (GB was acquired by Baskerville Capital Plc on February 09, 2021 for $16.93 million.

Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.

Unicorn Asset Management Ltd. (Unicorn) is an independent specialist fund management firm headquartered in London, UK. The firm was founded in 2000 and is majority-owned by their directors and management. Unicorn offers a range of actively managed funds for professional investors.

JPMorgan Securities Plc is a brokerage firm headquartered in London, UK. The firm was founded in 1992 and is a wholly-owned subsidiary of JP Morgan Capital Holdings Ltd., ultimately owned by JPMorgan Chase & Co. (NYSE: JPM) in the US. JPMorgan Securities provides market research, proprietary pricing data and analytics, and trade execution across multiple asset classes such as credit, equities and FX. They help institutional investors, traditional and alternative asset and fund managers, broker dealers and equity issuers meet the demands of changing markets.

Bell Rock Capital Management LLP (Bell Rock Capital) is an independent alternative investment manager headquartered in London, UK. The firm was founded by Peter de Putron in 1996. Bell Rock Capital manages assets on behalf of institutional clients and high net worth investors.

UBS O'Connor Ltd. is an independent alternative investment firm headquartered in London, UK. The firm was founded in 1987 and is a subsidiary of UBS Asset Management AG, ultimately owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS O'Connor is a distinct investment area within UBS Asset Management, with complete independence in regard to investment decision-making. Their capabilities cover a wide range of investment programs, which seek to achieve attractive risk-adjusted absolute returns with low correlation to most major asset classes and traditional investment benchmarks.

Part of Houlihan Lokey, Inc., GCA Altium Ltd. is a brokerage services provider. The company is based in London, UK. The British company was founded by Michael James Hough. Philip Adams has been the CEO of the company since 1996. GCA Altium was acquired by GCA Corp. (Japan), part of Houlihan Lokey, Inc. from September 27, 2021 on July 31, 2016 for $110.25 million.

Altima Partners LLP is the alternative investment subsidiary of Altima Services UK Ltd. in Great Britain. Headquartered in London, the firm was founded in 2004 by Mark Foster-Brown, Mark Donegan and Joseph Carvin. Altima Partners advises funds and seeks suitable divestment opportunities for its remaining portfolio.

Hardman Research Ltd. provides investment research. The private company is based in London, UK. and has subsidiaries in United Kingdom. The British company was founded in 2012 by Roger Hardman. Keith J. Hiscock has been the CEO of the company since 2012.

WMG Advisors LLP is an independent, Great Britain-based wealth management firm which was founded in 2004 by Mehmet Dalman. Headquartered in London, the firm offers single strategy hedge funds and discretionary wealth management services to institutions, endowment funds, family offices and high net-worth individuals.

Joh. Berenberg, Gossler & Co. KG (United Kingdom) (Berenberg-UK) is the Great Britain-based broker/dealer division of Joh. Berenberg, Gossler & Co. KG, a multinational full-service investment bank in Germany. Headquartered in London, Berenberg-UK was founded in 2003 and provides trading and brokerage services to institutional and corporate clients.

Edison Investment Research Ltd. (Edison) is an investment research, investor relations and consulting firm headquartered in London, UK. The firm was founded by Stephen Rogers and Fraser Thorne in 2003. They are a subsidiary of Edison Global Ltd. Edison provides investment research to international investors, advisors and stakeholders.

ING Bank NV (Broker) (ING Bank-Broker) is the broker-dealer division of ING Bank NV, an investment bank headquartered in Amsterdam, Netherlands. It is a wholly-owned subsidiary of ING Groep N.V. (AMS: INGA; NYSE: ING), a Dutch multinational banking and financial services corporation. The firm was founded in 1991 through the merger of Nationale-Nederlanden and NMB Postbank Groep. ING Bank-Broker provides brokerage services to institutions, large corporations, and medium-sized companies.

Collins Stewart Hawkpoint Ltd. provides financial advisory services. Its services include institutional stock broking, fixed income credit trading, corporate broking, corporate finance advisory services, debt capital markets advice, restructuring and debt advisory services, private client and intermediary wealth management, and fund management. The company was founded on May 05, 2006 and is headquartered in London, the United Kingdom.

RBC Europe Ltd. is the Great Britain-based broker/dealer subsidiary of RBC Europe Ltd., itself a subsidiary of Royal Bank of Canada (TSE: RY) in Canada. Headquartered in London, the firm was founded in 1970 and provides a full spectrum of brokerage services specifically tailored for both retail and institutional investors. The firm is active in several markets, exchanges, and electronic trading platforms.

Part of BPCE SA, Natixis (United Kingdom) is a brokerage services provider. The company is based in London, UK. Natixis (United Kingdom was founded in 2000.

Liberum Capital Ltd. (Liberum) is a brokerage firm headquartered in London, UK. The firm was founded by Shane Le Prevost in 2007 to provide a different style of broking. They were acquired by Panmure Liberum Ltd. from TN Holdings (BVI) Ltd. in 2024. Headquartered in London, Liberum provides trading and execution services for institutional clients. They bring liquidity into the niches that matter and are market-makers in various large, mid and small-cap stocks.

M&G Wealth Investment LLP (M&G Wealth) is an asset management firm headquartered in London, UK. Formerly TCF Fund Managers LLP, the firm was founded by Dan Norman and Gary Mairs in 2003 as Rutherglen Capital LLP. They were acquired by M&G Plc (LON: MNG; OTCMKTS: MGPUF) in 2022. M&G Wealth provides a variety of investment solutions to their clients.

Agency Partners LLP provides brokerage services. The private company is based in London, UK and has subsidiaries in United Kingdom.

Alpha Real Property Investment Advisers LLP (dba TIME Investments) is n asset management firm headquartered in London, UK. The firm was founded in 2011 and is a subsidiary of Alpha Real Capital LLP. TIME Investments offers estate planning products and long income funds to financial advisers, family offices and institutions.

Investec Bank Plc (Broker) (IBP) is the brokerage arm of Investec Bank Plc, itself a subsidiary of Investec Plc (LON: INVP) in Great Britain. Headquartered in London, IBP was founded in 1950 and they offer a full spectrum of brokerage services specifically tailored for corporate clients.

WH Ireland Ltd. (dba WHIreland) is a wealth management firm headquartered in London, UK. The firm was founded in 1986 and is a subsidiary of WH Ireland Group Plc (LON: WHI). WHIreland provides discretionary and managed advisory services to individuals, corporates, trusts and funds.

Fox-Davies Capital Ltd. is an independent broker/dealer firm headquartered in London, UK. The firm was founded by Daniel Kesdan Fox-Davies in 2016 as Fox-Davies Capital Partners Ltd. Fox-Davies Capital provides a full spectrum of corporate finance and capital markets advice and execution to corporate clients and institutional investors located around the world.

Danube Petroleum Ltd. provides support activities for petroleum and natural gas extraction. The private company is based in Dudley, UK and was founded in 2017.

Part of Cavendish Financial Plc, Cavendish Capital Markets Ltd. is a British brokerage company. The company is based in London, UK. The company was founded in 2007 by Samantha Jane Smith. John Carlos Farrugia has been the CEO of the company since 2022.

H&P Advisory Ltd. (HPA) is an independent brokerage firm headquartered in London and was founded in 2017. The firm provides brokerage services to institutions, corporations, private individuals and sovereign entities.