Perfil
Richard Eric Waks served as President & Chief Executive Officer at Heflin & Co. LLC from 2010 to 2011.
Prior to that, he was a Principal at Kidder Peabody and an Executive Vice President & Partner at Imperial Capital LLC.
Waks earned an undergraduate degree from State University of New York at Albany in 1980 and an MBA from the University of Michigan in 1982.
Antiguos cargos conocidos de Richard Eric Waks.
| Empresas | Cargo | Fin |
|---|---|---|
Heflin & Co. LLC
 Heflin & Co. LLC Investment Banks/BrokersFinance Founded in 1997, Heflin & Co. LLC is a privately-held broker/dealer located in El Segundo, California with an additional office in Stamford, Connecticut. The firm executes transactions on behalf of institutional investors. Heflin & Co.'s research focuses on domestic equities. The firm clears on a fully-disclosed basis through Pershing LLC. | Director de Investigación - Acciones | 28/02/2011 |
| Kidder Peabody | Corporate Officer/Principal | - |
Imperial Capital LLC /Management/
 Imperial Capital LLC /Management/ Financial ConglomeratesFinance Imperial Capital LLC is a private company based in Beverly Hills, CA. The company is led by management. | Corporate Officer/Principal | - |
Formación de Richard Eric Waks.
| State University of New York at Albany | Undergraduate Degree |
| University of Michigan | Masters Business Admin |
Experiencias
Funciones ocupadas
Activas
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Empresas cotizadas
Empresas privadas
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Relaciones de 1er grado
Empresas vinculadas al 1er grado
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Mujer
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Empresas relacionadas
| Empresas privadas | 3 |
|---|---|
Heflin & Co. LLC
Heflin & Co. LLC Investment Banks/BrokersFinance Founded in 1997, Heflin & Co. LLC is a privately-held broker/dealer located in El Segundo, California with an additional office in Stamford, Connecticut. The firm executes transactions on behalf of institutional investors. Heflin & Co.'s research focuses on domestic equities. The firm clears on a fully-disclosed basis through Pershing LLC. | Finance |
| Kidder Peabody | Finance |
Imperial Capital LLC /Management/
Imperial Capital LLC /Management/ Financial ConglomeratesFinance Imperial Capital LLC is a private company based in Beverly Hills, CA. The company is led by management. | Finance |
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