Allan C. Schwartz
Director Ejecutivo en Wintahenderson International, Inc. .
Origen de la red de primer grado Allan C. Schwartz.
Entidad | Tipo de entidad | Industria | |
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Rodman & Renshaw LLC (Old)
Rodman & Renshaw LLC (Old) Investment Banks/BrokersFinance Founded in 2003 by Cliff Rodman and Charles Renshaw, Rodman & Renshaw LLC is a full-service investment bank and broker/dealer located in New York City with an additional office in Boston. The firm is a subsidiary of Rodman & Renshaw Capital Group (NasdaqGM: RODM). The firm provides corporate finance, strategic advisory and related services to public and private companies across multiple sectors and regions. They also provide research and sales and trading services to institutional investors. Rodman & Renshaw is a leader in the PIPE and RD (registered direct offering) transaction markets. The firm's research focuses on Asia, clean technology, community & regional banks, energy, industrial and commercial services, life science/healthcare and metals and mining. Rodman & Renshaw is a member of the NASD and the SIPC.
28
| Extinct | Investment Banks/Brokers | 28 |
Gráfico Empresas conectadas de segundo grado
Relaciones con varias empresas
Empresas conectadas a Allan C. Schwartz a través de su red personal
Empresa | Sector | Personas relacionadas | Puesto principal |
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New York University | College/University | Graduate Degree Graduate Degree Masters Business Admin | |
H. C. Wainwright & Co. LLC
H. C. Wainwright & Co. LLC Investment Banks/BrokersFinance H. C. Wainwright & Co. LLC (H. C. Wainwright) is a full-service broker/dealer headquartered in New York City. The firm was founded in 1868 and is a subsidiary of HCWHC, Inc. H. C. Wainwright delivers industry insights and real-time execution to both public and private small and middle-sized global emerging market companies. With a focus on identifying buyers and sellers in illiquid and difficult to trade equities, the firm specializes in block trading and providing liquidity in these securities with as little market impact as possible. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity | |
Piper Sandler & Co. (Broker)
Piper Sandler & Co. (Broker) Investment Banks/BrokersFinance Piper Sandler & Co. (Broker) (PSC-Broker) is the full-service brokerage division of Piper Sandler & Co., a financial service firm headquartered in Minneapolis, Minnesota. They are a subsidiary of Piper Sandler Companies (NYSE: PIPR). The firm was founded in 1969 and previously known as Piper Jaffray & Co. They became Piper Sandler & Co. when Piper Jaffray Companies and Sandler O’Neill & Partners, L.P. merged to become Piper Sandler Companies in 2020. PSC-Broker provides brokerage and investment banking services to financial institutions, corporations and other financial investors. Their core focus sectors are Agriculture, renewables & cannabis, Business services, Chemicals & Materials, Consumer, Diversified industrials & services, Energy, Financial services, financial sponsors, Healthcare, and Technology. | Investment Banks/Brokers | Analyst-Equity Corporate Officer/Principal Analyst-Equity | |
BMO Capital Markets Corp. (Broker)
BMO Capital Markets Corp. (Broker) Investment Banks/BrokersFinance BMO Capital Markets Corp. (Broker) is the broker/dealer division of BMO Capital Markets Corp., a full-service North American financial services provider headquartered in New York City. The firm was founded in 1998 and is a subsidiary of BMO Financial Corp., which is owned by Bank of Montreal (NYSE, TSX: BMO) in Canada. BMO Capital Markets offers corporate, institutional and government clients access to a variety of products and services including equity and debt underwriting, corporate lending and project financing, merger and acquisitions advisory services, merchant banking, securitization, treasury and market risk management, debt and equity research and institutional sales and trading. | Investment Banks/Brokers | Analyst-Equity Corporate Officer/Principal | |
Stanford University | College/University | Doctorate Degree Doctorate Degree | |
Ladenburg Thalmann & Co., Inc. (Broker)
Ladenburg Thalmann & Co., Inc. (Broker) Investment Banks/BrokersFinance Ladenburg Thalmann & Co., Inc. (Broker) is the broker/dealer division of Ladenburg Thalmann & Co., Inc., ultimately held by Advisor Group Holdings, Inc. Headquartered in New York City, the firm was founded in 1876 and offers a full suite of capital markets products and services, including proprietary equity research and a fixed-income trading desk. For institutional asset management clients, the firm provides liquidity, execution, high-quality idea-generating research, and access to corporate management teams. Their institutional coverage includes relationships with over asset management companies all over the world. To corporate clients, they bring access to investor capital, broad distribution capabilities and financial markets advisory. Ladenburg Thalmann is a leader in financing growing middle-market public companies across various industry verticals, including Healthcare & Life Sciences, Yield-Oriented Securities (BDCs, REITs, MLPs), Energy, Power & Infrastructure, and Telecom, Media & Technology. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
Oppenheimer & Co., Inc. (Broker)
Oppenheimer & Co., Inc. (Broker) Investment Banks/BrokersFinance Oppenheimer & Co., Inc. (Broker) (Oppenheimer-Broker) is the global full-service brokerage division of Oppenheimer & Co., Inc., an investment boutique headquartered in New York City with additional offices nationwide. Founded in 1975, the firm is owned directly by Viner Finance Inc., an indirect subsidiary of Oppenheimer Holdings Inc. (NYSE: OPY). Oppenheimer-Broker offers a full array of brokerage services to retail, institutional, and corporate clients. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
Cornell University
Cornell University Other Consumer ServicesConsumer Services Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY. | College/University | Masters Business Admin Undergraduate Degree | |
Aegis Capital Corp.
Aegis Capital Corp. Investment Banks/BrokersFinance Founded in 1984, Aegis Capital Corp. is a broker-dealer located in New York City. They provide a full array of trading and execution services for their clients. They do not provide any internal research | Investment Banks/Brokers | Analyst-Equity Corporate Officer/Principal | |
Indian Institute of Technology Bombay | College/University | Undergraduate Degree Undergraduate Degree | |
UBS Securities LLC
UBS Securities LLC Investment ManagersFinance UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients. | Investment Managers | Analyst-Equity Analyst-Equity | |
Morgan Stanley & Co. LLC
Morgan Stanley & Co. LLC Investment Banks/BrokersFinance Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
RBC Capital Markets LLC
RBC Capital Markets LLC Investment Banks/BrokersFinance RBC Capital Markets LLC is a full-service brokerage and financial services firm headquartered in New York City. They are a direct subsidiary of RBC USA Holdco Corp. and a wholly-owned indirect subsidiary of Royal Bank of Canada (TSE, NYSE: RY). Founded in 2010, the firm is comprised of 3 major business lines: the Private Client Group, the Fixed-Income Group and the Clearing and Execution Services Group. The Private Client Group serves individual investors, while the Fixed-Income Group provides services to institutions, municipalities and non-profit organizations. The Clearing and Execution Services Group is a provider of clearing and execution services to independent brokers/dealers throughout the US. RBC Capital Markets focuses on the following sectors: communications, media, consumer/retail, diversified industries, energy, financial institutions, forest products, healthcare, infrastructure finance, mining & metals, real estate, social infrastructure, technology and the US municipal markets. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
Stifel, Nicolaus & Co., Inc.
Stifel, Nicolaus & Co., Inc. Investment ManagersFinance Stifel, Nicolaus & Co., Inc. (Stifel) is a dual-registered broker-dealer and investment adviser headquartered in St. Louis, Missouri. Founded in 1890, the firm is a subsidiary of Stifel Financial Corp. (NYSE: SF), a financial service holding company. Stifel provides full-service brokerage and investment advisory services to individuals and their families, institutions and businesses, and financial advisors. | Investment Managers | Analyst-Equity Corporate Officer/Principal | |
Alpha Acquisition Corp. | Chief Executive Officer | ||
China-Biotics, Inc.
China-Biotics, Inc. Miscellaneous Commercial ServicesCommercial Services China-Biotics, Inc. manufactures biotechnology products and supplements. The company was founded in 1999 and is headquartered in Shanghai, China. | Miscellaneous Commercial Services | Director of Finance/CFO | |
Ally Bridge Group (NY) LLC
Ally Bridge Group (NY) LLC Investment ManagersFinance Part of ABG Management Ltd., Ally Bridge Group (NY) LLC is a company that provides investment advice. The company is based in New York, NY. The company was founded in 2018 by Fan Yu. Fan Yu has been the CEO since 2018. | Investment Managers | Chief Executive Officer | |
University of Michigan | College/University | Graduate Degree | |
Luther College | College/University | Undergraduate Degree | |
The Ruth Group, Inc.
The Ruth Group, Inc. Miscellaneous Commercial ServicesCommercial Services The Ruth Group provides investor relations and public relations services. The comapny's services include communications services targeting the financial community from pre-IPO services through financial communications, analyst relations and shareholder monitoring. It also serves public and private companies by offering media relations, training and trade show support services. The company was founded in 1999 by Carol Ruth and is located in New York, NY. | Miscellaneous Commercial Services | Public Communications Contact | |
GFI Securities LLC
GFI Securities LLC Investment Banks/BrokersFinance Founded in 1987, GFI Securities LLC is a broker/dealer located in New York City. The firm is a subsidiary of GFI Group, Inc. (NasdaqGS: GFIG). They provide inter-dealer brokerage services in a multitude of global cash and derivatives markets including credit derivatives and fixed-income, foreign exchange and financial derivatives, equity, energy and commodities. | Investment Banks/Brokers | Corporate Officer/Principal | |
State University of New York at Binghamton | College/University | Undergraduate Degree | |
Credit Suisse Securities (USA) LLC (Broker)
Credit Suisse Securities (USA) LLC (Broker) Investment Banks/BrokersFinance Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world. | Investment Banks/Brokers | Analyst-Equity | |
DIRECT MARKETS HOLDINGS CORP | Finance/Rental/Leasing | Corporate Officer/Principal | |
Ally Bridge Group HK Ltd
Ally Bridge Group HK Ltd Investment ManagersFinance Ally Bridge Group HK Ltd (Ally Bridge) is a private equity firm founded in 2011 by Frank Yu. The firm is headquartered in Hong Kong with additional office in the US. | Investment Managers | Chief Executive Officer | |
Brean Capital LLC
Brean Capital LLC Investment Banks/BrokersFinance Brean Capital is an independent investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1973 and provides equity research, corporate finance and advisory investment banking, equity institutional sales and trading, and asset management to institutional investors and corporate clients. Their fixed income business provides sales, trading, research and banking services on a wide range of mortgage and asset-backed, US Treasury and government agency securities, structured products, corporate bonds, and municipal debt. The fixed income sales team employs a highly analytical approach to bond selection, trade execution, and overall bond portfolio management. Under the guidance of fixed income strategists, the fixed income team uses a combination of qualitative and quantitative analyses to create custom investment portfolios and develop targeted, executable bond trading strategies to complement their clients? balance sheets. | Investment Banks/Brokers | Analyst-Equity | |
KLR Group LLC
KLR Group LLC Investment Banks/BrokersFinance Founded in 2012, KLR Group LLC is an SEC-registered broker/dealer located in Houston, Texas. The firm is a subsidiary of KLR Group Holdings LLC, a full service investment and merchant bank. KLR focuses on the natural resources sector including oil & gas, metals & mining and agriculture. Their area of expertise includes exploration & production companies, service providers and midstream/infrastructure carriers and processors. | Investment Banks/Brokers | Corporate Officer/Principal | |
Leerink Partners LLC
Leerink Partners LLC Investment Banks/BrokersFinance Leerink Partners LLC is a full-service brokerage and investment banking firm headquartered in Boston, Massachusetts. The firm was founded by Jeffrey Leerink in 1995 and formerly known as SVB Securities LLC. They rebranded as Leerink Partners in 2023. The firm is a subsidiary of SVB Securities LLC. Leerink Partners provides institutional sales, equity research, institutional trading, and corporate finance and asset management services to the healthcare and technology industries. They offer superior execution capabilities in common stock, convertibles and derivatives with a singular focus on healthcare and a knowledge-led approach. | Investment Banks/Brokers | Corporate Officer/Principal | |
Igniting Consumer Growth Acquisition Co., Ltd.
Igniting Consumer Growth Acquisition Co., Ltd. Financial ConglomeratesFinance Igniting Consumer Growth Acquisition Co., Ltd. is a private company based in Cherry Hills Village, CO. Krishnan Anand has been the CEO of the company since 2021. | Financial Conglomerates | Director/Board Member | |
Beige Group LLC | Corporate Officer/Principal | ||
ALCHEMY INVESTMENTS ACQUISITION CORP 1 | Financial Conglomerates | Chairman | |
The Roosevelt Investment Group LLC
The Roosevelt Investment Group LLC Investment ManagersFinance The Roosevelt Investment Group LLC (dba Roosevelt Investments) is a SEC-registered investment advisor headquartered in New York City. The firm was founded by P. James Roosevelt in 1971 as P. James Roosevelt, Inc. and changed their name to The Roosevelt Investment Group, Inc. in 1993. They are a wholly-owned subsidiary of CI Private Wealth LLC, an indirect majority-owned subsidiary of CI Financial Corp. (TSE: CIX, NYSE: CIXX) in Canada. Roosevelt Investments offers services to institutional and retail clients and wrap program sponsors. | Investment Managers | Director/Board Member | |
MSP Sports Capital
MSP Sports Capital Financial ConglomeratesFinance MSP Sports Capital is a private investment manager that focuses on making tactical investments in the sports industry and related ecosystem. The American company seeks opportunities in dynamic sports-related sectors where it can support value creation and corporate efficiencies. MSP's principals are experienced and well-known figures in the sports industry, with backgrounds as owners, investors, and operators in major sports leagues such as the NFL, MLB, and NBA, as well as in sports management and media. The private company is headquartered in an unspecified location. | Financial Conglomerates | Corporate Officer/Principal | |
BYNORDIC ACQUISITION CORPORATION | Financial Conglomerates | Director/Board Member | |
Meyers Associates LP
Meyers Associates LP Investment Banks/BrokersFinance Founded in 1993, Meyers Associates LP is a full-service investment banking and securities brokerage firm located in New York City. The firm provides a full array of trading and execution services. They do not provide any internal research. | Investment Banks/Brokers | Corporate Officer/Principal | |
Amt Ventures LLC | Corporate Officer/Principal | ||
Xresearch LLC
Xresearch LLC Miscellaneous Commercial ServicesCommercial Services Xresearch LLC operates as an investment research company, which focuses on cryptocurrencies, block chain, and emerging technology. The company was founded in 2018 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Director/Board Member | |
Seaport Wealth Management LLC
Seaport Wealth Management LLC Investment ManagersFinance Seaport Wealth Management LLC provides investment advisory services. Its portfolio includes equity, fixed income, and multi-class securities. The company was founded on October 23, 2013 and is headquartered in New York, NY. | Investment Managers | Chief Executive Officer |
Estadísticas
Internacional
Estados Unidos | 45 |
India | 2 |
China | 2 |
Hong-Kong | 2 |
Islas Caimán | 2 |
Sectorial
Finance | 35 |
Consumer Services | 8 |
Commercial Services | 4 |
Electronic Technology | 2 |
Health Technology | 2 |
Operativa
Analyst-Equity | 114 |
Corporate Officer/Principal | 61 |
Undergraduate Degree | 23 |
Director/Board Member | 15 |
Masters Business Admin | 11 |
Las relaciones más conectadas
Insiders | |
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Vernon Bernardino | 16 |
Steven Wasserman | 15 |
Simos Simeonidis | 15 |
Suraj Kalia | 14 |
Christopher S. James | 14 |
Michael Higgins | 13 |
Ram Selvaraju | 13 |
Vivian Cervantes | 11 |
Ipsit Mohanty | 11 |
Christopher A. Bamman | 11 |
Alka Singh | 10 |
Lewis B. Fan | 9 |
Chad Mabry | 8 |
Thomas Shrader | 8 |
Cameron O. Smith | 8 |
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