Joanna M. Catalucci
Compliance Officer en GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUST .
Origen de la red de primer grado Joanna M. Catalucci.
| Entidad | Tipo de entidad | Industria | |
|---|---|---|---|
Security Investors LLC
 Security Investors LLC Investment ManagersFinance Security Investors LLC (do-business-as Guggenheim Investments) is a registered investment advisor headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Rydex Holdings LLC, ultimately held by Guggenheim Partners LLC. Security Investors provides investment advisory services to separately managed accounts (SMAs) and pooled investment vehicles that are registered as investment companies. The Funds include open-end registered funds, closed-end registered funds, and exchange-traded funds. Their SMA clients may include institutions, such as insurance companies, other financial institutions, pension and profit-sharing plans, US and non-US governmental entities, colleges, hospitals, charitable organizations, endowment funds and foundations, and certain individuals and trusts.
23
| Subsidiary | Investment Managers | 23 |
Merrimack College
18
| College/University | Other Consumer Services | 18 |
Guggenheim Energy & Income Fund
 Guggenheim Energy & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Energy & Income Fund is a closed-end investment fund. It is a non-diversified, non-traded management investment company. Its objectives are to provide high income and seek capital appreciation. The company was founded on April 28, 2015 and is headquartered in Chicago, IL.
17
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 17 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 16 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 15 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 14 | |
Guggenheim Credit Income Fund
 Guggenheim Credit Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Credit Income Fund operates as a finance investment company. It provides shareholders with current income, capital preservation and long-term capital appreciation. The company was founded on September 5, 2014 and is headquartered in New York, NY.
13
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 13 |
Guggenheim Floating Rate & Income Fund
 Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL.
12
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 12 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 12 | |
Rydex Advisors LLC
 Rydex Advisors LLC Investment ManagersFinance Founded in 1993, Rydex Advisors LLC, formerly PADCO Advisors, Inc., is registered investment advisor and mutual fund manager located in Rockville, Maryland. The firm is a subsidiary of the Security Benefit Group of Companies and their ultimate parent is Guggenheim Capital LLC, which acquired the firm in August 2010. Rydex Advisors is also known as Rydex Investments. The firm manages over 80 mutual funds and ETF products.
9
| Extinct | Investment Managers | 9 |
Guggenheim Investments, Inc.
8
| Extinct | Investment Managers | 8 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 5 | |
Security Global Investors LLC
 Security Global Investors LLC Investment ManagersFinance Security Global Investors LLC is a registered investment advisor firm headquartered in San Francisco. The firm is also known as Rydex/SGI. They are a subsidiary of the Security Benefit Group of Cos. and their ultimate parent is Guggenheim Capital LLC
1
| Extinct | Investment Managers | 1 |
Rydex Fund Services LLC
 Rydex Fund Services LLC Investment ManagersFinance Rydex Fund Services LLC engages in transfer agency, accounting, compliance, and information technology services. The company was founded in 1993 and is headquartered in Rockville, MD.
1
| Extinct | Investment Managers | 1 |
Gráfico Empresas conectadas de segundo grado
Relaciones con varias empresas
Empresas conectadas a Joanna M. Catalucci a través de su red personal
| Empresa | Sector | Personas relacionadas | Puesto principal |
|---|---|---|---|
| Rydex Series Funds | Corporate Secretary Chief Executive Officer | ||
| SBL Fund | Investment Trusts/Mutual Funds | Director/Board Member President Director/Board Member Chairman | |
| Guggenheim Funds Trust | Investment Trusts/Mutual Funds | Director/Board Member President Director/Board Member Chairman | |
| W. P. CAREY INC. | Real Estate Investment Trusts | Compliance Officer Corporate Officer/Principal Corporate Officer/Principal | |
| INVESCO PLC (CAN) | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| Rydex ETF Trust | Investment Trusts/Mutual Funds | Chief Investment Officer Corporate Secretary Chief Executive Officer | |
| WESTERN ASSET INFLATION-LINKED INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Officer/Principal | |
| MADISON COVERED CALL & EQUITY STRATEGY FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member Corporate Officer/Principal Director of Finance/CFO Corporate Officer/Principal Compliance Officer | |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Secretary | |
| Bennett Group of Funds | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member | |
Guggenheim Strategy Funds Trust
 Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member Director/Board Member Treasurer Director/Board Member Director/Board Member Corporate Secretary President Director/Board Member Director/Board Member | |
Guggenheim Credit Income Fund 2016 T
 Guggenheim Credit Income Fund 2016 T Investment Trusts/Mutual FundsMiscellaneous Guggenheim Credit Income Fund 2016 T operates as a non-diversified closed-end management investment company. It intends to meet its investment objectives by investing primarily in privately-negotiated, loans to private middle market U.S. companies. The company was founded in September 5, 2014 and is headquartered in New York, NY. | Investment Trusts/Mutual Funds | Director of Finance/CFO Director/Board Member Director/Board Member Director/Board Member Director of Finance/CFO Chief Executive Officer Director/Board Member Director of Finance/CFO President | |
| Boston University | College/University | Undergraduate Degree Doctorate Degree | |
Guggenheim Funds Investment Advisors LLC
 Guggenheim Funds Investment Advisors LLC Investment ManagersFinance Guggenheim Funds Investment Advisors LLC (Guggenheim Funds) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm is a subsidiary of Guggenheim Funds Services LLC, ultimately owned by Guggenheim Capital LLC. Guggenheim Funds provides asset management and investment advisory services to insurance companies, corporate and public pension funds, sovereign wealth funds, endowments and foundations, wealth managers, and high-net-worth investors. | Investment Managers | Chief Executive Officer Portfolio Manager-Equities Portfolio Manager-Equities Portfolio Manager-Equities Chief Executive Officer Portfolio Manager-Equities | |
Guggenheim Partners Investment Management LLC
 Guggenheim Partners Investment Management LLC Investment ManagersFinance Guggenheim Partners Investment Management LLC (GPIM) is a registered investment advisor headquartered in Santa Monica, California. The firm was founded by Mark Walter in 2005 and is a direct subsidiary of Guggenheim Partners Investment Management Holdings LLC, ultimately owned by Guggenheim Capital LLC. GPIM provides investment advisory and supervisory services to a variety of institutional clients through separately managed accounts (SMAs) and registered and unregistered pooled investment vehicles. | Investment Managers | Investment Committee Member Portfolio Manager-Fixed Income Corporate Officer/Principal Head-Fixed Income Invts Corporate Officer/Principal | |
Guggenheim Partners LLC
 Guggenheim Partners LLC Investment ManagersFinance Guggenheim Partners LLC provides financial services. It offers investments, securities, and insurance services. The company was founded in 1881 and is headquartered in Chicago, IL. | Investment Managers | Director of Finance/CFO Corporate Officer/Principal Director/Board Member Corporate Officer/Principal | |
| Massachusetts Institute of Technology | College/University | Graduate Degree Doctorate Degree Undergraduate Degree | |
Invesco Specialized Products LLC
 Invesco Specialized Products LLC Financial ConglomeratesFinance Part of Invesco Ltd., Invesco Specialized Products LLC provides investment and financial services. The private company is based in Rockville, MD. Anna Paglia has been the CEO of the company since 2020. | Financial Conglomerates | Chief Executive Officer Director/Board Member Chief Executive Officer | |
| Babson College | College/University | Masters Business Admin Undergraduate Degree Masters Business Admin | |
| Villanova University | College/University | Director/Board Member Undergraduate Degree Corporate Officer/Principal | |
Edward-Elmhurst Healthcare
 Edward-Elmhurst Healthcare Hospital/Nursing ManagementHealth Services Edward-Elmhurst Healthcare is a full-service, regional healthcare provider offering access to complex medical specialties and innovative programming. Edward Hospital's Ninety-eight percent of physicians are board certified. The company is headquartered in Naperville, IL. | Hospital/Nursing Management | Director/Board Member Director/Board Member | |
| Washburn University | College/University | President Undergraduate Degree | |
Fidelity State Bank & Trust Co. (Topeka, Kansas)
 Fidelity State Bank & Trust Co. (Topeka, Kansas) Regional BanksFinance Part of Fidelity Kansas Bankshares, Inc., Fidelity State Bank & Trust Co. is a state-chartered commercial bank based in Topeka, KS. The private company provides banking services to individuals and businesses in the local community. | Regional Banks | Director/Board Member Director/Board Member | |
Nuveen Fund Advisors LLC
 Nuveen Fund Advisors LLC Investment Banks/BrokersFinance Founded in 1989, Nuveen Fund Advisors LLC is a fund distributor Chicago, Illinois. The firm is a subsidiary of Nuveen Investments, Inc. and their ultimate parent is Windy City Investments Holdings LLC. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
Skadden, Arps, Slate, Meagher & Flom LLP
 Skadden, Arps, Slate, Meagher & Flom LLP Miscellaneous Commercial ServicesCommercial Services Skadden, Arps, Slate, Meagher & Flom LLP provides legal advisory services. Its practice areas include mergers and acquisitions, finance, litigation, corporate finance, insurance, tax, labor and employment, political law, private equity, corporate, antitrust, white collar crime, international, regulatory, and legislation. The company was founded by Marshall Skadden, John Slate, and Les Arps in 1948 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
Security Benefit Corp.
 Security Benefit Corp. Packaged SoftwareTechnology Services Security Benefit Corp. develops customized retirement solutions for employers and individual investors. It serves to the retirement savings market. The firm products for individuals include fixed annuities, mutual fund custodial and variable annuities. It offers 401(k) and 403(b) plan solutions, plan comparison and various administrative services for the insurance and financial services industry. The company also provides business processing and broker/dealer solutions tailored to the financial services marketplace. Security Benefit was founded in 1892 and is headquartered in Topeka, KS. | Packaged Software | Chief Executive Officer General Counsel |
Estadísticas
Internacional
| Estados Unidos | 41 |
| Israel | 2 |
| Alemania | 2 |
Sectorial
| Miscellaneous | 22 |
| Finance | 13 |
| Consumer Services | 5 |
| Commercial Services | 3 |
| Health Services | 2 |
Operativa
| Director/Board Member | 383 |
| Corporate Officer/Principal | 193 |
| Independent Dir/Board Member | 160 |
| President | 83 |
| Chief Executive Officer | 80 |
Las relaciones más conectadas
| Insiders | |
|---|---|
| John Louis Sullivan | 46 |
| Donald Christopher Cacciapaglia | 40 |
| Roman Friedrich | 38 |
| Brian Edward Binder | 32 |
| John Harris | 30 |
| Ronald Nyberg | 30 |
| Kamal Jafarnia | 26 |
| Amy Lee | 25 |
| Randall Barnes | 25 |
| Maynard F. Oliverius | 24 |
| Ronald Toupin | 24 |
| Richard M. Goldman | 23 |
| Marc Goodman | 22 |
| Jerry B. Farley | 22 |
| Mark Mathiasen | 21 |
- Bolsa de valores
- Insiders
- Joanna M. Catalucci
- Conexiones Empresas
