Barry Regan Haas

Raymond James Financial Services, Inc. provides brokerage services. The company is headquartered in St. Petersburg, FL.

Headquartered in New York City, Swiss American Securities, Inc., a subsidiary of Credit Suisse Group, (NYSE: CS) is a client-focused broker/dealer and custodian. The firm specializes in customized, technologically innovative solutions for both international execution and cross-border custody services. They offer products and services that connect small- to medium-sized financial institutions and their customers to global markets. Swiss American offers a full array of investment services. They do not provide internal research. The firm is a member of the NYSE, the NASD and the SIPC.

Standard & Poor's Investment Advisory Services LLC (SPIAS) is investment research firm and registered investment advisor headquartered in New York City. The firm is a wholly-owned subsidiary of S&P Global, Inc. (NYSE: SPGI), formerly McGraw Hill Financial, Inc. SPIAS’ advisory services are generally offered to institutions (e.g., broker-dealers, investment advisers, investment companies and other financial institutions). SPIAS does not generally provide its advisory services directly to retail clients, but its services may be used by its clients in advising their own underlying clients, which may include retail clients. SPIAS also provides advisory consulting services to institutional clients and investment managers-of-investment funds, and investment sub-advisory services for registered investment companies, including open-end mutual funds and other institutions. S&P Global's operations consist of three reportable segments: S&P Global Ratings, S&P Global Platts, and S&P Dow Jones Indices. S&P Global Ratings is an independent provider of credit ratings, research and analytics to investors, issuers and market participants. It includes the NRSRO and certain other ratings-related businesses. S&P Global Platts provides essential price data, analytics, and industry insight that enable commodities markets to perform with greater transparency and efficiency. S&P Dow Jones Indices is a global index provider that maintains a wide variety of indices to meet an array of investor needs. In 2016, CFRA acquired S&P Global Market Intelligence’s Equity and Fund Research business (formerly known as S&P Capital IQ and SNL) from S&P Global, Inc.

Founded by Barry R. Haas, Haas Investment Management LLC is a registered investment advisor located in Huntington, New York. The firm provides investment advice on investment policy, asset allocation, investment manager selection and investment program design/implementation. They provide customized portfolio management services to high net-worth individuals, family groups, corporations, trusts and other clients. Securities offered exclusively through Raymond James Financial Services, Inc.