Thomas A. Mullin

Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world.

Piper Sandler & Co. (Broker) (PSC-Broker) is the full-service brokerage division of Piper Sandler & Co., a financial service firm headquartered in Minneapolis, Minnesota. They are a subsidiary of Piper Sandler Companies (NYSE: PIPR). The firm was founded in 1969 and previously known as Piper Jaffray & Co. They became Piper Sandler & Co. when Piper Jaffray Companies and Sandler O’Neill & Partners, L.P. merged to become Piper Sandler Companies in 2020. PSC-Broker provides brokerage and investment banking services to financial institutions, corporations and other financial investors. Their core focus sectors are Agriculture, renewables & cannabis, Business services, Chemicals & Materials, Consumer, Diversified industrials & services, Energy, Financial services, financial sponsors, Healthcare, and Technology.

Visionary Integration Professionals LLC provides information technology solutions. It offers software solutions, management consulting, IT managed, and tech enabled services. The firm serves to the state and local, federal, and commercial industries. The company was founded by Jonna A. Ward in 1996 and is headquartered in Folsom, CA.

Booz Allen Hamilton, Inc. engages in the provision of management and technology consulting services. Its services include consulting, analytics, digital solutions, engineering, cyber security, and product. The company was founded by Edwin G. Booz in 1914 and is headquartered in McLean, VA.

Waterford Group LLC provides investment services in the hospitality and gaming sector. The firm offers hotel management, asset management, development and gaming services. The company was founded in 1986 and is headquartered in Waterford, CT.

Unity Bank (Clinton, New Jersey) operates as state chartered commercial bank. It offers banking, lending, online and mobile, and Uchoose rewards services to the personal sector, and provides banking, lending, escrow account, merchant, payroll, and online services to the business sector. The company was founded in 1991 and is headquartered Clinton, NJ.

National Technologies, Inc. provides specialized fiber optic technical services. Its services include fiber optics, voice data, data centers, fire alarms, sound systems, security systems and riser management. The company was founded by Brian James and Tenesha James in 2009 and is headquartered in West Chicago, IL.

EOS Management LLC (EOS Management) is a private equity firm founded in 1993 by Steven Friedman. The firm is headquartered in New York.

Bregal Sagemount (Bregal Sagemount) is a private equity subsidiary of Bregal Investments LLP founded in 2012 by Adam Fuller, Michael Kosty and Pavan Tripathi. The firm is headquartered in New York.

BMO Family Office LLC is a SEC-registered investment advisor and wealth management firm headquartered in Chicago, Illinois. It was founded in 1981 as CTC myCFO LLC. They are a wholly-owned subsidiary of BMO Financial Corp., which is a wholly-owned subsidiary of Bank of Montreal (NYSE, TSE: BMO) in Canada. The firm provides discretionary investment management and non-discretionary investment advisory services to high-net worth individuals, families, personal trusts, and family offices.

Cybraics, Inc. operates as a security analytics and artificial intelligence company. The firm's security analytics platform nLighten combines multiple modes of machine learning with an artificial intelligence engine, Janus, to find unknown, advanced and insider threats as well as targeted attacks. The company was founded in 2014 and is headquartered in Arlington, VA.

Part of Huntington Bancshares, Inc., TCF International Bank is a bank holding company that provides commercial banking services. The company is based in Wayzata, MN.

Part of Track Utilities Holdings, Inc., Track Utilities LLC is a company that provides energy and telecommunication services. The company is based in Meridian, ID.

Donaldson, Lufkin & Jenrette is a private company that provides investment banking services. The company is based in New York, NY.