Beth Chambers

Scotia Capital, Inc. (Broker) (Scotia Capital-Broker) is the broker-dealer division of Scotia Capital, Inc., a full-service financial services firm headquartered in Toronto, Canada. The firm is owned by The Bank of Nova Scotia (NYSE, TSE: BNS). Scotia Capital-Broker delivers a broad range of electronic trading products such as high-touch, low-latency, market access and a broad algorithmic trading suite for a wide range of clients globally. They publish monthly indexes to help investors track the performance of Canadian Hedge Funds and Alternative Mutual Funds.

The Greater Halifax Partnership provides economic development services. The private company is based in Halifax, Canada.

The Canadian Bureau for International Education provides education services.

Gem Health Care Group Ltd. provides residential care services for the elderly. The private company is based in Halifax, Canada.

The Municipal Advisory Council of Texas is a non-profit membership corporation which collects, maintains and distributes information related to Texas municipal debt issuers through a variety of programs. The council was organized in 1954 and is headquartered in Austin, TX.

Citigroup Global Markets, Inc. engages in the provision of brokerage, investment banking, and asset management services to individuals, businesses, and governments. The company was founded by Julie E. Silcock and is headquartered in New York, NY.

Credit Human Federal Credit Union engages in the operation as a credit union. The firm provides checking It is a not-for-profit, member-owned financial cooperative, which offers products and services through its manufactured home lending division CU Factory Built Lending. The union was founded on March 7, 1935 and is headquartered in San Antonio, TX.

PAX Financial Group LLC (PAX) is an independent, SEC-registered investment advisor headquartered in San Antonio, Texas. The firm was founded in 2007 by Darryl Lyons, Joseph Schuetze, and Andres Gutierrez. PAX offers portfolio management services and retirement plan consulting services for individuals and high net worth individuals (together with their trusts and estates) and small businesses, corporations and their pension and profit-sharing plans.

Texas Research & Technology Foundation engages in the operation of economic development in the biosciences and technology. It funds and develops innovative ventures and own and operate the Texas Research Park. The company was founded in 1983 and is headquartered in San Antonio, TX.

Alamo Angels (Alamo Angels) is a venture capital firm founded in 2016 by Amit Mehta and Michael Girdley. The firm is headquartered in San Antonio, Texas.

The Bank of Canada provides banking and financial services. Its services include mortgage and payment processing, loan application, credit card application, accounting solutions, tax preparation, financial analysis, insurance, and payroll processing services to its clients. The company was founded in 1934 and is headquartered in Ottawa, Canada.

MidStar Capital Corp. operates as a private equity firm specializing in middle market investment. It offers a national platform that creates value for investors while meeting the ever-changing needs of borrowers. The firm prefers to invest in mid-market Canadian firms. The company was founded by Jeffrey Roth, Tanya Taggart and Jason Embleton in 2016 and is headquartered in Toronto, Canada.

Canaccord Genuity Corp. (CGC) is the broker/dealer subsidiary of Canaccord Genuity Group, Inc., (TSE: CF; OTCMKTS: CCORF) in Canada. The firm was founded in 2010 and is locally known as Financière Canaccord ltée. Headquartered in Vancouver, CGC offers corporate and institutional clients with versatile and responsive sales and execution services that range from Institutional Equities and International Equities to Electronic Trading and Fixed Income. Their sales & trading team execution capabilities encompass a wide range of products and services such as Equities, ADR’s, OTC, ETF’s, Fixed Income, Options, Preferreds, Investment Companies.

SEAMARK Asset Management 2013 Ltd. (SEAMARK) is an independent Canadian investment management firm headquartered in Halifax, Nova Scotia. Founded in 1982, SEAMARK provides investment management services to clients throughout Canada such as pension funds, endowments, foundations, group retirement plan sponsors, mutual funds and private high net-worth private investors including those that participate managed portfolio advisory programs (wrap programs).

RBC Global Asset Management, Inc. (RBC GAM) is an investment advisor and mutual fund manager headquartered in Toronto, Ontario. They are an indirect, wholly-owned subsidiary of the Royal Bank of Canada (TSX, NYSE: RY). The firm was founded in 2008 following the merger of RBC Asset Management and Phillips, Hager & North Investment Management in Canada, together with the US-based institutional asset management company, RBC Global Asset Management (US). RBC GAM provides global investment management services and solutions to institutional, high-net-worth and individual investors through separate accounts, pooled funds, mutual funds, hedge funds, exchange-traded funds and specialty investment strategies.

RBC Dominion Securities, Inc. (RBCDS) is a Canadian broker/dealer headquartered in Toronto, Ontario. The firm was founded in 1901 and is a subsidiary of Royal Bank of Canada (TSE, NYSE: RY). RBCDS provides a full spectrum of brokerage services to retail and corporate clients.

Laurentian Bank Securities is an independent broker/dealer located in Montreal. They are a subsidiary of Laurentian Bank of Canada (TOR:LB). The firm provides a full array of trading and execution services for their clients. They do not provide any internal research.

Mackenzie Financial Corp. (dba Mackenzie Investments) is a Canadian asset management firm headquartered in Toronto, Ontario. The firm was founded in 1967 and is a direct subsidiary of Mackenzie, Inc., ultimately held by Power Corp. of Canada (TSE: POW). Mackenzie Investments provides discretionary investment advisory services to Canadian mutual funds, such as exchange-traded funds, Separately Managed Accounts, and one closed-end fund listed on the Toronto Stock Exchange.

Cogsdale Corp. develops software solutions. Its solutions include financial management, customer service management, work management, people management and asset management. The company was founded in 1997 and is headquartered in Charlottetown, Canada.

Analytic Focus LLC engages in the provision of research and consulting services. Its services include litigation analytics, research and analytics, expert witness and consulting, loan quality control and underwriting, data solutions, human resource analytics and consulting, and litigation support and eDiscovery. It specializes in the areas of antitrust, securities, banking and finance, class actions, complex litigation, mass tort, construction defects, data breach, fair lending, false claims, and government. The company was founded by Charles D. Cowan and Adrian M. Cowan in 2002 and is headquartered in San Antonio, TX.