Rob Waas

RSW Investments Holdings LLC (RSW) is an independent investment advisory firm headquartered in Summit, New Jersey. The firm was founded by Rob Waas in 2019. RSW specializes in the professional management of separate account municipal bond portfolios for individual investors. They may also provide investment advice to trusts, estates, charitable organizations, and other corporations or business entities.

RSW Investments LLC is an independent, SEC-registered investment advisor headquartered in Summit, New Jersey. The firm was founded by Robert Waas in 2005. They specializes in the management of separate account municipal bond portfolios for individual investors and provides investment advice to trusts, estates, charitable organizations, and other corporations or business entities.

PGIM, Inc. is a SEC-registered investment advisor headquartered in Newark, New Jersey. The firm was founded in 1984 and is a direct subsidiary of PGIM Holding Co. LLC, ultimately owned by Prudential Financial, Inc. (NYSE: PRU). PGIM provides institutional clients with investment solutions worldwide. It is comprised of autonomous asset management businesses each specializing in a particular asset class with a focused investment approach: PGIM Institutional Advisory & Solutions (provides advisory services to institutional clients located in the US and outside of the US), PGIM Fixed Income (an adviser primarily focused on public fixed income investments), PGIM Real Estate (a provider of real estate investment advisory services) and PGIM Capital Group (a private fixed income investment adviser, also known as Prudential Capital Group).

CIFC Investment Management LLC (CIM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1993 as Deerfield Capital Management LLC and became CIFC Investment Management in 2018. They are wholly owned directly by CIFC Capital HoldCo LLC, which is an indirect subsidiary of CIFC LLC. CIM primarily provide investment management services to pooled investment vehicles that are CLOs and to private funds and investors that invest in corporate and structured credit.

Part of Invesco Ltd., Van Kampen American Capital, Inc. is a closed-end investment company. The company is based in IL. Van Kampen American Capital was acquired by Morgan Stanley Group, Inc. from Clayton Dubilier & Rice LLC on October 31, 1996 for $745 million.