Kevin P. Loome

Closed-End Investment Fund/Investment Trust

MIMBT maintains a flexible strategy designed to conform with various clients’ individual investment objectives. The firm manages separate client-focused equity, debt, and balanced portfolios. They invest in the public equity and debt markets of the US, non-US, and other emerging economies. MIMBT seeks growth-oriented value stocks of small-cap, mid-cap and large-cap companies. The firm selects countries by utilizing a top-down approach and selects stocks using fundamental analysis with a bottom-up approach.

Price Associates uses a complex and multifaceted approach to investment analysis and asset management decisions. They integrate ESG factors into their investment research process. The firm focuses on the ESG factors they consider most likely to have a material impact on the performance of securities in client accounts. Price Associates also focuses on their analytical process on three areas of research: the industry, the contracts issued, and the creditworthiness of each individual issuer.

Henderson Global Investors North America (HGINA) offers their clients access to skilled investment professionals across a broad range of asset classes, focusing on the Henderson Global Investors' core capabilities of global equities, European equities, global fixed income, multi-asset, REITs and diversified alternatives. HGINA is the investment advisor to the HGF Funds. Henderson Investment Management Ltd. (HIML) provides sub-advisory services with respect to the following series of the HGF Funds: Henderson European Focus Fund, Henderson International Opportunities Fund, Henderson Global Equity Income Fund, Henderson Emerging Markets Fund, Henderson Unconstrained Bond Fund, Henderson Dividend & Income Builder Fund, Henderson All Asset Fund, Henderson Global Technology Fund, Henderson Strategic Income Fund and Henderson International Select and International Long/Short Fund. HGINA is the investment sub-advisor to the First Trust Dynamic Europe Fund, an exchange-traded closed-end fund. HIML is the sub-sub-advisor to the fund and is responsible for the investment decision making and security selection for the portfolio, other than for the option overlay strategy. Henderson Global Capital Management (HGCM) provides sub-advisory services with respect to the Henderson US Growth Opportunities Fund, a series of the HGF Funds, and is responsible for selecting securities and investment decision-making with respect to the fund. HGINA applies its own analysis to the Henderson High Yield Opportunities Fund series of the HGF Funds. HGINA is the investment adviser to unregistered pooled investment vehicles and other privately offered vehicles. HGINA engages AlphaGen to provide sub-advisory services to these accounts and vehicles and AlphaGen is responsible for investment decision making. HGINA is the investment advisor to several institutional clients. However, HIML and AlphaGen provide sub-advisory services and are responsible for selecting securities and investment decision making for certain strategies. HGINA is the investment adviser for the US High Yield and Global Commodities strategies. The US High Yield strategy seeks to exploit the inefficiencies of the high yield market through the use of in-depth, fundamental disciplined analysis to identify mispriced securities to construct a high conviction, concentrated portfolio. The Global Commodities strategy aims to generate returns that are equal or higher of that of major global commodity indices with the same or lower volatility over the long-term. The investment team seeks to add value through duration management and roll timing in specific commodity markets. The investment approach is purely quantitative and systematic and does not rely on fundamental factors.

Acts as Closed-End Investment Fund/Investment Trust

Provides brokerage services

Functions as a College/University

Four Corners Capital Management (FCCM) employs a variety of strategies to implement investment they advice given to clients including: long-term purchases (securities held at least one year), short-term purchases (securities sold within one year), trading (securities sold within 30 days), or managing reference assets under total return swaps. In some instances, FCCM's clients may employ leveraging techniques in connection with their managed accounts. Generally in these instances, the portfolio managed by FCCM serves as collateral for the indebtedness incurred by the client. If appropriate and authorized by the client, FCCM may seek to minimize currency and interest rate risk through various hedging techniques. These hedging techniques may consist of investments in derivative instruments, such as forward foreign currency contracts, currency and interest rate options, currency and interest rate futures, currency and interest rate swaps and other techniques including financing of assets according to their unique currency and/or interest rate characteristics.

Acts as Closed-End Investment Fund/Investment Trust