Renee Lucille Kaufert
Oficial de Cumplimiento en North Star Asset Management, Inc. .
Perfil
Ms. Renee L.
Kaufert is a Chief Compliance Officer & Securities Trader at North Star Asset Management, Inc. She has over 35 years of experience within the financial services industry.
She supervises operations, compliance, and securities trading.
Prior to joining NSAM in July 1996, Ms. Kaufert served as Senior Registered Sales Assistant/Operations Manager with Dain Bosworth, Inc., where she had been employed since 1989.
She held various securities-related positions with Piper Jaffray & Hopwood and Associated Bank since 1979.
Ms. Kaufert earned her Investment Advisor Certified Compliance Professional designation in 2007.
Cargos activos de Renee Lucille Kaufert
| Empresas | Cargo | Inicio |
|---|---|---|
North Star Asset Management, Inc.
 North Star Asset Management, Inc. Investment ManagersFinance North Star Asset Management, Inc. (NSAM) is an independent, SEC-registered investment advisor headquartered in Neenah, Wisconsin. The firm was founded in 1996 by Kenneth Brusda, Michael Flesch, Geoffry Penn, David Risgaard and Eric Richter. NSAM provides investment advice on a discretionary/non-discretionary basis to individual and institutional clients. | Oficial de Cumplimiento | 01/07/1996 |
Antiguos cargos conocidos de Renee Lucille Kaufert.
| Empresas | Cargo | Fin |
|---|---|---|
| Dain Bosworth, Inc. | Corporate Officer/Principal | - |
Experiencias
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Relaciones de 1er grado
Empresas vinculadas al 1er grado
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Empresas relacionadas
| Empresas privadas | 2 |
|---|---|
North Star Asset Management, Inc.
North Star Asset Management, Inc. Investment ManagersFinance North Star Asset Management, Inc. (NSAM) is an independent, SEC-registered investment advisor headquartered in Neenah, Wisconsin. The firm was founded in 1996 by Kenneth Brusda, Michael Flesch, Geoffry Penn, David Risgaard and Eric Richter. NSAM provides investment advice on a discretionary/non-discretionary basis to individual and institutional clients. | Finance |
| Dain Bosworth, Inc. | Finance |
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- Renee Lucille Kaufert
