Steve Bates
Fundador en Financial Industry Regulatory Authority, Inc. .
Origen de la red de primer grado Steve Bates.
| Entidad | Tipo de entidad | Industria | |
|---|---|---|---|
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.
64
| Non-Profit Organization | Miscellaneous Commercial Services | 64 |
APCO Capital LLC
 APCO Capital LLC Investment ManagersFinance APCO Capital LLC (APCO Capital) is a private equity firm founded in 2010 by Glenn Boschetto. The firm is headquartered in Salt Lake City, Utah.
7
| Private Company | Investment Managers | 7 |
Gráfico Empresas conectadas de segundo grado
Relaciones con varias empresas
Empresas conectadas a Steve Bates a través de su red personal
| Empresa | Sector | Personas relacionadas | Puesto principal |
|---|---|---|---|
Securities Investor Protection Corp.
 Securities Investor Protection Corp. Insurance Brokers/ServicesFinance The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding. | Insurance Brokers/Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| The University of Chicago | College/University | Masters Business Admin Doctorate Degree Graduate Degree | |
| The University of Colorado | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
| Brigham Young University | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
Harvard University
 Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Masters Business Admin Graduate Degree | |
| State University of New York at Buffalo | College/University | Undergraduate Degree Doctorate Degree | |
UBS Securities LLC
 UBS Securities LLC Investment ManagersFinance UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients. | Investment Managers | Analyst-Equity Corporate Officer/Principal | |
Cortina Partners LLC
 Cortina Partners LLC AirlinesTransportation Cortina Partners LLC owns and operates companies in the air medical, textiles, adventure travel, and addiction treatment sectors. The private company is based in Salt Lake City, UT. | Airlines | Private Equity Investor Private Equity Investor | |
Securities Industry & Financial Markets Association, Inc.
 Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Miscellaneous Commercial Services | Chairman Director/Board Member | |
AlphaPoint Corp.
 AlphaPoint Corp. Regional BanksFinance AlphaPoint Corp. offers digital currency exchanges. It epowers digital asset networks and provides institutions blockchain-enabled solutions to store, track, and trade digital assets. The company was founded by Joe Ventura,Igor Telyatnikov, Vadim Telyatnikov, and Jack Sallen in June 2013 and is headquartered in New York, NY. | Regional Banks | Director/Board Member Director/Board Member | |
| MERRILL LYNCH PREFERRED CAPITAL TRUST I | Major Banks | Corporate Officer/Principal Corporate Officer/Principal | |
| The College of William & Mary | College/University | Graduate Degree Undergraduate Degree | |
Raymond James Financial Services, Inc.
 Raymond James Financial Services, Inc. Investment Banks/BrokersFinance Raymond James Financial Services, Inc. provides brokerage services. The company is headquartered in St. Petersburg, FL. | Investment Banks/Brokers | Corporate Officer/Principal President | |
| Stanford University | College/University | Undergraduate Degree Undergraduate Degree | |
| US Securities & Exchange Commission | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
| The Leonard N Stern School of Business | College/University | Masters Business Admin Undergraduate Degree | |
| WindRiver Group Cos. | Corporate Officer/Principal | ||
| Hastings College | College/University | Graduate Degree | |
| Claremont McKenna College | College/University | Undergraduate Degree | |
Objective Capital Partners LLC
 Objective Capital Partners LLC Investment ManagersFinance Objective Capital Partners LLC is an investment banking and valuation company that specializes in providing tenacious investment banking services for middle-market companies. The private company is based in San Diego, CA. The company's services include sell-side M&A, valuation, buy-side M&A, capital raise, and strategic planning. | Investment Managers | Corporate Officer/Principal | |
FCG Worldwide Ltd.
 FCG Worldwide Ltd. Financial ConglomeratesFinance FCG Worldwide Ltd. operates as an investment holding firm. The company was founded on June 19, 2015 and is headquartered in London, the United Kingdom. | Financial Conglomerates | Director/Board Member | |
| MEDICINOVA, INC. | Pharmaceuticals: Major | Corporate Officer/Principal | |
| Boys & Girls Clubs of San Dieguito | Chief Executive Officer | ||
| Thunderbird School of Global Management | College/University | Masters Business Admin | |
| Pepperdine Graziadio Business School | College/University | Masters Business Admin | |
National Semiconductor (Maine), Inc.
 National Semiconductor (Maine), Inc. SemiconductorsElectronic Technology National Semiconductor (Maine), Inc. develops and manufactures silicon diffused transistors and other semiconductor devices. The company was founded on October 1, 1957 and is headquartered in South Portland, ME. | Semiconductors | Corporate Officer/Principal | |
BSMG Worldwide
 BSMG Worldwide Advertising/Marketing ServicesCommercial Services Part of Interpublic Group of Cos., Inc., BSMG Worldwide is a company that provides corporate consulting, marketing, and public relations services. The company is based in New York, NY. | Advertising/Marketing Services | Director/Board Member | |
APCO Worldwide LLC
 APCO Worldwide LLC Miscellaneous Commercial ServicesCommercial Services APCO Worldwide LLC engages in the provision of advisory and advocacy communications consultancy solutions. It offers communications, public affairs, government relations, legal, risk, organizational transformation, international relations, corporate responsibility, and brand marketing services. The company was founded by Margery Kraus in 1984 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Director/Board Member | |
| The National Investment Banking Association | Director/Board Member | ||
| Canisius College | College/University | Undergraduate Degree | |
Citicorp Banking Corp.
 Citicorp Banking Corp. Regional BanksFinance Citicorp Banking Corp. provides mortgage bankers and loan correspondents' services. The company was founded in 1979 and is headquartered in New Castle, DE. | Regional Banks | Corporate Officer/Principal | |
| SCHLUMBERGER LIMITED | Contract Drilling | Corporate Officer/Principal | |
| RING ENERGY, INC. | Integrated Oil | Director/Board Member | |
| HISTOGEN INC. | Biotechnology | Director/Board Member | |
| NTB Financial Corp | Director of Finance/CFO | ||
Euroclear Bank SA/NV
 Euroclear Bank SA/NV Regional BanksFinance Euroclear Bank SA/NV provides settlement and related securities services for cross-border transactions involving domestic and international bonds, equities, investment funds and derivatives. It offers asset classes, banking services, corporate actions, primary issuance, tax and settlement services. The company was founded in 2000 and is headquartered in Brussels, Belgium. | Regional Banks | Director/Board Member | |
Almirall LLC
 Almirall LLC Pharmaceuticals: MajorHealth Technology Almirall LLC manufactures and distributes pharmaceutical products. Its products include tablets, gel, ointment, lotion, and topical cream. The company was founded by Jay Gooding and Craig Ballaron in 2004 and is headquartered in Exton, PA. | Pharmaceuticals: Major | Corporate Officer/Principal | |
Managed Funds Association
 Managed Funds Association Miscellaneous Commercial ServicesCommercial Services Managed Funds Association provides support services for the hedge funds industry. It operates as an association for investment professionals in futures, hedge funds, commodity pool operators, and other alternative investments. The company was founded in 1991 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Director/Board Member | |
BHF Securities Corp
 BHF Securities Corp Investment Banks/BrokersFinance Part of The Bank of New York Mellon Corp., BHF Securities Corp is a company that provides clearing services. BHF Securities Corp is based in New York, NY. BHF Securities was acquired by BNY Clearing Services LLC from ING Groep NV on July 11, 2000. | Investment Banks/Brokers | Chief Executive Officer | |
BNY Clearing Services LLC
 BNY Clearing Services LLC Investment Banks/BrokersFinance Part of The Bank of New York Mellon Corp., BNY Clearing Services LLC is a company that provides transaction exchange clearing services. The company is based in New York, NY. | Investment Banks/Brokers | Chief Operating Officer | |
| BANK OF NEW YORK MELLON CORPORATION (THE) | Investment Banks/Brokers | Corporate Officer/Principal | |
Fordham University
 Fordham University Other Consumer ServicesConsumer Services Fordham University provides college and university. It offers undergraduate colleges and graduate & professional schools. The company was founded in 1841 and is headquartered in Bronx, NY. | College/University | Graduate Degree | |
Euroclear SA/NV
 Euroclear SA/NV Investment Banks/BrokersFinance Euroclear SA/NV engages in domestic and cross border settlement services for bond and mutual fund transactions. It provides settlement, safe-keeping and servicing of domestic and cross-border securities for bonds, equities and derivatives to investment funds. The company was founded 1968 and is headquartered in Brussels, Belgium. | Investment Banks/Brokers | Director/Board Member | |
Talapo Therapeutics, Inc.
 Talapo Therapeutics, Inc. BiotechnologyHealth Technology Talapo Therapeutics, Inc. operates as a biotechnology company. The company is headquartered in The company is headquartered in, CA. | Biotechnology | Chief Executive Officer | |
Pershing Securities Ltd.
 Pershing Securities Ltd. Investment Banks/BrokersFinance Part of The Bank of New York Mellon Corp., Pershing Securities Ltd. is a brokerage firm that provides brokerage services. The company is based in London, UK. The British company was founded in 1990. Geoffrey Charles Towers has been the CEO of the company since 2015. | Investment Banks/Brokers | Chief Executive Officer |
Estadísticas
Internacional
| Estados Unidos | 44 |
| Reino Unido | 4 |
| Bélgica | 3 |
| Canadá | 2 |
Sectorial
| Finance | 20 |
| Consumer Services | 15 |
| Commercial Services | 5 |
| Health Technology | 5 |
| Transportation | 2 |
Operativa
| Director/Board Member | 185 |
| Corporate Officer/Principal | 169 |
| Independent Dir/Board Member | 53 |
| Undergraduate Degree | 49 |
| President | 40 |
Las relaciones más conectadas
| Insiders | |
|---|---|
| Gary Wunderlich | 30 |
| Jeffrey R. Armstrong | 24 |
| Fabiola Arredondo | 24 |
| David Crean | 23 |
| William G. Stanley | 17 |
| Brian Woodland | 17 |
| Frank J. la Salla | 15 |
| Lance Drummond | 15 |
| Eric W. Noll | 14 |
| Timothy Scheve | 14 |
| Ronald Boschetto | 13 |
| Scott Curtis | 13 |
| Bret D. Sanders | 12 |
| Kevin Centofanti | 11 |
| Brian J. Pitz | 11 |
- Bolsa de valores
- Insiders
- Steve Bates
- Conexiones Empresas
