Marc Collins
Oficial de Cumplimiento en RIVERNORTH CAPITAL AND INCOME FUND, INC. .
Origen de la red de primer grado Marc Collins.
| Entidad | Tipo de entidad | Industria | |
|---|---|---|---|
RiverNorth Capital Management LLC
 RiverNorth Capital Management LLC Investment ManagersFinance RiverNorth Capital Management LLC (RiverNorth) is a SEC-registered investment advisor headquartered in West Palm Beach, Florida. The firm was founded by Brian H. Schmucker in 2000 and is a wholly owned subsidiary of RiverNorth Financial Holdings LLC, which is majority owned by RiverNorth Holding Co. RiverNorth serves as an institutional investment manager to registered funds, private funds and separately managed accounts.
20
| Subsidiary | Investment Managers | 20 |
Rivernorth Funds
12
| Mutual Fd-Open End | Investment Trusts/Mutual Funds | 12 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 10 | |
| Mutual Fd-Closed End | Financial Conglomerates | 9 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 8 | |
RiverNorth SPAC Focus Fund, Inc.
 RiverNorth SPAC Focus Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous RiverNorth SPAC Focus Fund, Inc. operates as a closed-end investment fund or Investment trust. The company is headquartered in Chicago, IL.
7
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 7 |
Gráfico Empresas conectadas de segundo grado
Relaciones con varias empresas
Empresas conectadas a Marc Collins a través de su red personal
| Empresa | Sector | Personas relacionadas | Puesto principal |
|---|---|---|---|
| MERRILL LYNCH PREFERRED CAPITAL TRUST I | Major Banks | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| FACTSET RESEARCH SYSTEMS, INC. | Data Processing Services | Corporate Officer/Principal | |
Carnegie Mellon University
 Carnegie Mellon University Other Consumer ServicesConsumer Services Carnegie Mellon University is an American school that operates as a college or university. It is located in Pittsburgh, Pennsylvania. | College/University | Undergraduate Degree | |
| Financial Investors Trust | Investment Trusts/Mutual Funds | President Corporate Officer/Principal | |
| CALAMOS ASSET MANAGEMENT, INC | Investment Banks/Brokers | Corporate Officer/Principal | |
Ernst & Young LLP
 Ernst & Young LLP Miscellaneous Commercial ServicesCommercial Services Ernst & Young LLP engages in the provision of accounting, assurance, tax, transaction, and advisory services. It specializes in the actuarial, analytics and big data, cyber security, accounting compliance and reporting, center for board matters, international financial reporting standards, country tax advisory, global trade, tax accounting, and climate change and sustainability. The company was founded in 1989 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
| RIVERNORTH OPPORTUNITIES FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member Director of Finance/CFO Corporate Officer/Principal Corporate Secretary Director/Board Member | |
| University of Michigan | College/University | Undergraduate Degree Graduate Degree Graduate Degree Undergraduate Degree | |
| CLOUGH GLOBAL DIVIDEND AND INCOME FUND | Investment Trusts/Mutual Funds | Chief Executive Officer Corporate Officer/Principal Corporate Secretary | |
| CLOUGH GLOBAL OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal Corporate Officer/Principal Corporate Secretary | |
| CLOUGH GLOBAL EQUITY FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal Corporate Secretary Corporate Secretary | |
ALPS Fund Services, Inc.
 ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | Investment Managers | Corporate Officer/Principal General Counsel Corporate Officer/Principal | |
RiverNorth Holding Co.
 RiverNorth Holding Co. Financial ConglomeratesFinance RiverNorth Holding Co. operates as a holding company. The company is headquartered in Delaware. | Financial Conglomerates | Director/Board Member Director/Board Member Director/Board Member | |
| REAVES UTILITY INCOME FUND | Investment Trusts/Mutual Funds | Corporate Secretary Corporate Secretary | |
CFA Society of Chicago
 CFA Society of Chicago Miscellaneous Commercial ServicesCommercial Services CFA Society of Chicago is an investment analysts society that brings together nearly 4,200 top professionals involved in investment analysis. The society is based in Chicago, IL and is the oldest of its kind. The CFA designation is recognized by the society as a recognition of knowledge, skills, and abilities in security analysis and portfolio management. Christopher Thomas Vincent has been the CEO of the non-profit company since 2020. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
CFA Institute
 CFA Institute Miscellaneous Commercial ServicesCommercial Services CFA Institute operates as non-profit organization, which engages in the provision of chartered financial analyst programs. It offers certificate in investment performance measurement program, investment foundations, and scholarship. The company was founded in 1965 and is headquartered in Charlottesville, VA. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
Rivernorth Securities LLC
 Rivernorth Securities LLC Investment Banks/BrokersFinance Rivernorth Securities LLC is an American company. | Investment Banks/Brokers | Director/Board Member Chief Executive Officer | |
| RiverNorth Financial Holdings LLC | Corporate Officer/Principal Director/Board Member | ||
| Transamerica Funds | Investment Trusts/Mutual Funds | Chairman Director/Board Member | |
| Clough Funds Trust | Investment Trusts/Mutual Funds | President Corporate Secretary | |
| ALPS Series Trust | Investment Trusts/Mutual Funds | Director/Board Member Corporate Secretary | |
| ALPS Variable Investment Trust | Director/Board Member Corporate Officer/Principal | ||
CTC LLC
 CTC LLC Investment Banks/BrokersFinance Founded in 1995, CTC LLC is a brokerage firm headquartered in Chicago, Illinois. The firm is also known as Chicago Trading Co. They are a proprietary market making firm and are recognized internationally as a leading provider of pricing and liquidity on all U.S. derivatives exchanges. The firm provides an array of trading and execution services for their clients. They do not provide any internal research. | Investment Banks/Brokers | Corporate Officer/Principal | |
| The University of Chicago | College/University | Undergraduate Degree | |
| University of Illinois | College/University | Graduate Degree | |
Ronin Capital LLC
 Ronin Capital LLC Investment Banks/BrokersFinance Ronin Capital LLC is a registered brokerage firm headquartered in Chicago and was founded in 2001. They have additional offices in Hong Kong and England. Ronin Capital provides brokerage services and trades in over 20 countries, in different product class including: equities, fixed income, commodities, currencies, options, forwards and futures. | Investment Banks/Brokers | Trading-Equity | |
| The University of Chicago Booth School of Business | College/University | Masters Business Admin | |
Harvard University
 Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Undergraduate Degree | |
Janney Montgomery Scott LLC
 Janney Montgomery Scott LLC Investment Banks/BrokersFinance Founded in 1999 by the late Thomas Watson, Janney Montgomery Scott LLC (JMS) is a full-service financial services firm and registered broker/dealer headquartered in Philadelphia, Pennsylvania. The firm is a subsidiary of Independence Square Properties LLC, itself a subsidiary of Penn Mutual Insurance Co. Their ultimate parent is Harleysville Mutual Insurance Co. JMS is a member of the NYSE, the SIPC and FINRA. The firm provides comprehensive financial advice and services to individual, corporate and institutional investors. Their primary coverage verticals include the consumer, technology, financials and infrastructure sectors. | Investment Banks/Brokers | Analyst-Equity | |
Morningstar Investment Management LLC
 Morningstar Investment Management LLC Investment ManagersFinance Morningstar Investment Management LLC is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was founded in 1999 and is a wholly-owned subsidiary of Morningstar, Inc. (NASDAQ: MORN). Morningstar Investment Management offers various investment advisory services that focus on their core capabilities in asset allocation, investment selection, and portfolio construction to financial or other institutions. | Investment Managers | Corporate Officer/Principal | |
| City of Boulder (Colorado) | Municipality | Director/Board Member | |
| CU Real Estate Center | College/University | Director/Board Member | |
FIM Group Cos.
 FIM Group Cos. Real Estate DevelopmentFinance FIM Group Cos. provides real estate and logistics services. The firm offers services through its subsidiaries including FIM Consulting Plus (consulting services at real estate market), FIM Group, and FIM Capital (registration and management of the investment fund activities). It develops projects for the logistics, corporate, retail, residential, hotel and restaurant, and fitness sectors. The company was founded in 2000 and is headquartered in Kyiv, Ukraine. | Real Estate Development | Corporate Officer/Principal | |
| Michigan State University | College/University | Undergraduate Degree | |
| Lewis University | College/University | Undergraduate Degree | |
First Trust Portfolios
 First Trust Portfolios Investment Banks/BrokersFinance Part of AJM Ventures LLC, First Trust Portfolios is a Canadian company that develops financial products which it markets through brokerage firms. The company is based in Toronto, Canada. | Investment Banks/Brokers | Corporate Officer/Principal | |
The Ohio State University
 The Ohio State University Other Consumer ServicesConsumer Services Global Factory, Inc. provides collaborative manufacturing execution systems. The firm's software gather, organize & analyze demand, production & quality data from various sources and monitor key indicators & execute business processes to control, manage & optimize distributed manufacturing operations. The company was founded in 1999 and is headquartered in Santa Clara, CA. | College/University | Undergraduate Degree | |
Federated Investment Management Co.
 Federated Investment Management Co. Investment ManagersFinance Federated Investment Management Co. (FIMCO) is a mutual fund manager and SEC-registered investment advisor headquartered in Pittsburgh, Pennsylvania. The firm is a subsidiary of FII Holdings, Inc. and their ultimate parent is Federated Investors, Inc. (NYSE: FII). FIMCO offers domestic and international equity, fixed-income and money market mutual funds, as well as a variety of separate account options for a wide range of investors. | Investment Managers | Portfolio Manager-Equities | |
PGIM Investments LLC
 PGIM Investments LLC Investment ManagersFinance PGIM Investments LLC is a SEC-registered investment advisor and fund-of-funds manager headquartered in Newark, New Jersey. The firm was founded in 1996 and formerly known as Prudential Investments LLC. They are an indirect, wholly-owned subsidiary of Prudential Financial, Inc. (NYSE: PRU). PGIM Investments serves as investment adviser and administers the business affairs of retail, insurance, and alternative funds. | Investment Managers | Corporate Officer/Principal | |
Robinson Capital Management LLC
 Robinson Capital Management LLC Investment ManagersFinance Robinson Capital Management LLC (Robinson Capital) is a SEC-registered investment advisor headquartered in Grosse Pointe Farms, Michigan. They are wholly-owned subsidiary of Robinson Capital Holding Co. The firm was founded by Jim Robinson in 2012. Robinson Capital offers investment advisory (and sub-advisory) services to a variety of different client types, such as registered investment companies (such as mutual funds and exchange-traded funds), state and local municipal government entities, unaffiliated financial advisors, high-net worth individuals, family offices, pension and profit-sharing plans, charitable institutions, foundations, endowments, insurance companies, corporations, and partnerships. | Investment Managers | Director of Research - Fxd Inc | |
| American University | College/University | Undergraduate Degree | |
LPL Financial LLC
 LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Investment Managers | Corporate Officer/Principal |
Estadísticas
Internacional
| Estados Unidos | 44 |
| Reino Unido | 2 |
| Ucrania | 2 |
| Canadá | 2 |
Sectorial
| Finance | 20 |
| Consumer Services | 12 |
| Miscellaneous | 10 |
| Commercial Services | 4 |
| Technology Services | 2 |
Operativa
| Director/Board Member | 108 |
| Corporate Officer/Principal | 81 |
| Independent Dir/Board Member | 48 |
| President | 28 |
| Undergraduate Degree | 20 |
Las relaciones más conectadas
| Insiders | |
|---|---|
| J. Hutchens | 25 |
| John Carter | 25 |
| David Swanson | 23 |
| Sareena Khwaja-Dixon | 21 |
| Jerry Raio | 19 |
| Patrick Galley | 19 |
| Christopher Moore | 19 |
| John Oakes | 16 |
| Jonathan Mohrhardt | 16 |
| Fred G. Steingraber | 15 |
| Dawn Cotten | 11 |
| Lisa Mougin | 11 |
| Eric Martin Pestrue | 9 |
| William Allen Webb | 8 |
| Andrew Peter Kerai | 7 |
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