Sandra Sponem
Director/Board Member en GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUST .
Origen de la red de primer grado Sandra Sponem.
| Entidad | Tipo de entidad | Industria | |
|---|---|---|---|
Piper Jaffray Cos.
 Piper Jaffray Cos. Investment Banks/BrokersFinance Piper Jaffray Cos. is an investment bank and asset management firm, which engages in the provision of equity and debt capital markets products; public finance services; financial advisory services; equity research and institutional brokerage; fixed income institutional brokerage; and asset management services. It operates through Capital Markets and Asset Management segment. The Capital Markets segment focuses on investment banking and institutional sales, trading and research services for various equity and fixed income products. The Asset Management segment gives traditional asset management business and seed investments in registered and private funds. The company was founded in 1895 and is headquartered in Minneapolis, MN.
43
| Extinct | Investment Banks/Brokers | 43 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 28 | |
Guggenheim Strategy Funds Trust
 Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD.
14
| Mutual Fd-Open End | Investment Trusts/Mutual Funds | 14 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 13 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
Guggenheim Energy & Income Fund
 Guggenheim Energy & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Energy & Income Fund is a closed-end investment fund. It is a non-diversified, non-traded management investment company. Its objectives are to provide high income and seek capital appreciation. The company was founded on April 28, 2015 and is headquartered in Chicago, IL.
10
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 10 |
SPDR Loomis Sayles Opportunistic Bond ETF
 SPDR Loomis Sayles Opportunistic Bond ETF Investment Trusts/Mutual FundsMiscellaneous SPDR Loomis Sayles Opportunistic Bond ETF functions as an exchange traded fund. It is an actively managed multi-asset credit strategy that seeks to capture risk premiums in markets that it believes offer strong risk-adjusted returns potential over a full market cycle due to Loomis Sayles’ credit selection and risk management process. The company was founded on September 28, 2021 and is headquartered in the United States.
9
| Mutual Fd-ETF | Investment Trusts/Mutual Funds | 9 |
| Extinct | Investment Trusts/Mutual Funds | 7 | |
M.A. Mortenson Co.
 M.A. Mortenson Co. Engineering & ConstructionIndustrial Services M.A. Mortenson Co. provides construction and management services. It specializes in consulting, project delivery, and facility management. The firm also offers its services to corporate, healthcare, heavy civil, hospitality, real estate, solar, sports and event centers, transportation, and water/waste water industries. The company was founded by M. A. Mortenson Sr. on April 1, 1954 and is headquartered in Minneapolis, MN.
4
| Subsidiary | Engineering & Construction | 4 |
SPDR Series Trust
1
| Umbrella Fund | Investment Trusts/Mutual Funds | 1 |
SPDR Index Shares Funds
 SPDR Index Shares Funds Investment Trusts/Mutual FundsMiscellaneous The Fund's investment objective is to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P/Citigroup Emerging Market.
1
| Umbrella Fund | Investment Trusts/Mutual Funds | 1 |
Gráfico Empresas conectadas de segundo grado
Relaciones con varias empresas
Empresas conectadas a Sandra Sponem a través de su red personal
| Empresa | Sector | Personas relacionadas | Puesto principal |
|---|---|---|---|
| SBL Fund | Investment Trusts/Mutual Funds | Director/Board Member Compliance Officer President Director/Board Member Chairman | |
| Guggenheim Funds Trust | Investment Trusts/Mutual Funds | Director/Board Member Compliance Officer President Director/Board Member Chairman | |
| US BANCORP | Major Banks | General Counsel Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Corporate Officer/Principal Corporate Officer/Principal | |
Ernst & Young LLP
 Ernst & Young LLP Miscellaneous Commercial ServicesCommercial Services Ernst & Young LLP engages in the provision of accounting, assurance, tax, transaction, and advisory services. It specializes in the actuarial, analytics and big data, cyber security, accounting compliance and reporting, center for board matters, international financial reporting standards, country tax advisory, global trade, tax accounting, and climate change and sustainability. The company was founded in 1989 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Comptroller/Controller/Auditor | |
Guggenheim Floating Rate & Income Fund
 Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director of Finance/CFO Corporate Secretary Compliance Officer General Counsel Chief Executive Officer Director/Board Member Director/Board Member | |
University of Minnesota
 University of Minnesota Other Consumer ServicesConsumer Services Digi-Key Corp. distributes electronic components. It also distributes semiconductors, discrete, electromechanical parts. Its products include audio products, batteries, cable assemblies, capacitors, computer & video accessories, connectors, crystals & oscillators, discrete semiconductor products and many more. The company was founded by Ronald A. Stordahl in 1972 and is headquartered in Thief River Falls, MN. | College/University | Graduate Degree Masters Business Admin Masters Business Admin Undergraduate Degree Director/Board Member Undergraduate Degree Masters Business Admin Undergraduate Degree Graduate Degree Masters Business Admin | |
| MADISON COVERED CALL & EQUITY STRATEGY FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member Corporate Officer/Principal Director of Finance/CFO Compliance Officer Corporate Officer/Principal General Counsel Director of Finance/CFO | |
Guggenheim Funds Distributors LLC
 Guggenheim Funds Distributors LLC Investment ManagersFinance Guggenheim Funds Distributors LLC (GFD) is a registered investment advisor headquartered in Chicago, Illinois. Formerly known as Guggenheim Distributors LLC, the firm is a subsidiary of Guggenheim Funds Services LLC and their ultimate parent is Guggenheim Partners LLC. GFD offers strategic investment solutions for financial advisors and their clients. | Investment Managers | General Counsel Corporate Officer/Principal General Counsel Corporate Officer/Principal General Counsel Corporate Officer/Principal Director of Finance/CFO Chief Executive Officer | |
| PIPER SANDLER COMPANIES | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal General Counsel Chief Operating Officer Human Resources Officer | |
Piper Sandler & Co. (Broker)
 Piper Sandler & Co. (Broker) Investment Banks/BrokersFinance Piper Sandler & Co. (Broker) (PSC-Broker) is the full-service brokerage division of Piper Sandler & Co., a financial service firm headquartered in Minneapolis, Minnesota. They are a subsidiary of Piper Sandler Companies (NYSE: PIPR). The firm was founded in 1969 and previously known as Piper Jaffray & Co. They became Piper Sandler & Co. when Piper Jaffray Companies and Sandler O’Neill & Partners, L.P. merged to become Piper Sandler Companies in 2020. PSC-Broker provides brokerage and investment banking services to financial institutions, corporations and other financial investors. Their core focus sectors are Agriculture, renewables & cannabis, Business services, Chemicals & Materials, Consumer, Diversified industrials & services, Energy, Financial services, financial sponsors, Healthcare, and Technology. | Investment Banks/Brokers | General Counsel Chief Executive Officer Director of Research - Equity Analyst-Equity General Counsel Analyst-Equity | |
| WESTERN ASSET INFLATION-LINKED INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Secretary Corporate Officer/Principal Corporate Officer/Principal | |
University of St. Thomas
 University of St. Thomas Other Consumer ServicesConsumer Services The University of St. Thomas is an institution that values diversity, equity, and inclusion. The private company is based in St. Paul, MN. It offers over 150 undergraduate majors and minors, as well as graduate programs in various fields such as business, engineering, law, education, social work, and arts and humanities. The University of St. Thomas was founded in 1885 by John Ireland. | College/University | Director/Board Member Undergraduate Degree Undergraduate Degree Masters Business Admin Undergraduate Degree | |
| GUGGENHEIM ACTIVE ALLOCATION FUND | Investment Trusts/Mutual Funds | Director of Finance/CFO Corporate Secretary Compliance Officer Chief Executive Officer Director/Board Member | |
| ISHARES SILVER BULLION ETF | Investment Trusts/Mutual Funds | Director/Board Member General Counsel Corporate Secretary Director of Finance/CFO | |
Goldner Hawn Johnson & Morrison, Inc.
 Goldner Hawn Johnson & Morrison, Inc. Investment ManagersFinance Goldner Hawn Johnson & Morrison Inc. (Goldner Hawn Johnson) is a private equity firm is founded by Mike Goldner, Van Zandt Hawn, Tim Johnson and Jack Morrison in 1989. The firm is headquarter in Minneapolis, Minnesota. | Investment Managers | Private Equity Investor Private Equity Investor Private Equity Analyst | |
Guggenheim Funds Investment Advisors LLC
 Guggenheim Funds Investment Advisors LLC Investment ManagersFinance Guggenheim Funds Investment Advisors LLC (Guggenheim Funds) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm is a subsidiary of Guggenheim Funds Services LLC, ultimately owned by Guggenheim Capital LLC. Guggenheim Funds provides asset management and investment advisory services to insurance companies, corporate and public pension funds, sovereign wealth funds, endowments and foundations, wealth managers, and high-net-worth investors. | Investment Managers | Corporate Officer/Principal Chief Executive Officer Chief Executive Officer | |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Secretary | |
| St. Olaf College | College/University | Undergraduate Degree Director/Board Member Undergraduate Degree | |
| New York University | College/University | Masters Business Admin Graduate Degree Masters Business Admin | |
| University of Wisconsin | College/University | Undergraduate Degree Graduate Degree Undergraduate Degree | |
Northwestern University
 Northwestern University Other Consumer ServicesConsumer Services Northwestern University is a private institution founded in 1851 to serve the Northwest Territory, an area that now includes the states of Ohio, Indiana, Illinois, Michigan, Wisconsin and parts of Minnesota. Northwestern has three campuses | College/University | Graduate Degree Masters Business Admin Masters Business Admin | |
| University of Michigan | College/University | Masters Business Admin Undergraduate Degree Graduate Degree | |
Security Investors LLC
 Security Investors LLC Investment ManagersFinance Security Investors LLC (do-business-as Guggenheim Investments) is a registered investment advisor headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Rydex Holdings LLC, ultimately held by Guggenheim Partners LLC. Security Investors provides investment advisory services to separately managed accounts (SMAs) and pooled investment vehicles that are registered as investment companies. The Funds include open-end registered funds, closed-end registered funds, and exchange-traded funds. Their SMA clients may include institutions, such as insurance companies, other financial institutions, pension and profit-sharing plans, US and non-US governmental entities, colleges, hospitals, charitable organizations, endowment funds and foundations, and certain individuals and trusts. | Investment Managers | Compliance Officer Chief Executive Officer Chief Executive Officer | |
Guggenheim Credit Income Fund
 Guggenheim Credit Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Credit Income Fund operates as a finance investment company. It provides shareholders with current income, capital preservation and long-term capital appreciation. The company was founded on September 5, 2014 and is headquartered in New York, NY. | Investment Trusts/Mutual Funds | Director of Finance/CFO Compliance Officer General Counsel | |
Guggenheim Partners LLC
 Guggenheim Partners LLC Investment ManagersFinance Guggenheim Partners LLC provides financial services. It offers investments, securities, and insurance services. The company was founded in 1881 and is headquartered in Chicago, IL. | Investment Managers | Director of Finance/CFO Corporate Officer/Principal Director/Board Member | |
| University of Illinois | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
| Purdue University | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
Piper Sandler & Co.
 Piper Sandler & Co. Regional BanksFinance Piper Sandler & Co. operates as an investment company, which engages in the provision of securities brokerage and investment banking services. The company is headquartered in Minneapolis, MN. | Regional Banks | Director/Board Member Corporate Officer/Principal General Counsel | |
| Kellogg School of Management | College/University | Graduate Degree Masters Business Admin Masters Business Admin | |
The Minneapolis Society of Fine Arts
 The Minneapolis Society of Fine Arts Other Consumer ServicesConsumer Services The Minneapolis Society of Fine Arts houses art collections and conducts art exhibitions in the United States. Their collections encompass artworks, painting and sculpture, print and drawing collections, decorative arts, modernist design, photographs and textiles. It also collects, preserves, and makes work of art. The company was founded in 1883 and is headquartered in Minneapolis, MN. | Other Consumer Services | Director/Board Member Director/Board Member | |
First Trust Portfolios LP
 First Trust Portfolios LP Investment Banks/BrokersFinance Part of AJM Ventures LLC, First Trust Portfolios LP is a financial services company based in Wheaton, IL. The private company offers a range of investment products, including unit investment trusts, exchange-traded funds, mutual funds, and closed-end funds. The company's website provides research and commentary on available portfolios, asset allocation, and advanced portfolio searches. The company also offers target outcome investments, variable annuities, and structured investments. First Trust Portfolios is not ranked in any publication lists like the INC 5000. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
| Gustavus Adolphus College | College/University | Undergraduate Degree Undergraduate Degree | |
| University of Notre Dame | College/University | Undergraduate Degree Director/Board Member | |
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND II | Investment Trusts/Mutual Funds | Director of Finance/CFO Director of Finance/CFO | |
Invesco Capital Markets, Inc.
 Invesco Capital Markets, Inc. Investment Banks/BrokersFinance Invesco Capital Markets, Inc. provides financial services. It offers investment brokerage services to individual investors. The company is headquartered in Downers Grove, IL. | Investment Banks/Brokers | Compliance Officer Chief Administrative Officer |
Estadísticas
Internacional
| Estados Unidos | 44 |
| Canadá | 3 |
Sectorial
| Miscellaneous | 18 |
| Finance | 15 |
| Consumer Services | 14 |
| Commercial Services | 2 |
Operativa
| Director/Board Member | 436 |
| Corporate Officer/Principal | 250 |
| Independent Dir/Board Member | 156 |
| President | 91 |
| Chief Executive Officer | 80 |
Las relaciones más conectadas
| Insiders | |
|---|---|
| John Louis Sullivan | 46 |
| Donald Christopher Cacciapaglia | 40 |
| Roman Friedrich | 38 |
| Donald P. Swade | 33 |
| Brian Edward Binder | 32 |
| Kevin M. Robinson | 32 |
| Ronald Nyberg | 30 |
| Steven Cosler | 29 |
| Joanna M. Catalucci | 28 |
| Randall Barnes | 25 |
| Amy Lee | 25 |
| Ronald Toupin | 24 |
| Maynard F. Oliverius | 24 |
| Safa A. Rashtchy | 23 |
| Jerry B. Farley | 22 |
- Bolsa de valores
- Insiders
- Sandra Sponem
- Conexiones Empresas
