Thomas Harty Kozlik

Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis.

UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.

Vanguard Advisers, Inc., (VAI) is a SEC-registered investment advisor headquartered in Malvern, Pennsylvania. The firm was founded in 1995 and is a direct subsidiary of Goliath, Inc., which is in turn a subsidiary of The Vanguard Group, Inc. VAI offers an investment advisory service through Vanguard Institutional Advisory Services (VIAS). VIAS provides investment advisory and administrative services primarily to institutional clients such as endowments, foundations, employee benefit plans and trusts, and family offices.

Credit Suisse (USA), Inc. provides investment services. It offers securities underwriting and trading, mergers & acquisitions advice, research, private equity investment & derivative, and risk management services. The company was founded in 1959 and is headquartered in New York, NY.

Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA.

Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC).

PricewaterhouseCoopers LLC provides assurance, tax and advisory services. Its services include audit and assurance, consulting, deals, human resources, legal, tax, and family business. The firm also offers accountability, risk management, structuring, mergers and acquisitions, and performance and process improvement. The company was founded in 1998 and is headquartered in Buffalo, NY.

Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world.

Northwestern University is a private institution founded in 1851 to serve the Northwest Territory, an area that now includes the states of Ohio, Indiana, Illinois, Michigan, Wisconsin and parts of Minnesota. Northwestern has three campuses

Founded in 2007, Moelis & Co. LLC is a registered broker/dealer headquartered in New York City. The firm is a subsidiary of Moelis & Company (NYSE: MC), a global investment bank that provides financial advisory, capital raising and asset management services to corporations, institutions and governments. Moelis & Co. LLC provides an array of trading and execution services for their clients. They do not provide any internal research.

iNetworks Advisors Inc (iNetworks) is a private equity firm founded in 1999 by Anthony M. Lancenere and Charlie A. Schliebs. The firm is headquartered in Pittsburgh, Pennsylvania.

SchoolMint, Inc. provides cloud-based student enrollment and school choice platform to PreK-12 school systems worldwide. It offers solutions such as lottery and application management, registration and re-enrollment, unified enrollment and school choice, digital forms and documents, and SIS integration. The company was founded by Jinal Jhaveri and Forum Desai in October 2013 and is headquartered in San Francisco, CA.

Guest Services, Inc. operates as a hospitality management company. It offers dining services, resorts and hotels, recreational opportunities, retail outlets, special events, condominium management and fresh produce distribution. The company was founded in 1917 and is headquartered in Fairfax, VA.

Dodge & Cox is an independent, SEC-registered investment advisor headquartered in San Francisco, California. The firm was founded by Van Duyn Dodge and E. Morris Cox in 1930. They provide investment management services to institutions, individuals, and mutual funds and other pooled investment vehicles on a fully discretionary basis, subject to the investment objectives and investment guidelines of each client.

Lincoln Financial Advisors Corp. (LFA) is a registered broker-dealer headquartered in Fort Wayne, Indiana. The firm was founded in 1986 and formerly known as LNC Equity Sales Corp. They were acquired by Osaic, Inc. in 2024. LFA offers brokerage services to various investors.

Part of Invesco Ltd., OppenheimerFunds Distributor, Inc. provides investment advice. The company is based in Denver, CO.

EKA Innovations, Inc. provides cloud based procurement and spend management solutions. It offers Procurify which core features include approval routing; web and mobile; three way watching; user role controls; expense tracking; and cost allocation. The company was founded by Eugene Dong, Kenneth Loi, and Aman Mann and is headquartered in Vancouver, Canada.

Algorithmic, Inc. provides cloud based lending services for investors. It provides an automated tool that enable individuals to setup criteria for selecting loans and how much to invest; automatically submits orders; organizes loans in portfolios; and sends daily reports summarizing investments. The company was founded by Emmanuel Marot and Gilad Golan in September 2012 and is headquartered in Bellevue, WA.

Macquarie Investment Management Business Trust (MIMBT) is a SEC-registered investment advisor headquartered in Philadelphia, Pennsylvania. The firm was founded in 1988 and formerly known as Delaware Management Business Trust. They are a subsidiary of Delaware Investment Management Co. LLC, ultimately held by Macquarie Group Ltd. (ASX: MQG) in Australia. MIMBT advises a variety of institutional clients. The firm also provides investment services to certain affiliates and acts as a sub-advisor to unaffiliated sponsors and investment products.

StopTheHacker, Inc. provides SaaS based website security services. It offers its services to web hosters, website owners, administrators and web designers to help them protect, detect and recover from malware attacks. The company was founded in 2008 by Anirban Banerjee and Michalis Faloutsos and is headquartered in Burlingame, CA.

Veritable LP is a SEC-registered investment advisor and wealth management firm headquartered in Newtown Square, Pennsylvania. The firm was founded by Michael Stolper in 1986 as Stolper & Co. They are a subsidiary of Pathstone Family Office LLC, which is owned by Pathstone Holdings LLC. Veritable primarily provides discretionary investment supervisory services to high net-worth families, which includes individual family members and their family-related entities, such as trusts, estates and private charitable organizations.

Evergreen Investment Corp. provides investment and brokerage services. The firm provides real estate activities that include commercial real estate acquisition & disposition, asset management, real estate exchanging, land development and consulting. The company is headquartered in Shelbyville, IN.

Yaobai Special Cement Group Co., Ltd. engages in the production of cement and stone materials; manufacturing of cement machinery; provision of related technical services; and sale of its own products. The company was founded on December 21, 2000 and is headquartered in Xi'an, China.

EightShapes LLC provides desktop and mobile design solutions. It offers design strategy, interaction design, information architecture, prototyping, content strategy, and user research services. The company was founded by Nathan Curtis and Daniel Brown in 2006 and is headquartered in Fairfax, VA.

Part of Loxley Public Co. Ltd., L-Elevator & Engineering Co. Ltd. provides elevator and escalator installation and maintenance services. L-Elevator & Engineering Co. was acquired by Loxley Public Co. Ltd. from Ekpavee Co. Ltd. on January 31, 2015 for $0.09 million.

Part of Loxley Public Co. Ltd., L Food Solutions Co. Ltd. provides food service. Suraphand Bhasitnirandr has been the CEO of the Thai company since 2012.

Renewable Fuels Association is a non-profit organization, which engages in the development, production and use of ethanol as a beneficial renewable fuel. The company was founded in 1981 and is headquartered in Washington, DC.

White Energy, Inc. owns and operates ethanol plants. It produces ethanol. The company was founded in 2006 and is headquartered in Plano, TX.

BASF Corp. manufactures commercial and industrial chemicals. The firm serves the aerospace, agriculture, automotive, clean energy, nutrition, textiles, and building, and construction sectors. The company was founded in 1986 and is headquartered Florham Park, NJ.

Part of Nufarm Ltd., Etigra LLC is a company that supplies chemicals and pesticides. The company is based in Cary, NC. Etigra was acquired by Nufarm Ltd. on May 02, 2008 for $69 million.

Nufarm Americas, Inc. supplies crop protection products. Its product portfolio includes herbicides, insecticides, fungicides, and plant growth regulators that can be used in different markets. The company was founded on April 24, 1946 and is headquartered in Alsip, IL.

Verdesian Life Sciences LLC engages in the provision of nutritional and plant-health products. Its services include custom blend services, granulation services, and raw materials. Its products include Avail, Citron, Fungi-Phite, and Diamond Brand. The company was founded in 2012 and is headquartered in Cary, NC.