Mary L. Wade

Founded in 2005, Arque Capital Ltd. is an SEC-registered broker/dealer located in Scottsdale, Arizona. The firm offers wealth management and traditional investment brokerage services to private clients and small- to mid-sized corporations through independent financial advisors. Clients' assets are custodied at National Financial, a Fidelity Investments company. Trade executions are also cleared through National Financial.

Founded in 1986, Fox & Co., Investments, Inc. is an investment firm located in Phoenix, Arizona. They provide a full array of trading and execution services for their clients. They do not provide any internal research.