Liz Anne Watkins

Liz Anne Watkins

Corporate Officer/Principal en National Society of Compliance Professionals .

Finance
Consumer Services
Commercial Services

Perfil

Ms. Liz A.
Watkins is Chief Risk & Compliance Officer at Ziegler Cos., Inc. In addition to Ziegler Cos., Inc., she serves as Chief Compliance Officer at Ziegler Capital Management LLC and Chief Risk & Compliance Officer at Ziegler Capital Markets Group.
She joined Ziegler in November 2003.
She has extensive experience in the investment services industry in marketing, brokerage and trading operations, and compliance, having held various management positions at independent and boutique financial services firms.
She is focused on providing business units with regulatory guidance and in maintaining a client-centric, proactive, risk management program.
She is a member of the National Society of Compliance Professionals and the Security Industry Association's Compliance and Legal Division.
Ms. Watkins is a graduate of Northern Illinois University and is currently undertaking a course of study to obtain the Compliance and Regulatory Certified Professional designation from the FINRA and the Wharton School of the University of Pennsylvania.

Cargos activos de Liz Anne Watkins

EmpresasCargoInicio
National Society of Compliance Professionals Corporate Officer/Principal -
Consejero General -
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Antiguos cargos conocidos de Liz Anne Watkins.

EmpresasCargoFin
Corporate Officer/Principal 01/09/2011
Consejero General 01/09/2011
Director de Inversiones 15/10/2009
THE ZIEGLER COMPANIES, INC. Consejero General 10/04/2012
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Formación de Liz Anne Watkins.

Northern Illinois University Undergraduate Degree

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