Gregory Owens

Founded in 1991 by William B. Smith. Smith Asset Management, Inc. is a full-service broker/dealer headquartered in New York City. In 1997, the firm was established as a dual registered broker/dealer and registered investment advisor in 1997. In 2005, the registered investment advisor, SAM Advisors LLC, was spun off from Smith Asset Management leaving the firm as a broker/dealer. The firm provides trading services primarily to high net-worth individuals and institutions. Smith Asset Management specializes on the capital market trading strategies of equities, debt and options. They also concentrate on institutional trading. Smith Asset Management is a member of the NASD and the SIPC.

Vu1 Corp. designs, develops and sells mercury-free lighting products using its proprietary Electron Stimulated Luminescence (ESL) technology. It's ESL lights use a form of cathode-ray tube technology in which accelerated electrons stimulate phosphor to create light, making the surface of lights glow in a highly energy-efficient manner and with a warm natural light. The company was founded on August 30, 1996 and is headquartered in New York, NY.

Founded in 1997 by William B. Smith, SAM Advisors LLC is a registered investment advisor located in New York City. The firm was formerly the registered investment advisory unit of Smith Asset Management, Inc.

Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis.

A.G. Edwards & Sons, Inc. is a full-service brokerage firm. A.G. Edwards equity research team covers a wide range of industries including: consumer discretionary, consumer staples, energy, financials, health care, industrials, information technology, material, telecommunication services and utilities. They also provide fixed-income research in the utility, auto, banking and finance, and telecom industries. A.G. Edwards was founded in 1887 by General Albert Gallatin Edwards and his son Benjamin Franklin Edwards. They are a broker/dealer subsidiary of A.G. Edwards, Inc. They are a member of the SIPC.