Wayne Locke

SunAmerica Asset Management LLC (SAAMCo) is a registered investment advisor and mutual fund manager headquartered in Jersey City, New Jersey. The firm was founded in 1982 and is a wholly-owned subsidiary of American General Life Insurance Co., ultimately owned by American International Group, Inc. (NYSE: AIG). SAAMCo offers investment management and advisory services to open-end US registered investment companies and to an offshore, wholly-owned subsidiaries of a certain registered fund. They also offer model portfolios in connection with wrap programs known as unified managed account (UMA) wrap programs.

Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis.

China Agritech, Inc. engages in production, development, manufacturing and distribution of organic compound fertilizers and related products. The firm’s products include spraying, water flushing, dripping irrigation, basal application and effects cover the entire lifespan of the crops. The company was founded by Yu Chang and Xiao Rong Teng and is headquartered in Beijing, China.

Lightning Gaming, Inc. designs, develops and markets electronic gaming equipment to the casino industry. The company was founded in 2004 by Brian D. Haveson and is headquartered in Boothwyn, PA.

Independence Blue Cross LLC provides health insurance and other related services. It offers managed care, traditional indemnity, medicare, and medicaid services. The company was founded in 1938 and is headquartered in Philadelphia, PA.

Moody's Investors Service, Inc. is a credit rating and investment research firm headquartered in New York City. They are a subsidiary of Moody's Corp. (NYSE: MCO). The firm performs international financial research and analysis on commercial and government entities and provides a variety of analytic tools for assessing credit risk. Their clients include creditors, investment banks and commercial banks.

Standard & Poor's Investment Advisory Services LLC (SPIAS) is investment research firm and registered investment advisor headquartered in New York City. The firm is a wholly-owned subsidiary of S&P Global, Inc. (NYSE: SPGI), formerly McGraw Hill Financial, Inc. SPIAS’ advisory services are generally offered to institutions (e.g., broker-dealers, investment advisers, investment companies and other financial institutions). SPIAS does not generally provide its advisory services directly to retail clients, but its services may be used by its clients in advising their own underlying clients, which may include retail clients. SPIAS also provides advisory consulting services to institutional clients and investment managers-of-investment funds, and investment sub-advisory services for registered investment companies, including open-end mutual funds and other institutions. S&P Global's operations consist of three reportable segments: S&P Global Ratings, S&P Global Platts, and S&P Dow Jones Indices. S&P Global Ratings is an independent provider of credit ratings, research and analytics to investors, issuers and market participants. It includes the NRSRO and certain other ratings-related businesses. S&P Global Platts provides essential price data, analytics, and industry insight that enable commodities markets to perform with greater transparency and efficiency. S&P Dow Jones Indices is a global index provider that maintains a wide variety of indices to meet an array of investor needs. In 2016, CFRA acquired S&P Global Market Intelligence’s Equity and Fund Research business (formerly known as S&P Capital IQ and SNL) from S&P Global, Inc.

Fitch Ratings, Inc. is a global rating agency and investment research firm headquartered in New York City. The firm was founded by John Knowles in 1913 as Fitch Publishing Co. They are a subsidiary of Fitch Group, Inc., ultimately owned by The Hearst Family Trust. Fitch Ratings seeks to provide independent and prospective credit opinions, research and data to the world's credit markets. Their approach is based on a foundation of local market experience that covers capital markets in over 150 countries. The firm's ratings analysis and rating decisions are based on established criteria, methodologies and ratings definitions which they apply in a consistent manner. Fitch Ratings provides coverage of the following markets: Economics, Banks, Insurance, Sovereigns, Corporates, Structured Finance, Public Finance – International, Public Finance – US, Infrastructure & Project, and Finance.

The American Institute of Certified Public Accountants provides vocational education in accounting. The company provides services to the accounting community, regulatory bodies, and other organizations. It also operates in Jersey City, Washington, and Lewisville. It was founded in 1887 and is headquartered in New York City, NY.

Simpson Thacher & Bartlett LLP provides legal services. Its areas of practices include corporate, litigation, banking and credit, capital markets, mergers and acquisitions, real estate, private funds, intellectual property, restructuring and bankruptcy, and tax. The firm serves the energy, financial services, healthcare, insurance and reinsurance, technology, retail, defense, education and transportation industries. The company operates through its offices located in Beijing, Hong Kong, Houston, London, Los Angeles, New York, Palo Alto, São Paulo, Seoul, Tokyo and Washington, DC. Simpson Thacher & Bartlett was founded in 1884 and is headquartered in New York, NY.

Cross Atlantic Capital Partners LLC (Cross Atlantic Capital) is a venture capital firm founded in 1999 by Donald Caldwell and Gerry McCrory. The firm is headquartered in Radnor, Pennsylvania with an additional offices in the United Kingdom and Israel.

Peking University provides post-secondary education services. It offers undergraduate and graduate courses. It provides courses such as basic and applied sciences, social sciences and the humanities, sciences of medicine, management, and education. The company was founded by JiaNai Sun in 1898 and is headquartered in Beijing, China.

Fordham University provides college and university. It offers undergraduate colleges and graduate & professional schools. The company was founded in 1841 and is headquartered in Bronx, NY.

Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY.

ThedaCare, Inc. provides health care services. The firm serves back and neck pain, behavioral health, bone, muscle and joint pain, cancer, cardiology, diabetics, obesity, pregnancy and birth, sleep problems and stroke. The company was founded in 1987 and is headquartered in Appleton, WI.

Profectus BioSciences, Inc. engages in the design and development of preventive and therapeutic vaccines. It develops novel vaccines for the prevention and treatment of infectious diseases and related cancers. The company’s vaccines are based on its proprietary VesiculoVax and GeneVax vaccine delivery platforms. The company was founded by Robert Charles Gallo, William A. Blattner, and Robert R. Redfield in 2003 and is headquartered in Baltimore, MD.

Capillary Technologies International Pte Ltd. provides cloud-based customer engagement management software solutions. It offers real-time customer relationship management solution with a marketing data warehouse. The firm?s software enables retail marketers to build, manage and analyze customer data across social media, mobile, e-mail, online, and in-store channels. Capillary Technologies was founded by Aneesh Reddy Boddu, Krishna Kumar Mehra and Ajay Modani in 2008 and is headquartered in Bangalore, India.

System 2 Advisors LP (System 2) is an independent registered investment advisor and hedge fund manager headquartered in Summit, New Jersey. The firm was founded by Anupam Ghose and Robert Jones in 2012. System 2 offers customized investment advisory services to various private investment funds.

Nooma Bio, Inc. is a company based in Santa Cruz, CA. Nooma Bio, Inc. is developing a proprietary dual-nanopore technology that allows scientists to uncover genome-wide structural and epigenetic variations that impact human health. The company's innovative platform generates high-resolution genome and epigenome maps by conducting rapid electronic scans of oligo-tagged DNA molecules. The company was founded by Murielle Thinard McClane and William Dunbar, and the CEOs are Kevin Corcoran and Murielle Thinard McClane.

Genome Medical Holding Co. operates tele genomics platform which allows genetic experts to consult with patients and physicians across the country. The firm specializes in genomics, genetics, precision medicine, medical practice, personalized medicine, genetic counseling, DNA and genome. The company was founded by Lisa J. Alderson, Robert C. Green and Randal W. Scott in 2016 and is headquartered in South San Francisco, CA.

Part of Majesco, Majesco UK Ltd. is a company founded in 2014 that specializes in providing insurance technology and core system software solutions to over 120 insurance carriers worldwide. The company is based in Reading, UK and emphasizes the importance of employee engagement and loyalty, with Group and Voluntary insurers in a unique position to improve engagement. The British company's focus is on digital insurance solutions that help businesses accelerate their digital transformation to capture insurance market opportunities and create a sustainable competitive advantage.

Course5 Intelligence Ltd. engages in the development and deployment of analytics and insights solutions. It focuses on the analytics for digital, direct to consumer (D2C), and Omni channel models, which includes areas such as customer, supply chain, enterprise artificial intelligence (AI), and social media analytics and insights. The company was founded on July 28, 2000 and is headquartered in Mumbai, India.

Capillary Technologies India Ltd. provides cloud based intelligent customer engagement software solutions to retail chain operators. It also provides technical, analytical, digital and other support services to the group companies. The company was founded by Aneesh Reddy Boddu and Anant Choubey in 2012 and is headquartered in Bengaluru, India.