Jim A. Mooney

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Finance

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Jim A.
Mooney worked as a Principal at various financial firms including Loeb Rhodes Wall Street Settlement Corp., Kidder, Peabody & Co., Inc., Smith Barney Harris Upham & Co., Inc., Schneider Bernet & Hickman, Inc., and PaineWebber, Inc. He also worked as a Vice President at Capital Institutional Services, Inc. from 1984 to 2012.

Antiguos cargos conocidos de Jim A. Mooney.

Empresas	Cargo	Fin
Capital Institutional Services, Inc. Capital Institutional Services, Inc. Investment Banks/BrokersFinance Founded in 1977, Capital Institutional Services, Inc. (CAPIS) is a broker/dealer located in Dallas, Texas. The firm is structured in distinct divisions including sales, trading, research, accounting, operations and compliance which work together to address the diverse needs of both money managers and fund managers. This approach allows CAPIS to present an array of global trading, transition management, commission recapture, independent research and bundled solutions to their clients.	Ventas Institucionales	01/07/2012
PaineWebber, Inc.	Corporate Officer/Principal	01/10/1984
Smith Barney Harris Upham & Co., Inc.	Corporate Officer/Principal	01/03/1983
Schneider Bernet & Hickman, Inc.	Corporate Officer/Principal	01/05/1978
Loeb Rhodes Wall Street Settlement Corp.	Corporate Officer/Principal	01/08/1977

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Empresas privadas	6
Capital Institutional Services, Inc. Capital Institutional Services, Inc. Investment Banks/BrokersFinance Founded in 1977, Capital Institutional Services, Inc. (CAPIS) is a broker/dealer located in Dallas, Texas. The firm is structured in distinct divisions including sales, trading, research, accounting, operations and compliance which work together to address the diverse needs of both money managers and fund managers. This approach allows CAPIS to present an array of global trading, transition management, commission recapture, independent research and bundled solutions to their clients.	Finance
PaineWebber, Inc.	Finance
Smith Barney Harris Upham & Co., Inc.	Finance
Schneider Bernet & Hickman, Inc.
Loeb Rhodes Wall Street Settlement Corp.
Kidder, Peabody & Co., Inc. Kidder, Peabody & Co., Inc. Investment Banks/BrokersFinance Kidder, Peabody & Co., Inc. provides security brokerage services. The private company is based in Buffalo, NY and has subsidiaries in Switzerland. The company was founded by Thomas W. Ostrander.	Finance

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