Roy Corr

Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world.

Guggenheim Capital LLC engages in the provision of investment advisory and banking services. It offers financing, sales and trading, research, insurance, investment consulting, and institutional finance services. The company was founded by Todd J. Morley and Dominic J. Curcio on August 8, 2001 and is headquartered in Chicago, IL.

Global Aviation Holdings, Inc. provides customized, non scheduled passenger and cargo air transport services. The company was founded on January 26, 2006 and is headquartered in Peachtree City, GA.

Security Investors LLC (dba Guggenheim Investments) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Rydex Holdings LLC, ultimately held by Guggenheim Partners LLC. Security Investors provides investment advisory services to separately managed accounts (SMAs) and pooled investment vehicles that are registered as investment companies. They focus on the return and risk needs of insurance companies, corporate and public pension funds, sovereign wealth funds, endowments and foundations, wealth managers, and high-net-worth investors.

CFO Advisory Group, Inc. provides executive services to growing companies. It provides CFO and senior level executive services to small, medium, and large companies who need assistance in finding solutions. The firm also offers entrepreneurial and growth services and restructuring services. The company was founded on February 25, 2008 and is headquartered in Denver, CO.

Guggenheim Credit Income Fund 2016 T operates as a non-diversified closed-end management investment company. It intends to meet its investment objectives by investing primarily in privately-negotiated, loans to private middle market U.S. companies. The company was founded in September 5, 2014 and is headquartered in New York, NY.

Guggenheim Credit Income Fund operates as a finance investment company. It provides shareholders with current income, capital preservation and long-term capital appreciation. The company was founded on September 5, 2014 and is headquartered in New York, NY.

Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis.

Standard & Poor's Investment Advisory Services LLC (SPIAS) is investment research firm and registered investment advisor headquartered in New York City. The firm is a wholly-owned subsidiary of S&P Global, Inc. (NYSE: SPGI), formerly McGraw Hill Financial, Inc. SPIAS’ advisory services are generally offered to institutions (e.g., broker-dealers, investment advisers, investment companies and other financial institutions). SPIAS does not generally provide its advisory services directly to retail clients, but its services may be used by its clients in advising their own underlying clients, which may include retail clients. SPIAS also provides advisory consulting services to institutional clients and investment managers-of-investment funds, and investment sub-advisory services for registered investment companies, including open-end mutual funds and other institutions. S&P Global's operations consist of three reportable segments: S&P Global Ratings, S&P Global Platts, and S&P Dow Jones Indices. S&P Global Ratings is an independent provider of credit ratings, research and analytics to investors, issuers and market participants. It includes the NRSRO and certain other ratings-related businesses. S&P Global Platts provides essential price data, analytics, and industry insight that enable commodities markets to perform with greater transparency and efficiency. S&P Dow Jones Indices is a global index provider that maintains a wide variety of indices to meet an array of investor needs. In 2016, CFRA acquired S&P Global Market Intelligence’s Equity and Fund Research business (formerly known as S&P Capital IQ and SNL) from S&P Global, Inc.

Skadden, Arps, Slate, Meagher & Flom LLP provides legal advisory services. Its practice areas include mergers and acquisitions, finance, litigation, corporate finance, insurance, tax, labor and employment, political law, private equity, corporate, antitrust, white collar crime, international, regulatory, and legislation. The company was founded by Marshall Skadden, John Slate, and Les Arps in 1948 and is headquartered in New York, NY.

Fox BSB Holdco, Inc. operates a professional baseball franchise. The firm is a member of the National League West Division of the Major League Baseball (MLB). It also markets sports merchandise, tickets, and collectable baseball game items. The company was founded in 1957and is headquartered in Los Angeles, CA.

Guggenheim Partners LLC provides financial services. It offers investments, securities, and insurance services. The company was founded in 1881 and is headquartered in Chicago, IL.

Part of Guggenheim Capital LLC, Clear Spring Life & Annuity Co. is a company that provides life insurance services. The company is based in Indianapolis, IN.

MJX Capital Advisors LLC is an independent investment advisory firm headquartered in New York City. The firm was founded in 2005 by Robert Sillerman and Farhan Sharaff. They manage investments for high net-worth individuals, family offices and institutional investors.

Security Benefit Corp. develops customized retirement solutions for employers and individual investors. It serves to the retirement savings market. The firm products for individuals include fixed annuities, mutual fund custodial and variable annuities. It offers 401(k) and 403(b) plan solutions, plan comparison and various administrative services for the insurance and financial services industry. The company also provides business processing and broker/dealer solutions tailored to the financial services marketplace. Security Benefit was founded in 1892 and is headquartered in Topeka, KS.

Summit Partners Credit Advisors is a private equity firm founded by Jamie M. Freeland and Thomas S. Roberts in 2010. The firm headquartered in Boston. The firm is a credit affiliate of Summit Partners LP.

Peak Rock Capital LLC (Peak Rock Capital) is a private equity firm founded in 2012. The firm is headquartered in Austin, Texas.

Blackstone Multi-Asset Advisors LLC (Blackstone Multi-Asset Advisors) is a Private Equity subsidiary of Blackstone Inc founded in 2014. The firm is headquartered in New York.

Thirteenth Floor Entertainment Group LLC is the largest Halloween entertainment company in the world, producing live events and immersive experiences throughout the United States. The company is based in Denver, CO and has subsidiaries in the United States. The company's latest offering, Battleground: Mortals vs Monsters, features a new weapon system, live scoring, and an increased number of monsters. In addition to Halloween events, the company also offers an hour-long axe-throwing experience for groups.

Part of Cain International Ltd., Cain Hoy Enterprises LLC provides investment advisory services. The company is based in Greenwich, CT.

Stonebriar Commercial Finance LLC offers financial services. It provides financing solutions for middle market and unrated borrowers that are underserved in the current market from a capital perspective. The firm offers commercial financing, business aviation, realty capital and rail leasing solutions. The company was founded in 2015 and is headquartered in Plano, TX.

Eldridge Industries LLC (Eldridge Industries) is a venture capital/private equity firm founded in 2015 by Duncan Bagshaw, Todd L. Boehly and Tony Minella. The firm is headquartered in Greenwich, Connecticut.

New Age Alpha is an asset-management company that provides equity and fixed income advisory and subadvisory services to the investment community. New Age Alpha is based in Rye, NY and has subsidiaries in the United States. The private company also operates hedge funds, license indexes to insurance companies, and have recently launched a direct and custom indexing platform. The company aims to improve existing investment universes by offering ETFs, SMAs, and tools that avoid underperforming investments. The company was founded in 2018 by co-founders Julian Koski and Armen Arus, with Armen Arus serving as the CEO since its inception.

Stonebriar Finance Holdings LLC provides commercial finance services. The private company is based in Plano, TX and has subsidiaries in the United States.