Brian A. Ziedenberg

Brompton Split Banc Corp. operates as a closed-end investment fund/investment trust. It intends to provide holders of the preferred shares with fixed cumulative preferential quarterly cash distribution and to return original issue price on the maturity date. The company was founded on September 14, 2005 and is headquartered in Toronto, Canada.

Life & Banc Split Corp. operates as a mutual fund company, which invests in the portfolio that comprises of common shares of Canadian banks and publicly traded Canadian life insurance companies. It aims to provide holders of preferred shares with fixed, cumulative, preferential quarterly cash distributions and to return the original issue price to holders of the shares on the maturity date. The company was founded on September 6, 2006 and is headquartered in Toronto, Canada.

Brompton Lifeco Split Corp. is a closed-end mutual fund. The firm?s investment objective is to provide holders of preferred shares with fixed cumulative preferential quarterly cash distributions and holders of class A shares with regular monthly cash distributions through investing in a common share portfolio. The company was founded on January 19, 2007 and is headquartered in Toronto, Canada.

Dividend Growth Split Corp. is a closed-end mutual fund company. Its investment objective is to provide holders cash distributions by investing in a common share portfolio equal-weighted portfolio comprised of large-capitalization Canadian equities. The company was founded on September 25, 2007 and is headquartered in Toronto, Canada.

Canadian High Income Equity Fund is a closed-end investment fund, which engages in the provision of monthly distributions to unitholders. It also involves in the capital appreciation through investment in managed portfolio comprised of dividend-paying common equities. The company was founded on January 1, 2010 and is headquartered in Toronto, Canada.

Senior Gold Producers Income Corp. is a closed-end investment fund. The objectives of the fund is to provide shareholders with monthly distributions, the opportunity for capital appreciation; and lower overall volatility of portfolio returns. It will invest in a portfolio consisting of common shares of all of the large-capitalization companies primarily engaged in the production of gold that are included in the S&P/TSX 60 Index's. The company was founded on December 9, 2010 and is headquartered in Toronto, Canada.

Symphony Floating Rate Senior Loan Fund is a closed-end investment fund. It invests in an actively managed, diversified portfolio consisting primarily of short-duration floating rate senior secured loans. The company was founded on January 1, 2011 and is headquartered in Toronto, Canada.

AGF Investments, Inc. (AGFI) is a Canadian mutual fund manager headquartered in Toronto, Ontario. Founded in 2007, the firm is owned by AGF Management Ltd. (TSE: AGF.B). AGFI provides services to individual and institutional clients, catering to pension plans, foundations and corporate investors.

Part of Brompton Corp., Brompton Funds LP is a Canadian company that provides investment services. The company is based in Toronto, Canada. Brompton Funds was acquired by Duntroon Energy Ltd. from Brompton Group Ltd. on April 07, 2008. Mark Anthony Caranci has been the CEO of the company since 2007.