Brett Harrison

Cetera Advisors LLC is a dually-registered investment advisor and broker-dealer headquartered in Greenwood Village, Colorado. The firm was founded in 1981 as Multi-Financial Securities Corp. They are a wholly-owned subsidiary of Cetera Financial Group, Inc. Cetera Advisors provides advisory services to individuals, tax-qualified retirement plans, and other institutions.

First Allied Advisory Services, Inc. (FAAS) is an investment management firm headquartered in San Diego, California. The firm was founded in 2007 and is owned by First Allied Holdings, Inc., ultimately held by Aretec Group, Inc. Through their Investment Advisory Representatives (IARs), FAAS provides a variety of investment advisory programs and services for individuals, high net-worth individuals, banking institutions, pension plans, profit-sharing plans, charitable organizations, and other corporations and businesses. The firm also offers both wrap and non-wrap programs.

First Allied Holdings, Inc. operates an independent retail broker/dealer. The company is headquartered in San Diego, CA.

KPMG LLP engages in the provision of audit, tax, and advisory services. It serves the banking and capital markets, building, construction and real estate, consumer and retail, energy, natural resources and chemicals, financial services, government and public sector, healthcare and life sciences, industrial manufacturing, insurance, media and entertainment, private equity, technology, telecommunications, and venture capital industries. The company was founded in 1987 and is headquartered in New York, NY.

ING Financial Services LLC engages in the retail and worksite financial services, mutual funds and reinsurance activities. It offers life, health and property & casualty insurance, fixed and variable annuities, guaranteed investment contracts and other institutional investment advisory services, retirement plans, employee benefits, and mutual funds. The company is headquartered in New York, NY.

ING Advisors Network operates as a broker-dealer network. Its products include mutual funds, life insurance, stocks, bonds, fixed & variable annuity, trust, certificates of deposit, individual retirement accounts, asset management accounts, estate planning, long-term care insurance, disability insurance, college education planning, and cash management accounts.

Cetera Financial Group Inc. engages in the provision of brokerage and advisory services for financial professionals and institutions. Its portfolio of products include mutual funds, life insurance, stocks, bonds, fixed and variable annuity products, estate planning, college education planning, and cash management accounts. The company is headquartered in El Segundo, CA.

Cetera Investment Advisers LLC (CIA) is a SEC-registered investment adviser headquartered in Schaumburg, Illinois. The firm was founded in 1983 and is a wholly-owned subsidiary of Cetera Financial Specialists Services LLC, ultimately held by Cetera Financial Group, Inc. CIA provides advisory services to individuals, high net worth individuals, banking institutions, pension plans, profit sharing plans, charitable organizations, and other corporations and businesses.