Xu Dong Zhao

Da Cheng Fund Management Co., Ltd. (DCFM) is an independent fund management firm headquartered in Shenzhen, China. The firm was founded in 1999 and their main shareholders are Zhongtai Trust and Investment Co. Ltd., China Everbright Securities Co. Ltd., China Galaxy Securities Co. Ltd., and Guangdong Securities Co. DCFM manages the Da Cheng range of open-end mutual funds and the Jing range of closed-end investment funds for institutional clients and private investors.

Golden Eagle Asset Management Co., Ltd. (Golden Eagle) is the fund management subsidiary of Dongxu Group Co., Ltd., which is owned by Dongxu Optoelectronic Investment Co., Ltd. in China. The firm was founded in 2002 by Guangzhou-based New Hope Group. Headquartered in Guangzhou, Golden Eagle manages various open-end mutual funds for individual and institutional clients.

New China Fund Management Co., Ltd. (New China FMCL) is the fund management subsidiary of Hengtai Securities Co., Ltd. (HK: 1476) in China. Established in 2004, the firm is headquartered in Chongqing and manages a range of funds distributed through leading Chinese banks, securities firms, insurance companies, trust companies and other financial institutions.

China Universal Asset Management Co., Ltd. (CUAM) is an independent investment management firm headquartered in Shanghai, China. Founded in 2005, CUAM manages a range of Chinese equity and fixed-income mutual funds and segregated mandates for retail and institutional clients.

CITIC Securities Co., Ltd. (Broker) (CITICS) is the brokerage division of CITIC Securities Co., Ltd. (SHA: 600030) in China. Headquartered in Beijing, CITICS was founded in 1995 and provides securities brokerage services to institutional clients.

UBS Securities Co. Ltd. is the Chinese brokerage subsidiary of UBS Group AG (SWX: UBSG) in Switzerland. Headquartered in Beijing, the firm was founded in 2006 as Beijing Securities Co. Ltd. They provide securities brokerage services to domestic corporate and institutional clients, and qualified foreign institutional investors (QFII).

Cinda Fund Management Co. Ltd. (Cinda) is an asset management firm headquartered in Shenzhen, China. Formerly known as First State Cinda Fund Management Co. Ltd., the firm was founded in 2006 as a joint venture between China Cinda Asset Management Corp., an asset management firm controlled by the Government of China and the holder of a majority interest, and Colonial First State Global Asset Management Pty Ltd. which is the fund management arm and a wholly-owned subsidiary of the Commonwealth Bank of Australia (ASX: CBA). Cinda manages investment funds for retail investors.

Zhong Ou Asset Management Co., Ltd. (Zhong Ou AM) is a fund management firm headquartered in Shanghai, China. Formerly known as Lombarda China Fund Management Co., Ltd., the firm was founded in 2006 as a joint venture between UBI, Guodu Securities Co., Ltd., China Private Ventures (Beijing) Ltd. and WinnerKey Investment Co., Ltd. Zhong Ou AM manages mutual funds and provides financial advisory services to both Chinese and global institutional, as well as retail investors.

CITIC Securities Co., Ltd. (Invt Port) (CITICS-IP) is the investment portfolio division of CITIC Securities Co., Ltd. (SHA: 600030), a Chinese full-service investment bank which provides a range of services including underwriting, research, brokerage, asset management, wealth management, and investment advisory for institutions and individual investors. Founded in 1998, CITICS-IP is headquartered in Beijing and has branch offices throughout China.

Taikang Asset Management Co. Ltd. (Taikang AM) is an asset management firm headquartered in Beijing, China. The firm was founded in 2006 and is a subsidiary of Taikang Life Insurance Co. Ltd. Taikang AM offers investment products and services which include insurance asset management, retirement plan management, enterprise annuities, occupational annuities, alternative project investments, wealth management, asset management, pension, QDII segregated accounts, and mutual funds.

Founder Securities Co., Ltd. (Broker) (Founder Securities-Broker) is the securities brokerage division of Founder Securities Co., Ltd. (SHA: 601901), a public-held company headquartered in Changsha, China. Founded in 1988, Founder Securities-Broker provides a range of broking and trading services to institutional investors.

Ping An Fund Management Co., Ltd. (Ping An FMC) is a Chinese fund management subsidiary of Ping An Trust Co., Ltd., which is owned by Ping An Insurance (Group) of China Ltd. (SHA: 601318). The firm was founded as a joint venture between UOB Asset Management, Ping An Trust Co., Ltd. and Sanya Yingwan Tourism Co., Ltd. in 2011. Headquartered in Shenzhen, Ping An FMC provides a range of fund management services to retail investors in China.

Part of Taikang Life Insurance Co., Ltd., Taikang Fund Management Co. Ltd. provides investment advice. The company is based in Xicheng District, China.