Samir S. Lalvani

Founded in 2010, Lloyds Securities, Inc. is an SEC-registered broker/dealer located in New York City. The firm is a subsidiary of Lloyds America Security Corp. and their ultimate parent is Lloyds Banking Group Plc (NYSE: LYG). Lloyds Securities is a member of FINRA and the SIPC. Their business activities include: (1) making inter-dealer markets in OTC corporate securities (2) selling corporate debt securities (3) underwriting and selling group participant corporate securities, other than mutual funds (4) trading securities for their own account (5) private placements of securities and (5) selling interests in mortgages and other receivables. Lloyds Securities does not affect transactions in commodities, commodity futures or commodity options or engage in other non-securities business. The firm provides an array of trading and executions services for their clients. They do not provide any internal research.

Citigroup Global Markets, Inc. engages in the provision of brokerage, investment banking, and asset management services to individuals, businesses, and governments. The company was founded by Julie E. Silcock and is headquartered in New York, NY.