Jon Tyras

Helios Multi-Sector High Income Fund, Inc. is a closed-end investment fund/investment trust. Its primary investment objective is to seek a high level of current income with capital growth as a secondary investment objective. Helios Multi-Sector invests in a wide range of debt securities including, corporate bonds, mortgage-backed and asset-backed securities, convertible debt securities, distressed securities, including securities of companies in bankruptcy reorganization proceedings or otherwise in the process of debt restructuring, U.S. government and municipal obligations and foreign government obligations. The company was founded on November 14, 2005 and is headquartered in New York, NY.

Helios Advantage Income Fund, Inc. is a non-diversified, closed-end management investment company. It seeks a high level of current income. The Fund seeks capital growth as a secondary investment objective when consistent with its primary investment objective. It invests majority of its total assets in below-investment grade debt securities that offer attractive yield and capital appreciation potential. The company was founded on September 7, 2004 and is headquartered in New York, NY.

Helios Strategic Mortgage Income Fund, Inc. is a diversified closed-end investment fund/Investment trust. The trust is managed by Brookfield Investment Management Inc., an investment advisor specializing in core fixed income, high yield, structured products as well as global REITs and listed infrastructure securities. Its objective is to provide high total return, including short and long-term capital gains and a high level of current income. The trust was founded on May 17, 2002 and is headquartered in New York, NY.

Brookfield New Horizons Income Fund operates as a closed-end investment fund/investment trust. The fund's investment objective is to provide holders of the units with tax advantaged quarterly cash distributions and to preserve the net asset value of the Fund. It intends to obtain exposure to a portfolio which will focus on, but will not be limited to, investments in high yield corporate debt, and publicly-listed securities in infrastructure and real estate companies across a global universe. The fund was founded on March 1, 2011 and is headquartered in Toronto, Canada.

Brookfield Global Listed Infrastructure Income Fund, Inc. is a non-diversified, closed-end management investment company. The fund's investment objective is to provide a high level of total return, with an emphasis on income. The fund seeks to achieve its investment objective by investing primarily in securities of publicly traded infrastructure companies. The company was founded on June 8, 2011 and is headquartered in New York, NY.

Brookfield Investment Funds is an umbrella fund. The company consists of four series of underlying portfolios including the Brookfield Global Listed Real Estate Fund, the Brookfield Global Listed Infrastructure Fund, the Brookfield Global High Yield Fund, and the Brookfield High Yield Fund. It was founded on May 12, 2011 and is headquartered in New York, NY.

Brookfield Investment Management (Canada), Inc. (BIM Canada) is an investment management firm headquartered in Toronto, Canada. The firm is a subsidiary of Brookfield Corp. (NYSE, TSX: BN). BIM Canada manages specialized investments for Canadian investors.

AMP Capital Brookfield Pty Ltd. (AMP Capital-Australia) is the wholly-owned specialist investment management subsidiary of US-based AMP Capital Brookfield, a joint venture created in 2009 between AMP Capital Investors and Brookfield Investment Management Inc. Based in Sydney, the firm offers competitive investment opportunities across a broad range of asset classes for institutional and retail clients including insurance companies, pension funds, foundations and endowments. In addition to the Sydney office, AMP Capital has operations in China, India, Japan, the UK, New Zealand and Singapore. AMP Capital-Australia is committed to a number of responsible investment and environmental initiatives, including the UN Principles for Responsible Investing, the Energy Efficiency Opportunities Act and the National Greenhouse and Energy Reporting Act. The firm's environmental committee has oversight of these environmental initiatives together with other waste, water and energy programs.

Soundvest Split Trust is a closed-end investment fund and investment trust. Its portfolio consists of common and preferred shares, income securities, including bonds and debentures, income trusts, real estate investment trusts, Canadian mortgage-backed securities, and other equity securities. The firm’s investment objective is to provide security holders with fixed quarterly interest payments, regular distributions, and to maximize long-term total return. The company was founded on February 25, 2005 and is headquartered in Ottawa, Canada.

Soundvest Equity Fund is a closed-end investment fund. It engages in the management of a diversified portfolio of preferred and common shares, income trusts, income securities, including bonds and debentures, Canadian mortgage-backed securities, real estate investment trusts, and other equity securities. The company was founded on September 28, 2005 and is headquartered in Ottawa, Canada.

Brookfield Global Infrastructure Securities Income Fund operates as a closed-end investment fund, which objective is to provide unit holders with quarterly cash distribution. It invests in a portfolio comprised of equity securities of publicly-traded global infrastructure companies that own and operate infrastructure assets. The company was founded on June 24, 2013 and is headquartered in Toronto, Ontario.

CB1 Capital Management LLC (CB1 Capital) is an independent investment manager and advisor headquartered in New York City. The firm was founded by Todd Harrison in 2017. CB1 Capital buys, sells, and invests in securities of publicly traded companies and select private ventures, and advice emerging companies in the space.