Glenn Goucher

RBC Dominion Securities, Inc. (RBCDS) is a Canadian broker/dealer headquartered in Toronto, Ontario. The firm was founded in 1901 and is a subsidiary of Royal Bank of Canada (TSE, NYSE: RY). RBCDS provides a full spectrum of brokerage services to retail and corporate clients.

Dye & Durham Corp. engages in the design and development of a cloud-based platform which connects a global network of professionals with various public records to support business transactions and regulatory compliance. The firm offers due diligence, practice management, litigation solutions, investigative and compliance services, process servicing, PPSA services, lien management, and financial risk management. The company was founded in 1874 and is headquartered in Toronto, Canada.

RBC Capital Markets LLC is a full-service brokerage and financial services firm headquartered in New York City. They are a direct subsidiary of RBC USA Holdco Corp. and a wholly-owned indirect subsidiary of Royal Bank of Canada (TSE, NYSE: RY). Founded in 2010, the firm is comprised of 3 major business lines: the Private Client Group, the Fixed-Income Group and the Clearing and Execution Services Group. The Private Client Group serves individual investors, while the Fixed-Income Group provides services to institutions, municipalities and non-profit organizations. The Clearing and Execution Services Group is a provider of clearing and execution services to independent brokers/dealers throughout the US. RBC Capital Markets focuses on the following sectors: communications, media, consumer/retail, diversified industries, energy, financial institutions, forest products, healthcare, infrastructure finance, mining & metals, real estate, social infrastructure, technology and the US municipal markets.

Part of TMX Group Ltd., CDS Clearing & Depository Services, Inc. provides depository, clearing, regulatory and information services. The company is based in Toronto, Canada. CDS Clearing & Depository Services was acquired by TMX Group Ltd. on August 01, 2012 for $170.75 million.

RBC Capital Markets LLC (Investment Management) (RBC-IM) is the asset management division of RBC Capital Markets LLC, a broker/dealer headquartered in New York City. The firm is a subsidiary of RBC USA Holdco Corp., ultimately held by Royal Bank of Canada (NYSE, TSE: RY) in Canada. RBC-IM provides advisory services to individuals, foundations, endowments, employee benefit plans, trusts and estates, educational institutions, corporations, businesses, government entities and other entities.

Part of TMX Group Ltd., Shorcan Brokers Ltd. is a Canadian company that provides inter-dealer bond brokerage services. The company is based in Toronto, Canada. Shorcan Brokers was acquired by TSX Group, Inc. on October 25, 2006. The CEO of the company is James P. Magee.

Chartered Professional Accountants of Ontario engages in the provision of accounting education. It offers certification, continued trainings, and professional development. The company was founded in 2014 and is headquartered in Toronto, Canada.

Canadian Capital Markets Association was founded in 1999 and operates as an association that regulates Canadian capital markets. The non-profit company is based in Toronto, Canada.

Pemberton Securities, Inc. is a Canadian company.

Razor Risk Technologies Ltd. provides risk management technology and consulting solutions. The company was founded on October 22, 2004 and is headquartered in London, the United Kingdom.

The Canadian Depository For Securities Ltd. provides depository, clearing, regulatory and information services. The company was founded on June 9, 1970 and is headquartered in Toronto, Canada.

VettaFi LLC provides indexing, data & analytics, industry leading conferences and digital distribution services to ETF issuers and fund managers. The company is based in New York, NY and has subsidiaries in United States. The company was founded in 2022. Leland Clemons has been the CEO of the company since 2021.