Lance R. Broberg

UBS Asset Management (Americas) LLC (UBS AM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 2000 as UBS Global Asset Management (Americas), Inc. They are a wholly owned subsidiary of UBS Americas, Inc., ultimately owned by UBS Group AG (SIX: UBSG; NYSE: UBS) in Switzerland. UBS AM provides investment products and services to corporate and public pension plans, financial institutions and advisors, central banks, charities, foundations and individual investors around the world.

Harris Associates LP (Harris) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was founded in 1976 and is a direct subsidiary of Natixis Investment Managers LLC, which is ultimately owned by BCPE’s Natixis SA (Natixis) (PAR: KN), a French investment banking and financial services firm. Harris primarily provides discretionary investment advisory services to individuals and institutions, including registered investment companies. The firm also provides investment advisory services to wrap programs, mutual funds, private investment partnerships and other pooled investment vehicles.

Voya Investment Management Co. LLC (Voya IM) is a SEC-registered investment advisor and mutual fund manager headquartered in New York City. Formerly known as ING Investment Management Co. LLC, the firm was founded in 1972 under the name of Aetna Capital Management, Inc. They are a wholly-owned subsidiary of Voya Investment Management LLC, ultimately held by Voya Financial, Inc. (NYSE: VOYA). Voya IM provides investment management services to a wide range of clients and investment vehicles.

Schneider Electric Ltd. manufactures and distributes electrical and automation control products and services. Its products include installation accessories, legacy controllers, medium voltage equipment, detection equipment, and interface and panel components. He firm offers products and services for panel builders, OEMs, contractors, specifiers, and the electrical supply industry for commercial and industrial applications. The company is headquartered in Telford, the United Kingdom.

Trinity Capital Investment LLC ("Trinity") is an independent Venture Capital firm founded in 2008 by Steven L. Brown. The firm is headquartered in Phoenix, Arizona.

KPMG LLP engages in the provision of audit, tax, and advisory services. It serves the banking and capital markets, building, construction and real estate, consumer and retail, energy, natural resources and chemicals, financial services, government and public sector, healthcare and life sciences, industrial manufacturing, insurance, media and entertainment, private equity, technology, telecommunications, and venture capital industries. The company was founded in 1987 and is headquartered in New York, NY.

Pacific Investment Management Co. LLC (PIMCO) is a SEC-registered investment advisor headquartered in Newport Beach, California. Founded in 1971, the firm is a subsidiary of Allianz Asset Management of America LP and their ultimate parent is Allianz SE (ETR: ALV), a German global insurance company. PIMCO provides discretionary investment management services to global client base. The firm is a socially responsible investor and signatory to the UN Principles for Responsible Investment (UNPRI) which integrates environmental, social, and governance considerations into their investment process.

Charles Schwab & Co., Inc. is a FINRA-registered broker/dealer headquartered in San Francisco. The firm is a subsidiary of the Charles Schwab Corp. (NYSE: SCHW). They are members of the Chicago Board Options Exchange, NASDAQ and NYSE Arca, Inc. Charles Schwab & Co. is an exchange member engaged in exchange commission business other than floor activities. They also retail mutual funds and OTC corporate equity securities. In addition, the firm underwrites and/or sells corporate securities, underwrites and/or sponsors mutual funds, is a put and call broker/dealer and/or option writer and provides investment advisory services

The American Institute of Certified Public Accountants provides vocational education in accounting. The company provides services to the accounting community, regulatory bodies, and other organizations. It also operates in Jersey City, Washington, and Lewisville. It was founded in 1887 and is headquartered in New York City, NY.

Gradient Analytics LLC (Gradient) is an independent equity research firm headquartered in Phoenix, Arizona. It was founded by Carr Bettis and Donn Vickrey in 1996 and formerly known as Camelback Research Alliance. The firm is a wholly-owned subsidiary of Sabrient Systems LLC, which acquired the firm in August 2011. Gradient has particular expertise in financial analysis, forensic accounting and executive behavior. They publishes academically rigorous, unbiased, objective insights into the financial performance and equity valuation of liquid publicly traded companies globally for mutual fund managers, hedge fund managers, and other professional money managers.

Peking University provides post-secondary education services. It offers undergraduate and graduate courses. It provides courses such as basic and applied sciences, social sciences and the humanities, sciences of medicine, management, and education. The company was founded by JiaNai Sun in 1898 and is headquartered in Beijing, China.

Brean Capital is an independent investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1973 and provides equity research, corporate finance and advisory investment banking, equity institutional sales and trading, and asset management to institutional investors and corporate clients. Their fixed income business provides sales, trading, research and banking services on a wide range of mortgage and asset-backed, US Treasury and government agency securities, structured products, corporate bonds, and municipal debt. The fixed income sales team employs a highly analytical approach to bond selection, trade execution, and overall bond portfolio management. Under the guidance of fixed income strategists, the fixed income team uses a combination of qualitative and quantitative analyses to create custom investment portfolios and develop targeted, executable bond trading strategies to complement their clients? balance sheets.

The State Bar of Arizona is a non-profit organization that regulates approximately 23,000 active attorneys in Arizona. The organization is governed by a 29-member board of governors, and it has two office locations in Phoenix and another location. The private company is based in Phoenix, AZ. It operates under the supervision of the Supreme Court and provides education and development programs for the legal profession and the public. The organization's mission is to improve the administration of justice and the competency, ethics, and professionalism of lawyers practicing in Arizona. The State Bar of Arizona has a lawyer regulation department that works to resolve problems between clients and attorneys, and it also offers legal information for consumers, periodic free legal advice days, and other educational programs. The State Bar of Arizona is not a state agency, and its activities are funded through membership fees, service fees, and other self-generated revenue.

Research Corporation Technologies, Inc. provides investment related services. It operates as technology development company that typically invests in new technology platforms in life sciences, healthcare technology, biomedical, preclinical and clinical-stage therapeutics, devices, drugs, and diagnostics, medical devices, and biotech tools for gene expression and protein production with medical devices. The company was founded in 1987 and is headquartered in Tucson, AZ.

HempFusion, Inc. engages in health care services. The company was founded in 2015 and is headquartered in Sebastopol, CA.

Salion Food Condiment Co., Ltd. engages in the manufacture of compound condiment products in Northern China. It operates through the following geographical segments: Mainland China, Singapore, Korea, Russia, Europe, and Others. The company was founded on August 23, 2016 and is headquartered in Beijing, China.

Beijing Salion Foods Co., Ltd. prepares and exports natural plant extracts, compound seasonings, and food ingredients. The private company is based in Beijing, China. The Chinese company was founded in 2000. The CEO is Xu Bin Jiang.

Dryvebox, Inc. is a mobile golf simulator company that was founded in 2020 with a mission to cultivate golf everywhere. Dryvebox currently operates corporate units across the US and is expanding its presence through a franchise program. The company is based in San Francisco, CA. The company offers high-end, patented mobile golf units ("boxes") that are weatherproof, climate-controlled, and solar-powered, and are integrated with trackman simulators. These boxes are used for coaching, personal practice, and play, and can serve events ranging from intimate parties to 100,000 person events. The company was founded by Adeel Yang, Jake Hutt, and Mike Leong, and Adeel Yang has been the CEO since incorporation.

Magic Fund (Magic Fund) is a venture capital firm founded in 2017 by Matt Greenleaf, Adegoke Olubusi and Temi Marcella Awogboro. The firm is headquartered in Los Angeles, California.

Loews Corp. (Investment Portfolio) (Loews-IP) is the investment portfolio division of Loews Corp. (NYSE: L), a diversified holding company headquartered in New York City. Founded in 1954, Loews-IP manages the investment portfolio of the group.

FAS Wealth Partners, Inc. (FAS) is an independent registered investment advisor headquartered in Leawood, Kansas. The firm was founded by Max W. Greer, Jr. in 1979 as Financial Advisory Service, Inc. and changed its name to FAS Wealth Partners, Inc. in 2022. FAS provides financial planning and asset management services to individuals, define contribution plans (profit-sharing and 401(k)), trusts, estates, charitable organizations, corporations and other business entities.

Universal Bespoke Condiment Co., Ltd. is an investment holding company. It is involved in research and development, manufacturing and sale of compound condiment and extracts products. The company was founded on August 23, 2016 and is headquartered in Hong Kong.

TCI Wealth Advisors, Inc. (TCI) is an independent, SEC-registered investment advisor headquartered in Tucson, Arizona. Formerly known as The Conservative Investor, the firm was founded in 1990 by Robert Swift, Jr. TCI provides investment advisory services to individuals, high net-worth individuals, business entities, pension and profit-sharing plans, trusts, estates, and charitable organizations.

ReaderLink Distribution Services LLC engages in the distribution of hardcover, trade and paperback books to non-trade channel booksellers in North America. Its services include merchandising services, marketing and promotions, business analytics, and category management services. The company is headquartered in Oak Brook, IL.

Medumo, Inc. develops and operates a software platform for patient appointment services. It also provides email and SMS to deliver instructions to patients, on behalf of its hospital customers. The company was founded by Omar Badri, Jacob Cohen, Adeel Yang, Naseer Al-Sulaihim, and Robert Stavert in 2013 and is headquartered in Boston, MA.

China Post Group Corp. engages in newspaper distribution, postal remittances, savings, logistics and the issue of stamps. It also provides express postal services under the brand name EMS and manages over 400 hotels. The company was founded in December 2006 and is located in Beijing, China.

Pioneer Fund/NY/ is a venture capital firm founded by Jason Gray. The firm is headquartered in San Francisco, California.