Graham Macmillan

RBC Dominion Securities, Inc. (RBCDS) is a Canadian broker/dealer headquartered in Toronto, Ontario. The firm was founded in 1901 and is a subsidiary of Royal Bank of Canada (TSE, NYSE: RY). RBCDS provides a full spectrum of brokerage services to retail and corporate clients.

NexGen Financial Corp. operates as an investment management company. It engages in the management of mutual funds. The company is focused on the creation of investment products and services. Nexgen Financial was founded on September 20, 2010 and is headquartered in Toronto, Canada.

Canoe Canadian Diversified Income Fund is a non redeemable investment fund that is managed by O'Leary Funds Management LP. Its investment objectives are to provide holders of units with monthly distributions and to preserve capital. The company was founded on November 2, 2011 and is headquartered in Montreal, Canada.

Part of Canoe Financial LP, O'Leary Funds Management LP provides fund management services. The company is based in Montréal, Canada. The CEO of the Canadian company is Connor O ’ Brien. O'Leary Funds Management was acquired by Canoe Financial LP on February 17, 2016.

Canoe Premium Income Fund operates as an Open-End Investment Fund/Unit Trust, whose investment objectives are to generate income and long-term capital growth by investing primarily in a portfolio of publicly traded dividend paying and common and preferred shares and income trust units of mid and large-cap issuers domiciled in Canada. The company is headquartered in Montreal, Canada.

Canoe U.S. Strategic Yield Advantaged Fund is a closed-end investment fund/investment trust. Its investment objectives are to provide holders of units with monthly tax-advantaged distributions consisting primarily of returns of capital; to maximize total return for unit holders; and to preserve capital. The company was founded on April 28, 2011 and is headquartered in Montréal, Canada.

Floating Rate Income Fund operates as a closed-end investment fund/investment trust. Its investment objectives are to provide unit holders with monthly tax-advantaged distributions consisting initially primarily of returns of capital; and to preserve capital. Its portfolio include senior secured floating rate loans, floating rate notes and other debt obligations of investment, and non-investment grade global issuers. The company was founded on July 19, 2011 and sis headquartered in Montréal, Canada.