Tiy Lynn O'Neal

Ms. Tiy L.
O'Neal is Chief Operating Officer at First Allied Securities, Inc. As Chief Operations Officer at First Allied, Ms. O'Neal is responsible for providing a superior service experience to our advisors in all back-office areas of the firm, including operations, trading, advisory services, transitions and administration.
She also manages relationships with First Allied's clearing firms.
Ms. O'Neal began her career with First Allied in 1994 and has also served as Vice President of Operations.
She also served as President of Western Securities Clearing Corp.
and Tradewell Discount Investing, LLC, two former broker/dealers affiliated with First Allied.
Western provided correspondent clearing to small broker/dealers while Tradewell offered online investing for retail clients and registered investment advisors.
She started her career in the industry in 1987 and has held various positions in trading, operations and administration.
During her career, she has been active with the Financial Planning Association, the Securities Industry Association and the Chief Operating Officers Forum.
She is currently a member of the Financial Services Institute (FSI) where she sits on the Operations & Technology Council.
She also holds her Series 7, 63, 24 and 4 licenses Ms. O'Neal received her undergraduate work in business/political science at the University of Central Florida and holds the following securities licenses: Series 7, 63, 24, and 4.