Steve E. Pollicino

Founded in 1993, Auerbach Grayson & Co. LLC is a broker/dealer/located in New York City. The firm is a subsidiary of Auerbach Grayson Holdings LLC. Through their worldwide network of broker partners, the firm offers research, execution and clearance in equities, derivatives and fixed-income instruments. They also provide and implements hedging and arbitrage strategies. Auerbach Grayson & Co. is a member of FINRA and the SIPC. They employ bottom-up research to identify undervalued, under-represented and misunderstood companies. The firm covers a broad range of small-cap, mid-cap and emerging market equities.

Founded in 1986, EKN Financial Services, Inc., formerly Ehrenkrantz King Nussbaum, Inc., is a broker/dealer located in Melville, New York. The firm provides a full array of services for their institutional equity sales and trading customers. They offer value-added, fundamental and technical analysis and research covering a variety of sectors. The firm is a member of the NASD, the MSRB and the SIPC. Their ultimate parent is Weatherly International PLC. (PNK: WRLYF.PK).