Craig Gould

National Holdings Corp. engages in the provision of investment banking and asset management services. It operates through the following segments: Brokerage and Advisory Services and Tax and Accounting Services. The Brokerage and Advisory Services segment includes broker-dealer and investment advisory services, sale of insurance products and licensed mortgage brokerage services. The Tax and Accounting Services segment involves tax preparation and accounting services provided by National Tax. The company was founded in 1947 and is headquartered in New York, NY.

Fintegra LLC engages in the provision of investment advisory services. It offers financial planning, mutual funds, education, and estate planning services. The company is headquartered in Minneapolis, MN.

Cabot Lodge Securities LLC (Cabot Lodge) is a registered broker/dealer headquartered in New York City. The firm is a subsidiary of PKS Holdings LLC. Cabot Lodge offers a broad spectrum of investment products and services via their comprehensive open architecture product platform, such as equities, fixed income, mutual funds, ETFs, variable annuities, REITs, and through their affiliates, separately managed accounts, life, health and disability insurance, mortgages, and wealth management and protection services.

B. Riley Wealth Management, Inc. (B. Riley), formerly Wunderlich Securities, Inc., is a full-service brokerage firm headquartered in Memphis, Tennessee, founded in 1996. The firm is a subsidiary of Wunderlich Investment Co., Inc. B. Riley provides comprehensive wealth management and brokerage services to individuals and families, corporations and non-profit organizations, including qualified retirement plans, trusts, foundations and endowments. In 2001, they expanded their business to include investment advisory services. The firm is duly registered with the SEC.

Wentworth Management Services LLC engages in owning and operating broker-dealers. The firm also specializes in investment banking and consolidating independent broker-dealers. The company was founded in March 2016 and is headquartered in New York, NY.