James F. Angelos
Oficial de Cumplimiento en GAI Agility Income Fund .
Origen de la red de primer grado James F. Angelos.
| Entidad | Tipo de entidad | Industria | |
|---|---|---|---|
Ameriprise Financial Services LLC
 Ameriprise Financial Services LLC Investment Banks/BrokersFinance Ameriprise Financial Services LLC (AFS) is a registered broker-dealer headquartered in Minneapolis, Minnesota. The firm was founded in 1971 and is a subsidiary of AMPF Holding Corp., which is owned by Ameriprise Financial, Inc. (NYSE: AMP). AFS offers brokerage services that enable clients to invest in many different types of investments including mutual funds, stocks, bonds, exchange traded products, unit investment trusts, annuities and alternative investments.
34
| Subsidiary | Investment Banks/Brokers | 34 |
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.
20
| Non-Profit Organization | Miscellaneous Commercial Services | 20 |
GAI Agility Income Fund
 GAI Agility Income Fund Investment Trusts/Mutual FundsMiscellaneous GAI Agility Income Fund is a non-diversified closed-end management investment company. The fund objective is to seek investment returns over various market cycles, with a majority of such returns derived from income. The company was founded on July 29, 2010 and is headquartered in Charlotte, NC.
11
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 |
Wells Fargo Investment Institute, Inc.
 Wells Fargo Investment Institute, Inc. Investment ManagersFinance Wells Fargo Investment Institute, Inc. (WFII) is a SEC-registered investment advisor and wealth management firm headquartered in Charlotte, North Carolina. The firm was founded in 1995 and is a wholly-owned subsidiary of Wells Fargo Bank NA (WFB), ultimately owned by Wells Fargo & Co. (NYSE: WFC). WFII provides investment advisory services to various Wells Fargo lines of business within the Wealth and Investment Management (WIM) group, such as WFB’s fiduciary divisions and Wells Fargo Advisors Financial Network LLC (WFA).
4
| Subsidiary | Investment Managers | 4 |
A.G. Edwards Capital, Inc.
 A.G. Edwards Capital, Inc. Investment ManagersFinance Based in St. Louis, Missouri, A.G. Edwards Capital, Inc. serves as general partner to private equity partnerships. The firm is a subsidiary of A.G. Edwards, Inc. (NYSE: AGE)
3
| Extinct | Investment Managers | 3 |
Gráfico Empresas conectadas de segundo grado
Relaciones con varias empresas
Empresas conectadas a James F. Angelos a través de su red personal
| Empresa | Sector | Personas relacionadas | Puesto principal |
|---|---|---|---|
| LEGG MASON, INC. | Investment Managers | Director/Board Member Corporate Officer/Principal | |
| STATE STREET CORPORATION | Investment Banks/Brokers | Public Communications Contact | |
UBS Financial Services, Inc.
 UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal | |
Clark Consulting LLC
 Clark Consulting LLC Miscellaneous Commercial ServicesCommercial Services Clark Consulting LLC provides executive compensation and benefit consulting services. It provides services to corporations, banks, and healthcare organizations. The company was founded by Robert K. Clark and David A. Bardes in 1967 and is headquartered in Greenwich, CT. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Howe & Rusling, Inc.
 Howe & Rusling, Inc. Investment ManagersFinance Howe & Rusling, Inc. is an independent, SEC-registered investment advisor headquartered in Rochester, New York. Founded in 1930, the firm provides investment management services to individuals, retirement plans, corporations, not-for-profit organizations, and self-insurance trusts. | Investment Managers | Corporate Officer/Principal | |
Investment Company Institute
 Investment Company Institute Miscellaneous Commercial ServicesCommercial Services The Investment Company Institute is an association of mutual funds, exchange-traded funds, closed-end funds, and unit investment trusts. The non-profit company is based in Washington and has subsidiaries in the United Kingdom. The American company operates to support and represent these types of investment vehicles. The CEO of the company is Paul Schott Stevens. | Miscellaneous Commercial Services | Public Communications Contact | |
TD Ameritrade, Inc.
 TD Ameritrade, Inc. Investment Banks/BrokersFinance TD Ameritrade, Inc. is an investment brokerage firm headquartered in Omaha, Nebraska. They are a subsidiary of TD Ameritrade Online Holdings Corp., ultimately owned by The Charles Schwab Corp. (NYSE: SCHW). The firm was founded in 1975 and provides online brokerage services to their clients. Customers can manage their investment portfolios via the Internet as well as through personal digital assistants, wireless phone services and interactive voice recognition systems. | Investment Banks/Brokers | Corporate Officer/Principal | |
CRM Mutual Fund Trust
 CRM Mutual Fund Trust Investment Trusts/Mutual FundsMiscellaneous CRM Mutual Fund Trust is an open-end management investment company, which engages in the provision of investment advisory services. It comprises of the following series: CRM Small Cap Value Fund, CRM Small/Mid Cap Value Fund, CRM Mid Cap Value Fund, CRM All Cap Value Fund, and CRM Long/Short Opportunities Fund. The company was founded on March 30, 2005 and is headquartered in New York, NY. | Investment Trusts/Mutual Funds | Director/Board Member | |
LPL Financial LLC
 LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Investment Managers | Director of Research - Equity Corporate Officer/Principal Corporate Officer/Principal | |
| Brown University | College/University | Undergraduate Degree | |
| Michigan State University | College/University | Undergraduate Degree Undergraduate Degree | |
Valley National Bank (Passaic, New Jersey)
 Valley National Bank (Passaic, New Jersey) Major BanksFinance Valley National Bank provides retail and commercial banking services. The firm offers depository banking, consumer and commercial lending, trust and pension services. The company was founded in 1927 and is headquartered in Passaic, NJ. | Major Banks | Corporate Officer/Principal | |
The Depository Trust & Clearing Corp.
 The Depository Trust & Clearing Corp. Investment ManagersFinance The Depository Trust & Clearing Corp. provides clearance, settlement and information services. The firm offers institutional trade processing, clearing, settlement and asset, wealth management, repository and derivatives and data services. The company was founded in 1999 is headquartered in New York, NY. | Investment Managers | Director/Board Member Director/Board Member | |
University of Southern California
 University of Southern California Other Consumer ServicesConsumer Services University of Southern California is a private research university that mainly offers undergraduate, graduate & other higher education. The university was founded in 1880 and is headquartered in Los Angeles, CA. | College/University | Undergraduate Degree Undergraduate Degree | |
| University of California, Los Angeles | College/University | Undergraduate Degree | |
| Iowa State University | College/University | Undergraduate Degree Undergraduate Degree | |
| Davidson College | College/University | Undergraduate Degree Undergraduate Degree | |
| Syracuse University | College/University | Graduate Degree Undergraduate Degree | |
| Miami University | College/University | Undergraduate Degree | |
Cornell University
 Cornell University Other Consumer ServicesConsumer Services Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY. | College/University | Director of Finance/CFO Masters Business Admin | |
University of Akron
 University of Akron Other Consumer ServicesConsumer Services University of Akron provides public research education. Its programs include under graduate studies, graduate studies, international studies, law, and continuing education. The company was founded in 1870 and is headquartered in Akron, OH. | College/University | Undergraduate Degree | |
The Ohio University
 The Ohio University Other Consumer ServicesConsumer Services Central Hockey League operates a professional minor league hockey teams playing in small to medium-sized markets primarily in central and southwestern US states. The league, which was started in 1992, is managed and operated by WPHL, a subsidiary of Global Entertainment Corporation. | College/University | Undergraduate Degree Director of Finance/CFO | |
| University of Wisconsin | College/University | Undergraduate Degree Undergraduate Degree | |
| University of California, Santa Barbara | College/University | Undergraduate Degree Undergraduate Degree | |
| University of Maryland | College/University | Graduate Degree Undergraduate Degree | |
Corbin Multi-Strategy Fund LLC
 Corbin Multi-Strategy Fund LLC Investment Trusts/Mutual FundsMiscellaneous Corbin Multi-Strategy Fund LLC, closed-end management investment company. It engages in allocating capital among various collective investment vehicles. The company was founded on January 4, 2011 and is headquartered Charlotte, NC. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chief Executive Officer Director of Finance/CFO Corporate Secretary Chief Operating Officer Corporate Secretary | |
GAI Mesirow Insight Fund LLC
 GAI Mesirow Insight Fund LLC Financial ConglomeratesFinance GAI Mesirow Insight Fund LLC provides investment services. The private company is based in Charlotte. | Financial Conglomerates | Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman | |
National Association of Securities Dealers, Inc.
 National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Investment Banks/Brokers | Director/Board Member Corporate Officer/Principal Corporate Officer/Principal | |
| US Securities & Exchange Commission | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Financial Accounting Foundation
 Financial Accounting Foundation Investment Trusts/Mutual FundsMiscellaneous The Financial Accounting Foundation is a non-profit organization that administers, finances, and appoints financial and governmental accounting standards boards. The non-profit company is based in Norwalk, CT. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member | |
Excell Partners, Inc.
 Excell Partners, Inc. Investment ManagersFinance Excell Partners Inc (Excell Partners) is a venture capital subsidiary of State of New York founded in 2005. The firm is headquartered in Rochester, New York. | Investment Managers | Corporate Officer/Principal Private Equity Analyst | |
Wells Fargo Clearing Services LLC
 Wells Fargo Clearing Services LLC Investment ManagersFinance Wells Fargo Clearing Services LLC (WFCS) is a SEC-registered investment advisor and wealth management firm headquartered in St. Louis, Missouri. The firm was founded 1852 and formerly known as Wells Fargo Advisors LLC. They are a subsidiary of Wachovia Securities Financial Holdings LLC, a non-bank indirect subsidiary of Wells Fargo & Co. (NYSE: WFC), a financial and bank holding company. Wells Fargo Advisors is a trade name used by Wells Fargo Advisors Financial Network LLC and Wells Fargo Clearing Services LLC. WFCS provides investment advisory services to individuals, pension or profit-sharing plans, trusts, estates or charitable organizations, corporations or other business entities, governmental entities and educational institutions, as well as banks or thrift institutions. The firm also acts as portfolio manager for certain wrap fee advisory programs. | Investment Managers | Market Strategist Corporate Officer/Principal | |
| St. Lawrence University | College/University | Undergraduate Degree Undergraduate Degree | |
Global Alternative Investment Services, Inc. ,
 Global Alternative Investment Services, Inc. , Investment Banks/BrokersFinance Global Alternative Investment Services, Inc. provides brokerage and investment services. The private company is based in Charlotte. | Investment Banks/Brokers | President Chief Operating Officer | |
| Georgetown University | College/University | Graduate Degree Graduate Degree | |
Brighton Jones LLC
 Brighton Jones LLC Investment ManagersFinance Brighton Jones LLC is an independent, SEC-registered investment advisor and wealth management firm headquartered in Seattle, Washington. It was founded by Charles Brighton and Jon Jones in 1999. The firm provides investment management services to individuals, high net-worth individuals, pooled investment vehicles, pension and profit-sharing plans, charitable organizations, business entities, and trusts. | Investment Managers | Analyst-Equity | |
| Claremont Graduate University | College/University | Masters Business Admin | |
| California Polytechnic State University (San Luis Obispo) | College/University | Undergraduate Degree | |
Charles Schwab & Co., Inc. (Broker)
 Charles Schwab & Co., Inc. (Broker) Investment Banks/BrokersFinance Charles Schwab & Co., Inc. is a FINRA-registered broker/dealer headquartered in San Francisco. The firm is a subsidiary of the Charles Schwab Corp. (NYSE: SCHW). They are members of the Chicago Board Options Exchange, NASDAQ and NYSE Arca, Inc. Charles Schwab & Co. is an exchange member engaged in exchange commission business other than floor activities. They also retail mutual funds and OTC corporate equity securities. In addition, the firm underwrites and/or sells corporate securities, underwrites and/or sponsors mutual funds, is a put and call broker/dealer and/or option writer and provides investment advisory services | Investment Banks/Brokers | Corporate Officer/Principal | |
Nuveen Asset Management LLC
 Nuveen Asset Management LLC Investment ManagersFinance Nuveen Asset Management LLC (NAM) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was founded in 2011 and is a subsidiary of Nuveen Fund Advisors LLC, which is ultimately owned by TIAA Board of Governors. NAM provides investment advisory and sub-advisory services to a broad range of individual and institutional clients, such as open-end and closed-end investment companies and other pooled investment vehicles. | Investment Managers | Portfolio Manager-Fixed Income | |
Westerly Hospital, Inc.
 Westerly Hospital, Inc. Hospital/Nursing ManagementHealth Services Westerly Hospital provides surgical and medical services. It offers laboratory services, diagnostic imaging, surgery, emergency care, cardiac care, physical therapy, and rehabilitation. | Hospital/Nursing Management | Director/Board Member |
Estadísticas
Internacional
| Estados Unidos | 49 |
Sectorial
| Finance | 24 |
| Consumer Services | 19 |
| Miscellaneous | 5 |
| Commercial Services | 3 |
| Health Services | 2 |
Operativa
| Corporate Officer/Principal | 135 |
| Director/Board Member | 108 |
| Undergraduate Degree | 55 |
| Independent Dir/Board Member | 32 |
| Corporate Secretary | 24 |
Las relaciones más conectadas
| Insiders | |
|---|---|
| Dennis George Schmal | 27 |
| Carol Davidson | 22 |
| Ann Maurer | 19 |
| Ellyn Brown | 17 |
| James Shorris | 14 |
| Jim Hille | 12 |
| Christopher J. Brummer | 12 |
| Jonathan Hook | 12 |
| Joe Cook | 11 |
| Adam Ira Taback | 11 |
| Kevin Andrew Carreno | 11 |
| Jim Dunn | 10 |
| John Gannon | 9 |
| Stephen Golding | 9 |
| Stephen L. Luparello | 9 |
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