James Shorris

Director/Miembro de la Junta en

FIRE Solutions, Inc.

65 años

83 relaciones

Commercial Services

Finance

Consumer Services

Perfil

En la actualidad, James Shorris ocupa el cargo de Director de Cumplimiento en Curaleaf Holdings, Inc. También forma parte del consejo de FIRE Solutions, Inc. En su anterior carrera profesional fue asociado de Choate, Hall & Stewart LLP, asociado de Morgan, Lewis & Bockius LLP y consejero de BMC Partners LLP (una filial de Morgan, Lewis & Bockius LLP), vicepresidente ejecutivo y consejero asociado de LPL Financial LLC, vicepresidente senior y consejero general adjunto de Tucker Anthony, Inc. (Canadá), Director de Cumplimiento de BMO Capital Markets Corp., Vicepresidente Ejecutivo de Financial Industry Regulatory Authority, Inc. y Vicepresidente Senior de National Association of Securities Dealers, Inc. Se licenció en el Macalester College y se graduó en la Facultad de Derecho de la Case Western Reserve University.

Cargos activos de James Shorris

Empresas	Cargo	Inicio
FIRE Solutions, Inc. FIRE Solutions, Inc. Miscellaneous Commercial ServicesCommercial Services Provides compliance and training solutions	Director/Miembro de la Junta	29/01/2015

Todos los cargos activos de James Shorris

Antiguos cargos conocidos de James Shorris.

Empresas	Cargo	Fin
CURALEAF HOLDINGS, INC.	Oficial de Cumplimiento	01/12/2024
Financial Industry Regulatory Authority, Inc. Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers	Corporate Officer/Principal	30/04/2011
National Association of Securities Dealers, Inc. National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance Provides financial regulatory services	Corporate Officer/Principal	31/03/2006
BMC Partners LLP BMC Partners LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services	Consejero General	31/10/2003
Tucker Anthony, Inc. Tucker Anthony, Inc. Investment Banks/BrokersFinance Security Brokers	Corporate Officer/Principal	30/11/2001

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Empresas relacionadas

Empresas privadas	14
Choate, Hall & Stewart LLP Choate, Hall & Stewart LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services	Commercial Services
BMO Capital Markets Corp. (Canada) BMO Capital Markets Corp. (Canada) Investment Banks/BrokersFinance Provides brokerage services	Finance
BMO Capital Markets Corp. BMO Capital Markets Corp. Investment ManagersFinance BMOCMC serves as a sub-advisor to their affiliate BMO Asset Management, Inc. (BMOAM) in connection with the portfolio of the BMO US Equity Plus Fund. The fund seeks to provide long-term capital growth by investing primarily in equity securities of US and Canadian large-cap companies. The firm makes investment decisions based upon fundamental opinions and investment strategy quantitative analysis.	Finance
LPL Financial LLC LPL Financial LLC Investment ManagersFinance LPL Financials’ advisory services are made available to clients primarily through individuals associated with LPL as investment advisor representatives (IARs). The IARs has access to various research reports and model portfolios to which they may refer in determining investment advice IAR provides to clients. The IAR chooses their own research methods, investment style and management philosophy.	Finance
Tucker Anthony, Inc. Tucker Anthony, Inc. Investment Banks/BrokersFinance Security Brokers	Finance
BMC Partners LLP BMC Partners LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services	Commercial Services
Morgan, Lewis & Bockius LLP Morgan, Lewis & Bockius LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services	Commercial Services
FIRE Solutions, Inc. FIRE Solutions, Inc. Miscellaneous Commercial ServicesCommercial Services Provides compliance and training solutions	Commercial Services
Macalester College Macalester College Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Financial Industry Regulatory Authority, Inc. Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers	Commercial Services
New York County District Attorney's Office New York County District Attorney's Office General GovernmentGovernment Provides law services to people	Government
National Association of Securities Dealers, Inc. National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance Provides financial regulatory services	Finance
Case Western Reserve University School of Law Case Western Reserve University School of Law Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Curaleaf Holdings, Inc. Curaleaf Holdings, Inc. Agricultural Commodities/MillingProcess Industries Operates as a vertically integrated medical and wellness cannabis company	Process Industries