James J. Jacobs

Sanders Morris Harris LLC (SMH) is an SEC-registered broker-dealer and member FINRA, SIPC, located in Houston, Texas. The firm is also an SEC-registered investment advisor. SMH was formed in January 2000 as the result of a merger between Sanders Morris Mundy, Inc. and Harris Webb & Garrison, Inc. The firm is now wholly-owned by Summer Wealth Management LLC. The ultimate principal owners of Summer Wealth Management, LLC are Lee Equity Partners LLC and The Edelman Financial Center, Inc. through intermediaries. SMH provides provides brokerage, asset management and similar services to individuals, high net-worth individuals, pension and profit sharing plans, trusts, estates, and corporations and other business entities.

Duke Capital Partners, LLC provides financial advisory, investment, and equity services. The company was founded in 2000, and is headquartered in Charlotte, NC.

Yuma Energy, Inc. is an independent energy company formed for the purpose of generating and selling exploration opportunities to major and independent oil and gas companies. Through its subsidiary, Yuma Exploration and Production Co., Inc., it continues to internally generate a risk/reward-balanced portfolio of investment opportunities in both conventional and unconventional oil resource plays for the company. Yuma Energy was founded by Sam L. Banks in 1983 and is headquartered in Houston, Texas.