James Vere Reynolds-Hale

For over 45 years, The Legend Group has been helping investors work toward achieving their financial goals. Their history is rooted in the development of products and services for retirement plans, and over the years they have played an influential role in the evolution of the §403(b) retirement plan market. Legend is a full service investment planning firm offering: A wide range of investment options, Retirement accounts for many plan types, Solutions for retirement plan sponsors, Investment advisory services, College savings plans, Insurance products and Non-qualified investments. Their nationwide network of financial advisors is prepared to guide them in setting realistic and attainable objectives, and assist them in designing an investment strategy to help one reach them. As a subsidiary of Waddell and Reed Financial, Inc. (WDR), Legend has access to the resources of one of the most enduring mutual fund and financial planning complexes in the United States. This relationship strengthens their position as an industry leader, and lends support to their initiatives as they continue to build upon a solid foundation of excellence and innovation. Legend's mission is to deliver professional investment advice, quality investment products and unparalleled service. They strive to achieve this goal via state-of-the-art technology, dynamic asset management programs and a dedicated support team.

Founded in 1993, First Allied Securities, Inc. is an independent, SEC-registered broker/dealer headquartered in San Diego, California. The firm is a member of FINRA, the NASD and the SIPC. First Allied Securities Inc. was previously a subsidiary of Advanced Equities Financial Corp. In April 2006, Advanced Equities Financial Corp. acquired First Financial Planners and merged it with First Allied Securities. In 2008, the firm acquired First Montauk Securities Corp. from First Montauk Financial Corp. In 2011, Lovell Minnick Partners LLC and the management team of First Allied Advisory Services acquired the firm from Advanced Equities Financial Corp. First Allied Securities is affiliated with First Allied Advisory Services, Inc., a registered investment advisor. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research.

Summit Brokerage Services, Inc. is a broker/dealer and holding firm headquartered in Boca Raton, Florida. Founded in 1993, the firm provides a full array of trading and execution services for their clients.