David C. Seiglie

David C. Seiglie

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Finance
Consumer Services
Commercial Services

Perfil

Mr. David C.
Seiglie
is Chief Compliance Officer & Operations Manager at Investor Solutions, Inc. He joined the firm in 2006.
As Operations Manager, David manages and ensures the accuracy of all aspects related to client services including new accounts, account transfers, income distribution, trading, cost basis, and performance reporting.
He is also responsible for developing and maintaining strict controls to ensure that clients receive accurate and timely information.
He has 20 years of experience in banking.
His experience includes working directly with regulatory examiners and internal/external auditors as well as developing and implementing disaster recovery plans and operational procedures.
Mr. Seiglie holds a Bachelor degree in Business Administration from St. Thomas University in Florida.

Antiguos cargos conocidos de David C. Seiglie.

EmpresasCargoFin
Corporate Officer/Principal 31/12/2006
Corporate Officer/Principal 31/12/2004
Corporate Officer/Principal 31/12/1990
Corporate Officer/Principal -
Oficial de Cumplimiento -
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Formación de David C. Seiglie.

St. Thomas University (Florida) Undergraduate Degree

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