Mary Jo Hayes
Oficial de Cumplimiento en Mesirow Financial Investment Management, Inc. .
Perfil
Ms. Mary J.
Hayes is a Managing Director & Chief Compliance Officer at Mesirow Financial Investment Management, Inc. Ms.Mary Jo joined Mesirow in 2011 with more than 25 years of industry experience in operations and compliance.
she provides ongoing compliance guidance and support to the firm’s Investment Advisory, Investment Management, Capital Markets and Investment Banking groups.
She is responsible for overall Mesirow compliance with applicable regulatory organizations such as the Financial Industry Regulatory Authority, U.S.
Securities and Exchange Commission, Commodities Futures Trading Commission, National Futures Association and various other foreign and state agencies.
Cargos activos de Mary Jo Hayes
| Empresas | Cargo | Inicio |
|---|---|---|
Mesirow Financial Investment Management, Inc.
 Mesirow Financial Investment Management, Inc. Investment ManagersFinance Mesirow Financial Investment Management, Inc. (MFIM) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was established in 1986 and their sole shareholder is Mesirow Financial Services, Inc., which is wholly-owned by Mesirow Financial Holdings, Inc., a Chicago-based financial services firm that was founded in 1937. MFIM provides advisory services to individuals, corporations or other businesses, pension and profit-sharing plans, non-qualified plans, state or municipal government entities, and charitable organizations. | Oficial de Cumplimiento | 01/05/2011 |
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Mesirow Financial Investment Management, Inc.
Mesirow Financial Investment Management, Inc. Investment ManagersFinance Mesirow Financial Investment Management, Inc. (MFIM) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was established in 1986 and their sole shareholder is Mesirow Financial Services, Inc., which is wholly-owned by Mesirow Financial Holdings, Inc., a Chicago-based financial services firm that was founded in 1937. MFIM provides advisory services to individuals, corporations or other businesses, pension and profit-sharing plans, non-qualified plans, state or municipal government entities, and charitable organizations. | Finance |
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