Gregg Steven Glaser

Founded in 1999, Advanced Equities, Inc. is a venture capital/private equity firm located in Chicago with additional offices in New York City and San Francisco. The firm is a subsidiary of Advanced Equities Financial Corp.

Founded in 1993, First Allied Securities, Inc. is an independent, SEC-registered broker/dealer headquartered in San Diego, California. The firm is a member of FINRA, the NASD and the SIPC. First Allied Securities Inc. was previously a subsidiary of Advanced Equities Financial Corp. In April 2006, Advanced Equities Financial Corp. acquired First Financial Planners and merged it with First Allied Securities. In 2008, the firm acquired First Montauk Securities Corp. from First Montauk Financial Corp. In 2011, Lovell Minnick Partners LLC and the management team of First Allied Advisory Services acquired the firm from Advanced Equities Financial Corp. First Allied Securities is affiliated with First Allied Advisory Services, Inc., a registered investment advisor. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research.

Wachovia Securities LLC offered equity, fixed income, and structured products. It was founded in 2001 and was headquartered in St. Louis, MO.

PricewaterhouseCoopers LLC provides assurance, tax and advisory services. Its services include audit and assurance, consulting, deals, human resources, legal, tax, and family business. The firm also offers accountability, risk management, structuring, mergers and acquisitions, and performance and process improvement. The company was founded in 1998 and is headquartered in Buffalo, NY.

Wells Fargo Advisors Financial Network LLC (WFAFN) is a registered investment adviser and broker-dealer headquartered in St. Louis, Missouri. Founded in 2001, the firm is a subsidiary of Wachovia Securities Financial Holdings LLC and is a non-bank affiliate of Wells Fargo & Co. (NYSE: WFC), a financial holding company and bank holding company created in 1852. WFAFN provides advisory services to individuals, pension or profit-sharing plans, trusts, estates or charitable organizations, corporations or other business entities, governmental entities and educational institutions, as well as banks or thrift institutions. The firm also sponsor a number of wrap fee advisory programs.

Advanced Equities Financial Corp. was founded in 1999 by independent business owners and securities industry executives Keith Daubenspeck and Dwight Badger, whose entrepreneurial spirit led them to defy old-line traditions and convention by starting a different kind of firm. Advanced Equities soon became the pioneer in providing qualified high-net-worth individuals access to late-stage private equity offerings-opportunities previously available only to institutional investors. AEFC has developed a reputation for being led by entrepreneurs who want to help other entrepreneurs. Blazing a new trail in the world of private equity was followed by a singular approach to retail brokerage through the acquisition of First Allied Securities, Inc., which helped AEFC reinvent the independent advisor model. The First Allied model focuses on meeting the requirements of entrepreneurs with a deep understanding of their need for choices, providing access to opportunities in an ecosystem where initiative and autonomy reign supreme. AEFC made its first of many acquisitions in 2003 and by 2006 was named as the nation's No. 1 fastest growing brokerage firm by Inc. magazine. Advanced Equities Financial Corp. is a leading provider of investment management, securities brokerage, and venture capital investment banking services through its subsidiaries: Advanced Equities, Inc.; First Allied Securities, Inc.; Advanced Equities Asset Management and Advanced Equities Wealth Management (Greenbook Financial Services, Inc.). Combined, AEFC represents one of the nation's top independent brokerage forces in the nation with approximately 900 financial advisors administering more than $30 billion in client assets. These advisors have been ranked as the industry's most productive and have access to an array of products, services and in-house expertise within the wealth management sectors that few firms can rival.