Scott Clement Fauver

Founded in 2006 by Stephen Inglis and Robert Mazzeo, Enclave Capital LLC is a registered broker/dealer located in New York City. The firm is a member of FINRA and SIPC. They are a subsidiary of Cairo-based Beltone Financial Holding SAE. Enclave Capital distributes transactions through their equity sales desk and investment bankers located in the firm's offices in New York City, San Francisco and Hong Kong. Enclave Capital provides institutional investors with execution on U.S. markets and research and trading on the emerging markets of the Middle East. The firm's coverage includes the telecommunications/media, biotechnology/life sciences, clean technology/energy and oil & gas sectors. In the U.S., the firm focuses on U.S.-listed, foreign and domestic micro-, small- and mid-cap companies. Enclave Capital is also expanding their coverage to include Asian and other emerging markets.

Part of ING Groep NV, Baring Securities Ltd. is a Chinese company that provides securities brokerage services. The company is based in Hong Kong, Hong Kong.

UBS Ltd. (Broker) is the Great Britain-based brokerage division of UBS Ltd.,the wholly-owned subsidiary of Switzerland-based UBS AG (SWX: UBSN; NYSE: UBS). Established in 1975, the firm is located in London. UBS Ltd.'s business is organized in three departments: fixed-income, rates and currencies; equity and investment banking. UBS Ltd. (Broker) engages in equity trading, equity derivatives and equity-linked products. The equity research department covers a diverse range of sectors globally and also supplies macroeconomic analysis, quantitative and derivative research. The fixed-income, rates and currency business covers credit, rates, commodities including energy and metals, municipal bonds, Forex and cash and collateral trading globally. Their investment banking activities include analysis, structuring, transaction negotiation and communication.

Part of Mitsubishi UFJ Financial Group, Inc., MUFG Securities EMEA Plc is a brokerage services provider. The company is based in London, UK. The British company was founded in 1983. John David Winter has been the CEO of the company since 2019.