Vincent S. Mosca

BlackRock Advisors LLC is a SEC-registered investment advisor and mutual fund manager headquartered in New York City. The firm was founded in 1994 and is a subsidiary of BlackRock Capital Holdings, Inc., ultimately held by BlackRock, Inc. (NYSE: BLK). BlackRock Advisors manages assets for US-registered investment companies and 529 Plans.

Deutsche Bank Securities, Inc. (DBSI) is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 1971 and is a wholly-owned investment banking and brokerage arm of DB U.S. Financial Markets Holding Corp., ultimately held by Deutsche Bank AG (NYSE: DB, FRA: DBK) in Germany. DBSI provides securities brokerage and investment advisory services to domestic and international private clients and institutions. They are also a primary dealer in US government securities as designated by the Federal Reserve.

UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.

Part of Exitus LLC, Alexander Capital LP is a full-service investment banking and wealth management firm. Based in New York, NY, Robert Steven Feinman has been the CEO of the company since 2014. The company offers a range of services to meet the needs of its clients.

Founded in 1987, ITG, Inc. is a broker/dealer headquartered in New York City. They are a subsidiary of Investment Technology Group, Inc. (NYSE: ITG). The firm provides a full array of trading and execution services for their clients. They do not provide any internal research

JPMorgan Securities LLC (JPMS) is a securities brokerage firm headquartered in New York City. The firm was founded in 1985 and is a subsidiary of JPMorgan Broker-Dealer Holdings, Inc., ultimately held by JPMorgan Chase & Co., Inc. (NYSE: JPM). JPMS provides research on fixed income, credit, derivatives, emerging markets, foreign exchange, structured finance, technical analysis and bond indices. Their equity analysts cover equities throughout North America, EMEA, Asia/Pacific and the emerging markets. The firm's fixed income team formulates trading and portfolio recommendations for investors in global bonds and other fixed-income markets based on valuations, analytics and market dynamics.

Founded in 1988 by Richard Messina, the Benchmark Co. LLC is a full-service broker/dealer headquartered in New York City. The firm provides equity research, sales and trading services for institutional and private clients. They focus on the media, energy, enterprise software, infrastructure software, biotechnology, specialty pharmaceuticals, REITs, Internet and communications sectors. The Benchmark Co.'s clearing agent is JP Morgan Clearing Corp.

Founded in 1980, Garden State Securities, Inc. (GSS) is an SEC-registered broker/dealer located in Red Bank, New Jersey. The firm is a Member FINRA/SIPC. GSS's Corporate Finance and Investment Banking Department, GSS Capital Group, specializes and focuses on providing high standards of professional and personalized investment banking services to their corporate clientele, as well as providing unique investment opportunities to their institutional and high net worth accredited investors. The firm focuses on discovering new, exciting and emerging companies with the goal of not only providing capital, but also being a strategic financial partner to their corporate clients. In conjunction with their nationwide network of independent Financial Representatives, GSS provides their institutional and sophisticated individual investors with proprietary, unique, and well-structured investment opportunities with the goal of maximizing potential returns on their investments. GSS's clearing partner is RBC Correspondent Services, which is a division of RBC Capital Markets LLC, member NYSE/FINRA/SIPC. RBC Capital Markets LLC is owned by Royal Bank of Canada (NYSE: RBC).

Compass Point Research & Trading LLC (Compass Point) is a registered broker-dealer and full-service investment banking firm headquartered in Washington, DC. The firm was founded by Scott Dreyer in 2007 and is owned by Sooner Holdings LLC. Compass Point provides investment banking, research, and sales and trading services to institutional investors. Their clients include investment advisors, mutual funds, hedge funds and other institutional accounts located in the US, Canada and Europe.

Berenberg Capital Markets LLC (BCM) is a broker-dealer firm headquartered in New York City. The firm was founded in 2011 and is a subsidiary of Berenberg Americas LLC, ultimately held by Joh. Berenberg, Gossler & Co. KG in Germany. BCM provides equity execution services to institutional and corporate clients.

Swarm Solutions, Inc. provides online CRM tools for offline retail stores. It provides business intelligence tools; analytics, such as shopper foot traffic, dwell time, visit frequency, and more; and point of sale insights, including real-time sales insights, conversion rates, average tickets, and more. The firm tools provide insights to identify, sort and segment customers; aggregate customer email addresses and contact information; and automatically send targeted emails, as well as create and deliver personalized in-store experiences. The company also provides platforms that integrate with existing store infrastructure. Swarm Solutions was founded by Rudd Davis and Ryan Denehy in 2012 and is headquartered in San Francisco, CA.

Spencer Trask Holdings, Inc. operates as an investment company with in technology and healthcare sectors. The company is headquartered in New York, NY.

Needham & Co. LLC (Needham) is a registered investment advisor and broker/dealer headquartered in New York City. The firm was founded in 1985 and is a wholly-owned indirect subsidiary of The Needham Group, Inc. Needham provides corporate and institutional clients with high quality research, corporate access, capital markets and trading execution services in both the public and private markets, with an emphasis on growth companies.

Moody's Investors Service, Inc. is a credit rating and investment research firm headquartered in New York City. They are a subsidiary of Moody's Corp. (NYSE: MCO). The firm performs international financial research and analysis on commercial and government entities and provides a variety of analytic tools for assessing credit risk. Their clients include creditors, investment banks and commercial banks.

Sidoti & Co. LLC (S&C) is a registered broker and equity research firm headquartered in New York City. The firm is a subsidiary of Sidoti Holding Co. LLC and was founded in 1999. S&C provides research exclusively to institutional investors. The firm covers the following sectors: housing, retail, basic industries, technology, business services, capital goods, automotive, computer software, regional banking, telecommunications, entertainment, healthcare and consumer products. Their analysts conduct their own due diligence which includes visiting companies and meeting with operating and financial management. In addition, the firm's analysts focus on fundamentals, particularly cash flow from operations and EPS.

JP Turner & Co. (JP Turner) the full-service brokerage subsidiary of Braves Aquisition LLC, ultimately held by RCS Capital Corp. (NYSE: RCAP) in the US. Located in Peachtree City, the firm provides an array of trading and execution services for their clients. They do not provide any internal research. JP Turner is a member of the NASD and the SIPC.

Barclays Capital, Inc. is a registered broker/dealer headquartered in New York City. The firm was founded in 1997 and is a subsidiary of Barclays Group US, Inc., ultimately owned by Barclays plc (LON: BARC) in Great Britain. Barclays Capital provides large corporate, government and institutional clients a full spectrum of prime brokerage services which includes equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics from their Strategic Consulting team.

Oppenheimer & Co., Inc. (Broker) (Oppenheimer-Broker) is the global full-service brokerage division of Oppenheimer & Co., Inc., an investment boutique headquartered in New York City with additional offices nationwide. Founded in 1975, the firm is owned directly by Viner Finance Inc., an indirect subsidiary of Oppenheimer Holdings Inc. (NYSE: OPY). Oppenheimer-Broker offers a full array of brokerage services to retail, institutional, and corporate clients.

Outstanding Foods, Inc. provides plant based foods. The company was founded by Bill Glaser and is headquartered in Los Angeles, CA.

Dermasensor, Inc. operates as a medical device company. Its DermaSensor? technology is used for skin cancer evaluation. The company is headquartered in Miami, FL.

The New York Society of Security Analysts, Inc. operates as a financial services trade group and networking forum for wall street and provides Chartered Financial Analyst (CFA) exam. The company was founded in 1937 and is headquartered in New York, NY.

Founded by Dana Telsey in 2008, Telsey Advisory Group LLC (TAG) is an independent equity research and consulting firm focused on the consumer sector, including retail and apparel companies and restaurants. They provide hedge funds, mutual funds, private equity firms and private and public consumer companies the detailed analysis and market context that is necessary to make strategic and investment decisions. TAG covers both US-based and international companies across the consumer landscape, including apparel manufacturers, children and teen retailers, consumer electronics, department stores, discounters, home furnishings, luxury goods, off-price retailers, quick service and specialty restaurants and specialty apparel retailers. Their consulting services include acquisition due diligence, benchmarking, competitive analyses, financial analysis, investor relations functions, market assessments, and valuation.

CFA Institute operates as non-profit organization, which engages in the provision of chartered financial analyst programs. It offers certificate in investment performance measurement program, investment foundations, and scholarship. The company was founded in 1965 and is headquartered in Charlottesville, VA.

SternAegis Ventures LLC (SternAegis Ventures) is a private equity/venture capital firm, a subsidiary of Aegis Capital Corp. founded in 2012. The firm is headquartered in New York.

BTIG LLC is an institutional brokerage and fund services firm headquartered in San Francisco, California. The firm was founded in 2002 through the merger of Baypoint Trading LLC and Bass Trading LLC. They are a subsidiary of Condor Trading LP. BTIG offers institutional and corporate clients with personalized multi-asset class execution, expertise and insights worldwide across equities, equity derivatives, ETFs, fixed income, futures, commodities, foreign exchange, interest rates, credit, and convertible and preferred securities. The firm’s core capabilities include global sales, portfolio, electronic and outsource trading, transition management, investment banking, prime brokerage, capital introduction, corporate access, research and strategy, commission management and more.

Fordham University provides college and university. It offers undergraduate colleges and graduate & professional schools. The company was founded in 1841 and is headquartered in Bronx, NY.

Electric AI, Inc. provides real-time support and information technology services for small and mid-sized businesses. It offers inventory and service management, procurement, and employee onboarding. The company was founded by Ryan Denehy in August 2016 and is headquartered in New York, NY.

Tercera LLC (Tercera) is a venture capital firm founded in 2020 by Chris Barbin. The firm is headquartered in Chicago, Illinois.

Gannett Satellite Information Network LLC provides newspaper publishing services. The firm's newspaper offers information on sports, crime, political, financial, and movies. It also offers weekend supplement and a sports publication (USA TODAY Sports Weekly). The company was founded on September 15, 1982 by Allen H. Neuharth and is headquartered in McLean, VA.

Kennedy Lewis Investment Management LLC (Kennedy Lewis) is a private equity firm founded in 2017 by David K. Chene and Darren L. Richman. The firm is headquartered in New York.

The Raine Group LLC is a merchant bank that specializes in technology, media, and telecommunications. The company is based in New York, NY and has a global presence of subsidiaries in several regions. The Raine Group focuses on investment and advisory opportunities, leveraging its extensive industry experience and strategic relationships to create value for portfolio companies and clients. The company was founded in 2009 by Jeffrey Alan Sine, John Salter, Joseph Ravitch, Brandon Wade Gardner, and Deborah Mei.