Harold K. Cohen

Founded in 1991, ACGM, Inc. is an SEC-registered broker/dealer located in New York City. The firm is a subsidiary of Advanced Capital Holdings, Inc. The firm provides an array of trading and execution services for their clients. They do not provide any internal research. ACGM's products and services include: (1) retailing equity securities OTC (2) selling corporate debt securities (3) underwriting and/or selling corporate securities other than mutual funds (4) retailing mutual funds (5) brokering and dealing in U.S. government securities (7) soliciting time deposits in financial institutions (7) acting as a put and call broker or dealer or option writer (8) selling tax shelters or limited partnerships in primary distributions (9) selling tax shelters or limited partnerships in the secondary market (10) acting as a non-exchange member arranging for transactions in listed securities by an exchange member (11) trading securities for their own account (12) private placements of securities and (13) effecting transactions in certificates of deposit that are not securities. The firm does not effect transactions in commodities, commodity futures or commodity options.

HKC Securities, Inc. operates as a security broker. The company was founded in 1992 and is headquartered in New York, NY.