Scott Hudson

Citigroup Global Markets Ltd. (CGML) is an international broker-dealer firm headquartered in London, UK. The firm was founded in 1983 and is a subsidiary of Citigroup Global Markets Holdings Bahamas Ltd., ultimately held by Citigroup, Inc. (NYSE: C) in the US. CGML has a major presence in the international financial markets as a dealer, market-maker and underwriter in equity and fixed income securities and offers risk-based solutions to producers and investors in commodity markets. They also provide corporate finance services to a wide range of corporate, institutional and government clients. Their trading activities encompass cash, exchange traded and OTC derivative markets.

JPMorgan Securities Plc is a brokerage firm headquartered in London, UK. The firm was founded in 1992 and is a wholly-owned subsidiary of JP Morgan Capital Holdings Ltd., ultimately owned by JPMorgan Chase & Co. (NYSE: JPM) in the US. JPMorgan Securities provides market research, proprietary pricing data and analytics, and trade execution across multiple asset classes such as credit, equities and FX. They help institutional investors, traditional and alternative asset and fund managers, broker dealers and equity issuers meet the demands of changing markets.

Investors Mutual Ltd. (IML) is a boutique Australian Equities Fund Manager which was founded by Anton Tagliaferro in 1998. Since 2017, the firm is a subsidiary of Natixis Investment Managers SA, ultimately held by BPCE SA in Paris. Headquartered in Sydney, IML offers various Australian Equity funds for individual and institutional clients. The firm is a responsible investor and signatory to the UN Principles for Responsible Investment (PRI).

Bell Potter Securities Ltd. (Bell Potter) is the stockbroking subsidiary of Bell Financial Group Ltd. (ASX: BFG) in Australia. The firm was created in 2001 when Bell Financial Group acquired Johnson Taylor Potter and merged them with the Bell Securities share broking business. Bell Potter is headquartered in Melbourne and offer stockbroking, portfolio management and administration, cash management, margin lending, superannuation and financial planning to private, corporate and institutional clients. Their institutional broking services are supported by a dedicated research team, a team of specialists in equity capital markets providing small, mid and large-cap corporate clients with advice, and a team of advisers across a network of offices in Australia, as well as in London and Hong Kong.

Founded in 2001, Macquarie Capital (USA), Inc. is a registered broker/dealer located in New York City. The firm is a subsidiary of Macquarie Bank Ltd. (ASX: MBL). They provide coverage of the following industries: resources, healthcare, security/defense, transportation, financial services, retail/consumer products, TMET (telecommunications, media, entertainment and technology), oil & gas, diversified manufacturing/distribution and infrastructure/utilities. Macquarie Capital (USA), Inc. is a member of FINRA.

Australian Ethical Investments Ltd. (Investment Management) (Australian Ethical-IM) is the investment management division of Australian Ethical Investment Ltd. (ASX: AEF) headquartered in Sydney, Australia. Australian Ethical-IM was founded in 1986 and manages diversified portfolios composed of ethical companies for individual and institutional clients.

University of Miami (Florida) is a private research university with students from around the world that is focused on teaching and learning, the discovery of new knowledge, and service to the South Florida region and beyond. The university was founded in 1925 and it is headquartered in Coral Gables, FL.

UBS Securities Australia Ltd. is a brokerage firm headquartered in Melbourne, Australia. The firm is a wholly-owned subsidiary of UBG AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Securities Australia offers execution and settles trade in ASX quoted financial products for private investors.

Shaw & Partners Ltd. (S&P) is the broker subsidiary of EFG International AG (SWX: EFGN) in Switzerland. The firm is headquartered in Sydney, New South Wales and was founded in 1987. S&P provides research and investment strategies to their clients. The firm specializes in emerging and mid-cap companies.

Citigroup Global Markets Australia Pty Ltd. (Citi Australia) is the brokerage arm of Citigroup Global Markets Australia Holdings Pty Ltd., ultimately held by Citigroup, Inc., (NYSE: C) in the US. Headquartered in Sydney with additional office in Melbourne, Citi Australia provides brokerage services to Australian consumers, corporations, institutions and governments. The firm participate in sales and trading across all asset classes including equities, corporate, government and agency bonds, mortgage-backed securities, syndicated loans, structured products, foreign exchange and futures.

JPMorgan Securities Australia Ltd. (JPMorgan Australia) is a broker/dealer subsidiary of JPMorgan Markets Australia (Pty) Ltd., ultimately held by JPMorgan Chase & Co. (NYSE: JPM) in the US. Headquartered in Sydney, JPMorgan Australia provides brokerage services for investors which they can use in making portfolio decisions.

Part of Bank of America Corp., Merrill Lynch Equities (Australia) Ltd. is an Australian company that provides brokerage services. The company is based in Sydney, Australia. Joseph Fayyad has been the CEO of the company since 2017.

Citigroup Global Markets India Pvt Ltd. (Citi India) is a brokerage firm headquartered in Mumbai, India. The firm was founded in 2000 and is a subsidiary of Seven World Holdings LLC, ultimately held by Citigroup, Inc. (NYSE: C) in the US. Citi India offers full-service execution services to corporate and investment banking companies.

Taylor Collison Ltd. is an independent brokerage firm headquartered in Adelaide, Australia. The firm was founded in 1988 and offers stockbroking services to private and institutional investors and corporate clients throughout Australia. Their research and corporate focus is on the emerging growth sector of the Australian share market. Taylor Collison uses in-house & external research to establish and maintain diverse & balanced investment portfolios for their clients.

Macquarie Securities (Australia) Ltd. (MSAL) is a brokerage firm headquartered in Sydney, Australia. The firm was founded in 1969 and is a subsidiary of Macquarie Corporate International Holdings Pty Ltd., ultimately held by Macquarie Group Ltd. (ASX: MQG) in Australia. MSAL serves as the brokering entity for the Macquarie Group.

Credit Suisse (Australia) Ltd. (Credit Suisse Australia) is a broker/dealer firm headquartered in Sydney, Australia. The firm was founded in 1999 and is a subsidiary of Credit Suisse AG, which is owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Australia offers global securities sales, trading and execution, prime brokerage, underwriting, and comprehensive investment research for corporate and institutional investors.

Part of Nomura Holdings, Inc., Nomura Australia Ltd. is an Australian company that provides brokerage services. The company is based in Sydney, Australia. The CEO of the company is Andrew Macgonigal.

CCZ Equities Australia Pty Ltd. (CCZ) is an independent stockbroking firm headquartered in Sydney, Australia. The firm was founded by David Hofman as CCZ Statton Equities Pty Ltd. in 2004 following the amalgamation of CCZ Equities institutional stockbroking with Statton Securities private client broking. CCZ provides equities and wealth generation services to private clients and institutional investors. The firm covers a broad spread of sector and size research coverage with a strong track record in small to mid-cap industrial equity capital markets and corporate finance.

Part of Royal Bank of Canada, RBC Securities Australia Pty Ltd. is an Australian company that provides brokerage services. The company is based in Sydney, Australia.

Ord Minnett Ltd. is the brokerage and private wealth management subsidiary of IOOF Holdings Ltd. (ASX: IFL) in Australia. Headquartered in Sydney with additional office in Melbourne, the firm offers private wealth clients a full-service stockbroking services that covers Australian and global stock markets.

Evans & Partners Pty Ltd. is an independent brokerage firm headquartered in Melbourne, Australia. The firm was founded by David Evans and Paul Ryan in 2007. They provide trade execution services for private high-net-worth individuals and institutional clients.

Renaissance Asset Management Pty Ltd. provides investment advice. The private company is based in Sydney, Australia. and has subsidiaries in Australia. The Australian company was founded in 2003 by Carlos Cocaro, Damien Barrack.

Pacific Road Group Pty Ltd. is a management consulting services company based in Sydney, Australia.

Altius Asset Management Pty Ltd. (Altius) is a fund management firm headquartered in Sydney, Australia. The firm was founded by Bill Bovingdon and Chris Dickman through a joint venture with Australian Unity Investments in 2011. Altius offers fixed income portfolios for individual and institutional investors.

Jefferies International Ltd. (JIL) is a brokerage firm headquartered in London, UK. The firm was founded in 1986 and is a subsidiary of Jefferies Holdings II Ltd., ultimately held by Jefferies Financial Group, Inc. (NYSE: JEF) in the US. JIL provides broking services to various investors.

Goldman Sachs Australia Pty Ltd. is the Australian securities brokerage subsidiary of Goldman Sachs Holdings ANZ Pty Ltd., ultimately held by The Goldman Sachs Group, Inc. (NYSE: GS) in the US. Headquartered in Perth, Goldman Sachs Australia provides service to institutional clients who manage large portfolios of Australian and New Zealand equities. They work with the financial instruments used to trade debt, currency and commodities. Their clients include corporations, financial institutions, governments and high-net-worth individuals throughout Australasia.

WaveStone Capital Pty Ltd. is an investment firm that aims to provide capital growth and tax-effective income by investing in quality companies with a sustainable competitive advantage. The private company is based in Sydney, Australia. and has subsidiaries in Australia. WaveStone Capital was founded in 2006 by Catherine Allfrey, Graeme Burke, Ian Harding.

Terra Capital Pty Ltd. is a leading specialist investment manager in the natural resources sector. The private company is based in Sydney, Australia. The Australian company is renowned for delivering exceptional performance through their disciplined management approach and extensive industry expertise. and has subsidiaries in Australia. Bond. Terra Capital was founded in 2010 by Jeremy J.

Foord Asset Management (Singapore) Pte Ltd. (Foord Singapore) is the Singapore-based asset management subsidiary of Foord Asset Management (Pty) Ltd. in South Africa. The firm was founded in 2012 and is headquartered in Singapore. Foord Singapore manages asset allocation and single asset class portfolios for institutional and retail investors.

Auscap Asset Management Ltd. is an independent hedge fund manager which was founded by Tim Carleton and Matthew Parker in 2012. Headquartered in Sydney, the firm manages two funds – the Auscap Long Short Australian Equities Fund and the Auscap Global Equities Fund, both of which target solid absolute risk-adjusted returns and looks to invest in companies that generate strong cash flows and are trading at attractive prices. Auscap Asset Management has been a signatory of the United Nations-supported Principles for Responsible Investing (UN PRI) since 2017, representing their commitment to responsible investment decision-making and ownership practices.

MST Financial Services Pty Ltd. (MST Financial) is an investment management firm headquartered in Sydney, Australia. The firm was founded by Gerard Satur in 2017. MST Financial provides bespoke solutions to private wealth managers and family offices.

Part of Jefferies Financial Group, Inc., Jefferies (Australia) Pty Ltd. is a brokerage services provider. The company is based in Sydney, Australia. Michael Stock has been the CEO of the Australian company since 2018.

Astris Advisory Japan KK (Astris) is an independent securities broker headquartered in Tokyo, Japan. The firm was founded by David Shirt and David Gibson in 2018. Astris provides execution services to domestic and foreign institutional investors.

Bennelong Australian Equity Partners Pty Ltd. (BAEP) is an investment advisor headquartered in Australia and was founded in 2008 by Mark East in partnership with Bennelong Funds Management. BAEP is a boutique fund manager focused on investing in Australian listed equities.

Barrenjoey Pty Ltd. is an independent investment research firm headquartered in Sydney, Australia. The firm was founded by Peter Marks and Annie Zhu in 2021. Barrenjoey provides corporate and strategic advisory, equity and debt capital market underwritings, cash equities, research, prime brokerage and traditional fixed income services.

Jarden Australia Pty Ltd. (Jarden) is a broker-dealer firm headquartered in Sydney, Australia. The firm is a subsidiary of Jarden Partners Ltd. in New Zealand. Jarden’s clients are institutional, corporate and private investors that seek a broad range of investment opportunities, backed by world-class service and seamless execution.