![Connie Wyllie](https://cdn.zonebourse.com/static/resize/768/576//static/images/insiders/unknown.png)
Connie Wyllie
Oficial de Cumplimiento en TFC Financial Management, Inc. .
Perfil
Ms. Constance H.
Wyllie is a Chief Compliance Officer & Vice President of Client Service & Operations at TFC Financial Management, Inc. She has been with TFC Financial Management since 1985.
She is responsible for the firm’s overall compliance program and adherence to State and Federal regulatory requirements.
In addition, she oversees all aspects of portfolio administration, trading, and quarterly client reporting, including supervision of the firm's portfolio accounting, CRM and trading systems.
As a participant of TFC’s Investment Committee, she is responsible for the accurate and timely implementation of the committee’s strategic decisions.
She also provides client relationship support.
She is currently enrolled in the Investment Adviser Certified Compliance Professional designation program.
She is a graduate of Becker College, where she received a B.S.
degree in Business Administration.
She has also received her Financial Paraplanner certification from The College of Financial Planning.
Cargos activos de Connie Wyllie
Empresas | Cargo | Inicio |
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TFC Financial Management, Inc.
![]() TFC Financial Management, Inc. Investment ManagersFinance TFC Financial Management, Inc. (TFC Financial) is an independent, SEC-registered investment advisor headquartered in Boston, Massachusetts. The firm was founded in 1981 and is majority owned by the employees. TFC Financial provides investment management services to high net-worth individuals and non-profit & charitable organizations. | Oficial de Cumplimiento | 01/01/1985 |
Formación de Connie Wyllie.
Becker College | Undergraduate Degree |
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Empresas privadas
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Relaciones de 1er grado
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Empresas privadas | 1 |
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TFC Financial Management, Inc.
![]() TFC Financial Management, Inc. Investment ManagersFinance TFC Financial Management, Inc. (TFC Financial) is an independent, SEC-registered investment advisor headquartered in Boston, Massachusetts. The firm was founded in 1981 and is majority owned by the employees. TFC Financial provides investment management services to high net-worth individuals and non-profit & charitable organizations. | Finance |
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