Robert Keenan

St. Bernard Financial Services, Inc. operates as a broker, dealer, and investment advisory firm. It offers business financial planning and consulting; executive retirement and estate planning; business continuation and executive compensation; protection planning with life, health, and disability insurance; qualified retirement plans and educational saving plans; and business loans. It also provides personal financial planning and consulting; retirement and estate, education, life, health, and disability protection planning; home loans; educational and informational seminars; and tax planning. The company is headquartered in Russellville, AR.

Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.