![Karen Richards](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Karen Richards
Oficial de Cumplimiento en
SOURCE CAPITAL
.
Perfil
Karen E.
Richards is currently the Chief Compliance Officer at FPA New Income, Inc., Source Capital, Inc., Investment Managers Series Trust III, Bragg Capital Trust, FPA Crescent Fund, FPA Flexible Fixed Income Fund, and FPA U.S.
Core Equity Fund, Inc. She previously worked as the Deputy Chief Compliance Officer at JPMorgan Private Wealth Advisors LLC from 2016 to 2018 and as a Vice President at Pacific Investment Management Co. LLC from 2010 to 2016.
Cargos activos de Karen Richards
| Empresas | Cargo | Inicio |
|---|---|---|
| SOURCE CAPITAL | Oficial de Cumplimiento | 01/01/2019 |
FPA New Income Inc.
 FPA New Income Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Oficial de Cumplimiento | 01/01/2019 |
FPA U.S. Core Equity Fund, Inc.
 FPA U.S. Core Equity Fund, Inc. Financial ConglomeratesFinance Functions as investment fund | Oficial de Cumplimiento | 01/01/2019 |
Investment Managers Series Trust III
 Investment Managers Series Trust III Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Oficial de Cumplimiento | 01/01/2019 |
FPA Crescent Fund
 FPA Crescent Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Oficial de Cumplimiento | 01/01/2019 |
FPA Flexible Fixed Income Fund
 FPA Flexible Fixed Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Oficial de Cumplimiento | 01/01/2019 |
Bragg Capital Trust
 Bragg Capital Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Oficial de Cumplimiento | 01/01/2020 |
Antiguos cargos conocidos de Karen Richards.
| Empresas | Cargo | Fin |
|---|---|---|
JPMorgan Private Wealth Advisors LLC
 JPMorgan Private Wealth Advisors LLC Investment ManagersFinance JPMPWA creates portfolios designed to meet each client's specific needs, considering risk tolerance, current situation and future life objectives. The firm provides numerous investment management styles and strategies across various asset classes, including but not limited to fixed income, publicly traded equities and private securities. | Oficial de Cumplimiento | 01/03/2018 |
Pacific Investment Management Co. LLC
 Pacific Investment Management Co. LLC Investment ManagersFinance PIMCO employs a broad range of portfolio management tools that seek to appropriately manage risk, hedge exposures, and seek returns consistent with client guidelines. They have considerable experience in many global investment strategies, including fixed income and equity strategies. The firm also offers alternative strategies, mainly through private investment vehicles like private equity and hedge funds. PIMCO combines top-down macroeconomic forecasting with rigorous bottom-up credit analysis in their investment process. | Corporate Officer/Principal | 01/01/2016 |
Experiencias
Funciones ocupadas
Activas
Inactivas
Empresas cotizadas
Empresas privadas
Relaciones
34
Relaciones de 1er grado
9
Empresas vinculadas al 1er grado
Hombre
Mujer
Administradores
Ejecutivos
Empresas relacionadas
| Empresas privadas | 9 |
|---|---|
Source Capital
 Source Capital Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Investment Managers Series Trust III
Investment Managers Series Trust III Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
JPMorgan Private Wealth Advisors LLC
JPMorgan Private Wealth Advisors LLC Investment ManagersFinance JPMPWA creates portfolios designed to meet each client's specific needs, considering risk tolerance, current situation and future life objectives. The firm provides numerous investment management styles and strategies across various asset classes, including but not limited to fixed income, publicly traded equities and private securities. | Finance |
Bragg Capital Trust
Bragg Capital Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
FPA Crescent Fund
FPA Crescent Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
FPA New Income Inc.
FPA New Income Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
FPA Flexible Fixed Income Fund
FPA Flexible Fixed Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
Pacific Investment Management Co. LLC
Pacific Investment Management Co. LLC Investment ManagersFinance PIMCO employs a broad range of portfolio management tools that seek to appropriately manage risk, hedge exposures, and seek returns consistent with client guidelines. They have considerable experience in many global investment strategies, including fixed income and equity strategies. The firm also offers alternative strategies, mainly through private investment vehicles like private equity and hedge funds. PIMCO combines top-down macroeconomic forecasting with rigorous bottom-up credit analysis in their investment process. | Finance |
FPA U.S. Core Equity Fund, Inc.
FPA U.S. Core Equity Fund, Inc. Financial ConglomeratesFinance Functions as investment fund | Finance |
- Bolsa de valores
- Insiders
- Karen Richards
