Mark Leslie Arthur

8689784 Canada, Inc. provides portfolio management and securities brokerage services. It invests in and manages a portfolio of companies mainly in the financial services sector. The firm also owns companies in the asset management and wealth management sectors. The company was founded on March 25, 1998 and is headquartered in Toronto, Canada.

Deans Knight Income & Growth Fund is a closed-end investment trust. It manages the portfolio which consists primarily of income producing securities and equity securities. The income producing securities will include income trusts, corporate bonds and other income producing securities. It was founded on February 23, 2006 and is headquartered in Toronto, Ontario.

JovFunds Management, Inc. is a fund distributor located in Toronto, Ontario. The firm is a subsidiary of 8689784 Canada, Inc. and their ultimate parent is Industrial Alliance Insurance & Financial Services (TSE: IAG). The firm specializes in the isolation of alpha and beta, separating the active returns of portfolio management (alpha) from the passive returns of market performance (beta). They provide tax-efficient, risk-adjusted strategies through a variety of ETFs, structured products, alternative investments and mutual funds

AlphaPro Management, Inc. provided portfolio management services. The company was headquartered in Toronto, Canada.

Horizons Gold Yield Fund is a closed end investment fund. The investment objective of the fund is to provide unit holders with exposure to the price of gold bullion hedged to the Canadian dollar. It seeks to achieve its investment objectives by gaining exposure to a portfolio consisting of securities and other instruments that provide exposure to the price of gold bullion. The fund is managed by AlphaPro Management, Inc. The company was founded on December 20, 2010 and is headquartered in Toronto, Canada.

Established in 1939, Leon Frazer & Associates, Inc. is an investment management firm headquartered in Toronto, Ontario. The firm is a subsidiary of Jovian Capital Corp. and their ultimate parent is Industrial Alliance Insurance and Financial Services, Inc.

RBC Dominion Securities, Inc. (RBCDS) is a Canadian broker/dealer headquartered in Toronto, Ontario. The firm was founded in 1901 and is a subsidiary of Royal Bank of Canada (TSE, NYSE: RY). RBCDS provides a full spectrum of brokerage services to retail and corporate clients.

Founded in 2001, DeltaOne Capital Partners Corp. is a hedge fund manager headquartered in Calgary, Alberta.

Horizons Investment Management, Inc. is an investment advisor located in Toronto, Ontario. The firm was formerly known as JovInvestment Management, Inc. and as Felcom Management Corp. They are a subsidiary of Horizons ETFs Management (Canada), Inc. (Horizons ETFs) and their ultimate parent is Mirae Asset Global Investments Co., Ltd. The firm provides administrative, investment advisory and portfolio management services to a variety of clients including public mutual funds, closed-end funds, hedge funds, ETFs and principal protected notes. Horizons ETFs, together with its subsidiaries AlphaPro Management Inc. and Horizons Investment Management, Inc., manages the Horizons family of ETFs, the largest ETF family in Canada by number of funds. The Horizons ETFs Group consists of innovative financial services companies offering regional families of ETFs in Canada, the United States, Korea, Hong Kong, Australia and Colombia. Currently, all of the ETFs offered by these companies use the Horizons ETFs' brand with the exception of the BetaShares family of ETFs in Australia and the Mirae Asset Tiger ETFs family in Korea. All of the Horizons ETFs Group companies and affiliates are subsidiaries of Mirae Asset Global Investments Co., Ltd. USA products distributed by Foreside Fund Services LLC.