Jim Mock

ALPS Funds Services, Inc. provides back office services for open and closed-end, and hedge funds. The firm provides administration, compliance, fund accounting, legal, marketing, tax administration, transfer agency, and shareholders services. The company was founded by W. Robert Alexander in 1985 and is headquartered in Denver, CO.

Liberty Corporate Services, Inc. provides life insurance products and institutional asset management services. The company was founded in 1985 and is located in Boston, MA.

The Boston Club, Inc. operates as a non-profit organization. It promotes the advancement of women to significant and visible leadership roles. The company was founded in 1976 and is headquartered in Marblehead, MA.

Atrius Health, Inc. provides healthcare services. It offers a variety of programs for patients with asthma, heart disease, diabetes, AIDS, and cancer. Its services include CT scan, endoscopy, mammography, and weight management. The company was founded in 1969 and is headquartered in Newton, MA.

The Boston Ballet, Inc. is non for profit company engages in classical professional ballet. The company was founded by E. Virginia Williams in 1979 and is headquartered in San Diego, CA.

Part of State Street Corp., State Street Global Services provides fund management services. The company is based in Boston, MA. Joseph L. Hooley has been the CEO of the company since 1986.

Massachusetts Financial Services Co., dba MFS Investment Management (MFS), is a SEC-registered investment advisor and mutual fund manager headquartered in Boston, Massachusetts. The firm was founded in 1924 and is a subsidiary of Sun Life of Canada (US) Financial Services Holdings, Inc., ultimately held by Sun Life Financial, Inc. (TSX, NYSE: SLF) in Canada. The firm provides investment advisory and sub-advisory services to a range of institutional clients and pooled investment vehicles. MFS is a responsible investor and signatory to the UN Principles for Responsible Investment (UNPRI).

Physicians Endoscopy LLC owns and manages freestanding ambulatory surgery centers. It offers design and development services for ASCs, management services related to finance, professional guidance, clinical operations, human resources, and marketing. The firm provides professional management, billing and collections, design and development, and physician recruiting. The company was founded in July 1998 and is headquartered in Jamison, PA.

Part of Medtronic Plc, Covidien Ltd./Medical Devices is a company based in Mansfield, MA. The company manufactures and sells products for sports-related surgeries.

Sanofi-Aventis U.S. LLC engages in the provision of pharmaceutical products. It discovers, develops, produces and markets innovative therapies. The firm extensive research and development efforts are focused on health care challenges in cardiology, oncology and internal medicine, as well as metabolic diseases, central nervous system disorders, ophthalmology and vaccines. The company is headquartered in Bridgewater, NJ.

ETF Action, Inc. is a financial technology and research company based in Englewood, CO. ETF Action simplifies and expands investing by delivering technology to financial professionals through a user-friendly cloud-based platform. The platform features powerful data mapping tools to navigate and research markets, design and showcase portfolios in the interactive model marketplace, create custom stock portfolios leveraging reverse screening functionality, and building custom client-facing reports. ETF Action views markets through the lens of ETFs™, harnessing the extraordinary growth and unparalleled transparency of ETFs to democratize market research via its user-friendly SaaS platform. The private company offers institutional-level data, industry-leading tools, actionable insights, engaging model portfolios, and differentiated index strategies designed to empower investment professionals. The company was founded by Brian Burke, Michael T. Akins, Alex Shepard in 2018.

ALPS Holdings, Inc. operates as a holding company which through its business units provides investment products and servicing solutions to the financial services industry. The firm's business units include ALPS Advisors, ALPS Fund Services and ALPS Distributors. It delivers asset management and asset servicing solutions through offices in Boston, Golden, New York, Seattle and Toronto. The company was founded in June 1985 and is headquartered in Denver, CO.

Part of SS&C Technologies Holdings, Inc., ALPS Distributors, Inc. provides distribution services. The company is based in Beachwood, NJ.

ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO.

Fidelity Management & Research Co. (FMR) is a SEC-registered investment advisor headquartered in Boston, Massachusetts. The firm was founded in 1946 and is a subsidiary of FMR LLC, also known as Fidelity Investments. FMR provides investment supervisory services, which include sub-advisory services, to Fidelity's family of mutual funds and exchange-traded funds, qualified tuition programs, privately offered unregistered investment funds, separately managed account clients, and various other institutional accounts.

Alps Portfolio Solutions Distributor Inc. operates as a brokerage firm. It engages in buying and selling of securities such as stocks, bonds, and mutual funds. The company is headquartered in Denver, CO.

ALPS Advisors, Inc. (AAI) is a SEC-registered investment advisor headquartered in Denver, Colorado. The firm was founded in 2006 and is a subsidiary of ALPS Holdings, Inc., ultimately held by SS&C Technologies Holdings, Inc. (NASDAQ: SSNC). AAI provides discretionary investment management services exclusively to registered investment companies.

D. F. King & Co., Inc. provides proxy and consent solicitation and tender offer services. It offers mutual fund and corporate proxy solicitation, shareholder expense management programs and financial communication services. The company was founded in 1942 and is headquartered in New York, NY.