Perfil
Carlo V.
di Florio is President at Foreside Financial Group LLC (New York) since 2024.
Mr. di Florio is Chief Risk & Strategy Officer, EVP-Shared Services at Financial Industry Regulatory Authority, Inc. since 2013.
Former roles include Director-Compliance Inspections & Examinations at Securities & Exchange Commission Historical Society, Partner at PricewaterhouseCoopers LLP, and President at Foreside Financial Group LLC.
Education includes undergraduate studies at Tulane University (Louisiana), and graduate degrees from The Pennsylvania State University and Georgetown University.
Cargos activos de Carlo V. di Florio
| Empresas | Cargo | Inicio |
|---|---|---|
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Corporate Officer/Principal | 24/06/2013 |
SIH ACA Topco LP
SIH ACA Topco LP Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services in financial | Presidente | 01/10/2024 |
Antiguos cargos conocidos de Carlo V. di Florio.
| Empresas | Cargo | Fin |
|---|---|---|
PricewaterhouseCoopers LLP
PricewaterhouseCoopers LLP Miscellaneous Commercial ServicesCommercial Services Provides auditing, assurance, consulting and tax & business consulting services | Corporate Officer/Principal | - |
Foreside Financial Group LLC
Foreside Financial Group LLC Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services related to financial industry | Presidente | - |
Securities & Exchange Commission Historical Society
Securities & Exchange Commission Historical Society Other Consumer ServicesConsumer Services Operates as a museums | Oficial de Cumplimiento | - |
Formación de Carlo V. di Florio.
Experiencias
Funciones ocupadas
Activas
Inactivas
Empresas cotizadas
Empresas privadas
Relaciones
Relaciones de 1er grado
Empresas vinculadas al 1er grado
Hombre
Mujer
Administradores
Ejecutivos
Empresas relacionadas
| Empresas privadas | 8 |
|---|---|
PricewaterhouseCoopers LLP
PricewaterhouseCoopers LLP Miscellaneous Commercial ServicesCommercial Services Provides auditing, assurance, consulting and tax & business consulting services | Commercial Services |
Tulane University (Louisiana)
Tulane University (Louisiana) Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
The Pennsylvania State University
The Pennsylvania State University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Georgetown University
Georgetown University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Commercial Services |
Securities & Exchange Commission Historical Society
Securities & Exchange Commission Historical Society Other Consumer ServicesConsumer Services Operates as a museums | Consumer Services |
Foreside Financial Group LLC
Foreside Financial Group LLC Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services related to financial industry | Commercial Services |
SIH ACA Topco LP
SIH ACA Topco LP Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services in financial | Commercial Services |
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