Dan Neiman

NEXT Financial Group, Inc. (NEXT) is a SEC-registered investment advisor headquartered in Houston, Texas. The firm was founded by David Holtz and Gordon D'Angelo in 1999. They are a wholly owned subsidiary of NEXT Financial Holdings, Inc., ultimately owned by Atria Wealth Solutions, Inc. NEXT, through their Independent Advisor Representatives (IARs), offers investment advisory services to individuals, high net-worth individuals, pension and profit-sharing plans, charitable organizations, and corporations or other businesses.

Founded in 1995 by Eric Schwartz, Cambridge Investment Research, Inc. is an independent broker/dealer located in Fairfield, Iowa. The firm is a subsidiary of Cambridge Investment Group, Inc. They specialize in fee-based advisory solutions. Cambridge Research offers a full array of trading and execution services for their clients. They do not provide any internal research. Cambridge research is registered in 50 states and clears through National Financial Services LLC and Pershing LLC

JP Turner & Co. (JP Turner) the full-service brokerage subsidiary of Braves Aquisition LLC, ultimately held by RCS Capital Corp. (NYSE: RCAP) in the US. Located in Peachtree City, the firm provides an array of trading and execution services for their clients. They do not provide any internal research. JP Turner is a member of the NASD and the SIPC.

Bacchus Vascular, Inc. manufactures and sells medical devices. It provides treatments for peripheral vascular diseases. The company was founded by Nellix Michael and Thomas J. Fogarthy in 1999 and is headquartered in Santa Clara, CA.

FSC Securities Corp. (FSC) is a registered investment adviser headquartered in Atlanta, Georgia. The firm was founded in 1958 and they are a subsidiary of Financial Service Corp., ultimately owned by Advisor Group Holdings, Inc. FSC provides investment advisory services to individuals, pension and profit-sharing plans, trusts, estates or charitable organizations, corporations and other business entities.

Business Partner, Inc. provides marketing services. It offers photocopying, web design, printing, signs and banners, and video production services. The company was founded on January 10, 1983 and is headquartered in Downingtown, PA.

Part of Rayonier, Inc., Pope MGP, Inc. operates as a master general partner firm. The company is based in Poulsbo, WA. Thomas M. Ringo has been the CEO of the company since 1989.

Part of Weyerhaeuser Co., Longview Timber LLC is a company that owns and manages freehold timberlands. The company is based in Longview, WA. Longview Timber was acquired by Weyerhaeuser Co. from Brookfield Corp. on July 23, 2013 for $2,650 million.

Covidien Holding, Inc. manufactures and supplies healthcare products for use in clinical and home settings. It offers medical devices, pharmaceuticals and medical supplies to hospitals, long-term care and alternate care facilities, doctors’ offices and in the home. The company is headquartered in Minneapolis, MN.

Independent Solutions Wealth Management LLC (Independent Solutions) is an independent, SEC-registered investment advisor headquartered in Williamsville, New York. The firm was founded by Glenn Wiggle and Mike Lomas in 2008. Independent Solutions provides portfolio management services to individuals, high net worth individuals, corporate pension and profit-sharing plans and trust programs.

LY Retail LLC provides luxury home and consumer products. The private company is based in Houston, TX.

Founded in 2000 by John Abbott, 451 Research LLC is a technology-industry syndicated research and data firm focused on the business of enterprise IT innovation. The firm is headquartered in New York City. 451 Research is a division of The 451 Group, a leading global analyst and data company. 451 Research's market-segment coverage is focused, organized and delivered through comprehensive Practice Areas available via subscription. These areas include: CloudScape (CS), Eco-Efficient IT (ECO-IT), Eco-Efficient IT (ECO-IT), Enterprise Security (ESP), Internet Infrastructure Services (IIS), Infrastructure Computing for Enterprise (ICE), Information Management (IM) and Multi-Tenant Datacenter (MTDC).

The Retirement Guys Formula LLC (RGF) is an independent registered investment advisor headquartered in Maumee, Ohio. The firm was founded by Nolan Baker in 2013. RGF provides financial and investment management services to individuals, trusts, foundations, endowments and corporations.

Part of Peak Reps LLC, BlackRidge Asset Management LLC is a company that offers financial advisory services. The company is based in Williamsville, NY.

Big Rock LLC (Big Rock) is a venture capital firm founded in 2009 by Mike Harden and Shauna Harden. The frim is headquartered in San Francisco, California.

Ridgeholm Energy Partners LLC develops trade management software.